alignment dimension
Operationalizing Pluralistic Values in Large Language Model Alignment Reveals Trade-offs in Safety, Inclusivity, and Model Behavior
Ali, Dalia, Zhao, Dora, Koenecke, Allison, Papakyriakopoulos, Orestis
Although large language models (LLMs) are increasingly trained using human feedback for safety and alignment with human values, alignment decisions often overlook human social diversity. This study examines how incorporating pluralistic values affects LLM behavior by systematically evaluating demographic variation and design parameters in the alignment pipeline. We collect alignment data from US and German participants (N = 1,095 participants, 27,375 ratings) who rated LLM responses across five dimensions: Toxicity, Emotional Awareness (EA), Sensitivity, Stereotypical Bias, and Helpfulness. We fine-tuned multiple Large Language Models and Large Reasoning Models using preferences from different social groups while varying rating scales, disagreement handling methods, and optimization techniques. The results revealed systematic demographic effects: male participants rated responses 18% less toxic than female participants; conservative and Black participants rated responses 27.9% and 44% higher on EA than liberal and White participants, respectively. Models fine-tuned on group-specific preferences exhibited distinct behaviors. Technical design choices showed strong effects: the preservation of rater disagreement achieved roughly 53% greater toxicity reduction than majority voting, and 5-point scales yielded about 22% more reduction than binary formats; and Direct Preference Optimization (DPO) consistently outperformed Group Relative Policy Optimization (GRPO) in multi-value optimization. These findings represent a preliminary step in answering a critical question: How should alignment balance expert-driven and user-driven signals to ensure both safety and fair representation?
Unlocking Decoding-time Controllability: Gradient-Free Multi-Objective Alignment with Contrastive Prompts
Fu, Tingchen, Hou, Yupeng, McAuley, Julian, Yan, Rui
The task of multi-objective alignment aims at balancing and controlling the different alignment objectives (e.g., helpfulness, harmlessness and honesty) of large language models to meet the personalized requirements of different users. However, previous methods tend to train multiple models to deal with various user preferences, with the number of trained models growing linearly with the number of alignment objectives and the number of different preferences. Meanwhile, existing methods are generally poor in extensibility and require significant re-training for each new alignment objective considered. Considering the limitation of previous approaches, we propose MCA (Multi-objective Contrastive Alignemnt), which constructs an expert prompt and an adversarial prompt for each objective to contrast at the decoding time and balances the objectives through combining the contrast. Our approach is verified to be superior to previous methods in obtaining a well-distributed Pareto front among different alignment objectives.
Hummer: Towards Limited Competitive Preference Dataset
Jiang, Li, Wu, Yusen, Xiong, Junwu, Ruan, Jingqing, Ding, Yichuan, Guo, Qingpei, Wen, Zujie, Zhou, Jun, Deng, Xiaotie
Preference datasets are essential for incorporating human preferences into pre-trained language models, playing a key role in the success of Reinforcement Learning from Human Feedback. However, these datasets often demonstrate conflicting alignment objectives, leading to increased vulnerability to jailbreak attacks and challenges in adapting downstream tasks to prioritize specific alignment objectives without negatively impacting others. In this work, we introduce a novel statistical metric, Alignment Dimension Conflict, to quantify the degree of conflict within preference datasets. We then present \texttt{Hummer} and its fine-grained variant, \texttt{Hummer-F}, as innovative pairwise preference datasets with reduced-conflict alignment objectives. \texttt{Hummer} is built based on UltraFeedback and is enhanced by AI feedback from GPT-4, marking as the first preference dataset aimed at reducing the competition between alignment objectives. Furthermore, we develop reward models, HummerRM and HummerRM-F, which employ a hybrid sampling approach to balance diverse alignment objectives effectively. This sampling method positions HummerRM as an ideal model for domain-specific further fine-tuning and reducing vulnerabilities to attacks.