Plotting

 Wang, Xiaoxia


FinSphere: A Conversational Stock Analysis Agent Equipped with Quantitative Tools based on Real-Time Database

arXiv.org Artificial Intelligence

Current financial Large Language Models (LLMs) struggle with two critical limitations: a lack of depth in stock analysis, which impedes their ability to generate professional-grade insights, and the absence of objective evaluation metrics to assess the quality of stock analysis reports. To address these challenges, this paper introduces FinSphere, a conversational stock analysis agent, along with three major contributions: (1) Stocksis, a dataset curated by industry experts to enhance LLMs' stock analysis capabilities, (2) AnalyScore, a systematic evaluation framework for assessing stock analysis quality, and (3) FinSphere, an AI agent that can generate high-quality stock analysis reports in response to user queries. Experiments demonstrate that FinSphere achieves superior performance compared to both general and domain-specific LLMs, as well as existing agent-based systems, even when they are enhanced with real-time data access and few-shot guidance. The integrated framework, which combines real-time data feeds, quantitative tools, and an instruction-tuned LLM, yields substantial improvements in both analytical quality and practical applicability for real-world stock analysis.


Towards Multimodal Metaphor Understanding: A Chinese Dataset and Model for Metaphor Mapping Identification

arXiv.org Artificial Intelligence

Metaphors play a crucial role in human communication, yet their comprehension remains a significant challenge for natural language processing (NLP) due to the cognitive complexity involved. According to Conceptual Metaphor Theory (CMT), metaphors map a target domain onto a source domain, and understanding this mapping is essential for grasping the nature of metaphors. While existing NLP research has focused on tasks like metaphor detection and sentiment analysis of metaphorical expressions, there has been limited attention to the intricate process of identifying the mappings between source and target domains. Moreover, non-English multimodal metaphor resources remain largely neglected in the literature, hindering a deeper understanding of the key elements involved in metaphor interpretation. To address this gap, we developed a Chinese multimodal metaphor advertisement dataset (namely CM3D) that includes annotations of specific target and source domains. This dataset aims to foster further research into metaphor comprehension, particularly in non-English languages. Furthermore, we propose a Chain-of-Thought (CoT) Prompting-based Metaphor Mapping Identification Model (CPMMIM), which simulates the human cognitive process for identifying these mappings. Drawing inspiration from CoT reasoning and Bi-Level Optimization (BLO), we treat the task as a hierarchical identification problem, enabling more accurate and interpretable metaphor mapping. Our experimental results demonstrate the effectiveness of CPMMIM, highlighting its potential for advancing metaphor comprehension in NLP. Our dataset and code are both publicly available to encourage further advancements in this field.