Federated Learning (FL) is a privacy-preserving distributed machine learning paradigm. Nonetheless, the substantial distribution shifts among clients pose a considerable challenge to the performance of current FL algorithms. To mitigate this challenge, various methods have been proposed to enhance the FL training process. This paper endeavors to tackle the issue of data heterogeneity from another perspective -- by improving FL algorithms prior to the actual training stage. Specifically, we introduce the Client2Vec mechanism, which generates a unique client index for each client before the commencement of FL training. Subsequently, we leverage the generated client index to enhance the subsequent FL training process. To demonstrate the effectiveness of the proposed Client2Vec method, we conduct three case studies that assess the impact of the client index on the FL training process. These case studies encompass enhanced client sampling, model aggregation, and local training. Extensive experiments conducted on diverse datasets and model architectures show the efficacy of Client2Vec across all three case studies. Our code is avaliable at \url{https://github.com/LINs-lab/client2vec}.

The Sparse Mixture of Experts (SMoE) has been widely employed to enhance the efficiency of training and inference for Transformer-based foundational models, yielding promising results. However, the performance of SMoE heavily depends on the choice of hyper-parameters, such as the number of experts and the number of experts to be activated (referred to as top-k), resulting in significant computational overhead due to the extensive model training by searching over various hyper-parameter configurations. As a remedy, we introduce the Dynamic Mixture of Experts (DynMoE) technique. DynMoE incorporates (1) a novel gating method that enables each token to automatically determine the number of experts to activate. (2) An adaptive process automatically adjusts the number of experts during training. Extensive numerical results across Vision, Language, and Vision-Language tasks demonstrate the effectiveness of our approach to achieve competitive performance compared to GMoE for vision and language tasks, and MoE-LLaVA for vision-language tasks, while maintaining efficiency by activating fewer parameters. Our code is available at https://github.com/LINs-lab/DynMoE.

Federated Learning (FL) is a distributed learning paradigm to train a global model across multiple devices without collecting local data. In FL, a server typically selects a subset of clients for each training round to optimize resource usage. Central to this process is the technique of unbiased client sampling, which ensures a representative selection of clients. Current methods primarily utilize a random sampling procedure which, despite its effectiveness, achieves suboptimal efficiency owing to the loose upper bound caused by the sampling variance. In this work, by adopting an independent sampling procedure, we propose a federated optimization framework focused on adaptive unbiased client sampling, improving the convergence rate via an online variance reduction strategy. In particular, we present the first adaptive client sampler, K-Vib, employing an independent sampling procedure. K-Vib achieves a linear speed-up on the regret bound $\tilde{\mathcal{O}}\big(N^{\frac{1}{3}}T^{\frac{2}{3}}/K^{\frac{4}{3}}\big)$ within a set communication budget $K$. Empirical studies indicate that K-Vib doubles the speed compared to baseline algorithms, demonstrating significant potential in federated optimization.

Federated learning refers to a distributed machine learning paradigm in which data samples are decentralized and distributed among multiple clients. These samples may exhibit statistical heterogeneity, which refers to data distributions are not independent and identical across clients. Additionally, system heterogeneity, or variations in the computational power of the clients, introduces biases into federated learning. The combined effects of statistical and system heterogeneity can significantly reduce the efficiency of federated optimization. However, the impact of hybrid heterogeneity is not rigorously discussed. This paper explores how hybrid heterogeneity affects federated optimization by investigating server-side optimization. The theoretical results indicate that adaptively maximizing gradient diversity in server update direction can help mitigate the potential negative consequences of hybrid heterogeneity. To this end, we introduce a novel server-side gradient-based optimizer \textsc{FedAWARE} with theoretical guarantees provided. Intensive experiments in heterogeneous federated settings demonstrate that our proposed optimizer can significantly enhance the performance of federated learning across varying degrees of hybrid heterogeneity.

Preserving privacy and reducing communication costs for edge users pose significant challenges in recommendation systems. Although federated learning has proven effective in protecting privacy by avoiding data exchange between clients and servers, it has been shown that the server can infer user ratings based on updated non-zero gradients obtained from two consecutive rounds of user-uploaded gradients. Moreover, federated recommendation systems (FRS) face the challenge of heterogeneity, leading to decreased recommendation performance. In this paper, we propose FedRec+, an ensemble framework for FRS that enhances privacy while addressing the heterogeneity challenge. FedRec+ employs optimal subset selection based on feature similarity to generate near-optimal virtual ratings for pseudo items, utilizing only the user's local information. This approach reduces noise without incurring additional communication costs. Furthermore, we utilize the Wasserstein distance to estimate the heterogeneity and contribution of each client, and derive optimal aggregation weights by solving a defined optimization problem. Experimental results demonstrate the state-of-the-art performance of FedRec+ across various reference datasets.

Partial client participation has been widely adopted in Federated Learning (FL) to reduce the communication burden efficiently. However, an inadequate client sampling scheme can lead to the selection of unrepresentative subsets, resulting in significant variance in model updates and slowed convergence. Existing sampling methods are either biased or can be further optimized for faster convergence. In this paper, we present DELTA, an unbiased sampling scheme designed to alleviate these issues. DELTA characterizes the effects of client diversity and local variance, and samples representative clients with valuable information for global model updates. In addition, DELTA is a proven optimal unbiased sampling scheme that minimizes variance caused by partial client participation and outperforms other unbiased sampling schemes in terms of convergence. Furthermore, to address full-client gradient dependence, we provide a practical version of DELTA depending on the available clients' information, and also analyze its convergence. Our results are validated through experiments on both synthetic and real-world datasets.

Federated Learning (FL) is an emerging distributed machine learning approach that preserves client privacy by storing data on edge devices. However, data heterogeneity among clients presents challenges in training models that perform well on all local distributions. Recent studies have proposed clustering as a solution to tackle client heterogeneity in FL by grouping clients with distribution shifts into different clusters. However, the diverse learning frameworks used in current clustered FL methods make it challenging to integrate various clustered FL methods, gather their benefits, and make further improvements. To this end, this paper presents a comprehensive investigation into current clustered FL methods and proposes a four-tier framework, namely HCFL, to encompass and extend existing approaches. Based on the HCFL, we identify the remaining challenges associated with current clustering methods in each tier and propose an enhanced clustering method called HCFL+ to address these challenges. Through extensive numerical evaluations, we showcase the effectiveness of our clustering framework and the improved components. Our code will be publicly available.

Federated Learning (FL) is a machine learning paradigm that safeguards privacy by retaining client data on edge devices. However, optimizing FL in practice can be challenging due to the diverse and heterogeneous nature of the learning system. Though recent research has focused on improving the optimization of FL when distribution shifts occur among clients, ensuring global performance when multiple types of distribution shifts occur simultaneously among clients -- such as feature distribution shift, label distribution shift, and concept shift -- remain under-explored. In this paper, we identify the learning challenges posed by the simultaneous occurrence of diverse distribution shifts and propose a clustering principle to overcome these challenges. Through our research, we find that existing methods failed to address the clustering principle. Therefore, we propose a novel clustering algorithm framework, dubbed as FedRC, which adheres to our proposed clustering principle by incorporating a bi-level optimization problem and a novel objective function. Extensive experiments demonstrate that FedRC significantly outperforms other SOTA cluster-based FL methods. Our code will be publicly available.

Magnetic resonance imaging (MRI) and Positron emission tomography (PET) could help more accurately predict MCI The prediction of mild cognitive impairment (MCI) conversion conversion [2]. to Alzheimer's disease (AD) is important for early Convolutional neural networks (CNNs) have been widely treatment to prevent or slow the progression of AD. To accurately applied to AD classification and prediction from imaging predict the MCI conversion to stable MCI or progressive data. Valliani et al. [3] fine-tuned a pretrained ResNet-50 MCI, we propose TriFormer, a novel transformer-based to classify AD and CN based on 2D axial slices. Wen et framework with three specialized transformers to incorporate al. [4] leveraged 3D spatial information by using a 3D CNN multi-modal data. TriFormer uses I) an image transformer to and outperformed previous 2D-based methods in AD classification extract multi-view image features from medical scans, II) a and MCI conversion prediction. However, both clinical transformer to embed and correlate multi-modal clinical 2D and 3D CNNs have a strong inductive bias towards local data, and III) a modality fusion transformer that produces receptive fields, which could limit the performance on an accurate prediction based on fusing the outputs from the high dimensional data [5]. Recently, transformers have been image and clinical transformers. Triformer is evaluated on the shown to be effective in capturing global long-range dependency Alzheimer's Disease Neuroimaging Initiative (ADNI) 1 and within imaging [6] and sequential data [7]. They also ADNI2 datasets and outperforms previous state-of-the-art have no indictive bias compared with CNNs.

Federated Learning (FL) is a way for machines to learn from data that is kept locally, in order to protect the privacy of clients. This is typically done using local SGD, which helps to improve communication efficiency. However, such a scheme is currently constrained by slow and unstable convergence due to the variety of data on different clients' devices. In this work, we identify three under-explored phenomena of biased local learning that may explain these challenges caused by local updates in supervised FL. As a remedy, we propose FedBR, a novel unified algorithm that reduces the local learning bias on features and classifiers to tackle these challenges. FedBR has two components. The first component helps to reduce bias in local classifiers by balancing the output of the models. The second component helps to learn local features that are similar to global features, but different from those learned from other data sources. We conducted several experiments to test \algopt and found that it consistently outperforms other SOTA FL methods. Both of its components also individually show performance gains. Our code is available at https://github.com/lins-lab/fedbr.