A hallmark of modern large language models (LLMs) is their impressive general zero-shot and few-shot abilities, often elicited through in-context learning (ICL) via prompting. However, while highly coveted and being the most general, zero-shot performances in LLMs are still typically weaker due to the lack of guidance and the difficulty of applying existing automatic prompt design methods in general tasks when ground-truth labels are unavailable. In this study, we address this by presenting Universal Self-Adaptive Prompting (USP), an automatic prompt design approach specifically tailored for zero-shot learning (while compatible with few-shot). Requiring only a small amount of unlabeled data and an inference-only LLM, USP is highly versatile: to achieve universal prompting, USP categorizes a possible NLP task into one of the three possible task types and then uses a corresponding selector to select the most suitable queries and zero-shot model-generated responses as pseudo-demonstrations, thereby generalizing ICL to the zero-shot setup in a fully automated way. We evaluate USP with PaLM and PaLM 2 models and demonstrate performances that are considerably stronger than standard zero-shot baselines and often comparable to or even superior to few-shot baselines across more than 40 natural language understanding, natural language generation, and reasoning tasks.

This paper plans to develop an Equitable and Responsible AI framework with enabling techniques and algorithms for the Internet of Energy (IoE), in short, RAI4IoE. The energy sector is going through substantial changes fueled by two key drivers: building a zero-carbon energy sector and the digital transformation of the energy infrastructure. We expect to see the convergence of these two drivers resulting in the IoE, where renewable distributed energy resources (DERs), such as electric cars, storage batteries, wind turbines and photovoltaics (PV), can be connected and integrated for reliable energy distribution by leveraging advanced 5G-6G networks and AI technology. This allows DER owners as prosumers to participate in the energy market and derive economic incentives. DERs are inherently asset-driven and face equitable challenges (i.e., fair, diverse and inclusive). Without equitable access, privileged individuals, groups and organizations can participate and benefit at the cost of disadvantaged groups. The real-time management of DER resources not only brings out the equity problem to the IoE, it also collects highly sensitive location, time, activity dependent data, which requires to be handled responsibly (e.g., privacy, security and safety), for AI-enhanced predictions, optimization and prioritization services, and automated management of flexible resources. The vision of our project is to ensure equitable participation of the community members and responsible use of their data in IoE so that it could reap the benefits of advances in AI to provide safe, reliable and sustainable energy services.

One impressive emergent capability of large language models (LLMs) is generation of code, including Structured Query Language (SQL) for databases. For the task of converting natural language text to SQL queries, Text-to-SQL, adaptation of LLMs is of paramount importance, both in in-context learning and fine-tuning settings, depending on the amount of adaptation data used. In this paper, we propose an LLM-based Text-to-SQL model SQL-PaLM, leveraging on PaLM-2, that pushes the state-of-the-art in both settings. Few-shot SQL-PaLM is based on an execution-based self-consistency prompting approach designed for Text-to-SQL, and achieves 77.3% in test-suite accuracy on Spider, which to our best knowledge is the first to outperform previous state-of-the-art with fine-tuning by a significant margin, 4%. Furthermore, we demonstrate that the fine-tuned SQL-PALM outperforms it further by another 1%. Towards applying SQL-PaLM to real-world scenarios we further evaluate its robustness on other challenging variants of Spider and demonstrate the superior generalization capability of SQL-PaLM. In addition, via extensive case studies, we demonstrate the impressive intelligent capabilities and various success enablers of LLM-based Text-to-SQL.

Modern large language models (LLMs) have demonstrated impressive capabilities at sophisticated tasks, often through step-by-step reasoning similar to humans. This is made possible by their strong few and zero-shot abilities -- they can effectively learn from a handful of handcrafted, completed responses ("in-context examples"), or are prompted to reason spontaneously through specially designed triggers. Nonetheless, some limitations have been observed. First, performance in the few-shot setting is sensitive to the choice of examples, whose design requires significant human effort. Moreover, given the diverse downstream tasks of LLMs, it may be difficult or laborious to handcraft per-task labels. Second, while the zero-shot setting does not require handcrafting, its performance is limited due to the lack of guidance to the LLMs. To address these limitations, we propose Consistency-based Self-adaptive Prompting (COSP), a novel prompt design method for LLMs. Requiring neither handcrafted responses nor ground-truth labels, COSP selects and builds the set of examples from the LLM zero-shot outputs via carefully designed criteria that combine consistency, diversity and repetition. In the zero-shot setting for three different LLMs, we show that using only LLM predictions, COSP improves performance up to 15% compared to zero-shot baselines and matches or exceeds few-shot baselines for a range of reasoning tasks.

Accurate estimation of output quantiles is crucial in many use cases, where it is desired to model the range of possibility. Modeling target distribution at arbitrary quantile levels and at arbitrary input attribute levels are important to offer a comprehensive picture of the data, and requires the quantile function to be expressive enough. The quantile function describing the target distribution using quantile levels is critical for quantile regression. Although various parametric forms for the distributions (that the quantile function specifies) can be adopted, an everlasting problem is selecting the most appropriate one that can properly approximate the data distributions. In this paper, we propose a non-parametric and data-driven approach, Neural Spline Search (NSS), to represent the observed data distribution without parametric assumptions. NSS is flexible and expressive for modeling data distributions by transforming the inputs with a series of monotonic spline regressions guided by symbolic operators. We demonstrate that NSS outperforms previous methods on synthetic, real-world regression and time-series forecasting tasks.

Existing integrity verification approaches for deep models are designed for private verification (i.e., assuming the service provider is honest, with white-box access to model parameters). However, private verification approaches do not allow model users to verify the model at run-time. Instead, they must trust the service provider, who may tamper with the verification results. In contrast, a public verification approach that considers the possibility of dishonest service providers can benefit a wider range of users. In this paper, we propose PublicCheck, a practical public integrity verification solution for services of run-time deep models. PublicCheck considers dishonest service providers, and overcomes public verification challenges of being lightweight, providing anti-counterfeiting protection, and having fingerprinting samples that appear smooth. To capture and fingerprint the inherent prediction behaviors of a run-time model, PublicCheck generates smoothly transformed and augmented encysted samples that are enclosed around the model's decision boundary while ensuring that the verification queries are indistinguishable from normal queries. PublicCheck is also applicable when knowledge of the target model is limited (e.g., with no knowledge of gradients or model parameters). A thorough evaluation of PublicCheck demonstrates the strong capability for model integrity breach detection (100% detection accuracy with less than 10 black-box API queries) against various model integrity attacks and model compression attacks. PublicCheck also demonstrates the smooth appearance, feasibility, and efficiency of generating a plethora of encysted samples for fingerprinting.

Deep Neural Networks (DNNs) are susceptible to backdoor attacks during training. The model corrupted in this way functions normally, but when triggered by certain patterns in the input, produces a predefined target label. Existing defenses usually rely on the assumption of the universal backdoor setting in which poisoned samples share the same uniform trigger. However, recent advanced backdoor attacks show that this assumption is no longer valid in dynamic backdoors where the triggers vary from input to input, thereby defeating the existing defenses. In this work, we propose a novel technique, Beatrix (backdoor detection via Gram matrix). Beatrix utilizes Gram matrix to capture not only the feature correlations but also the appropriately high-order information of the representations. By learning class-conditional statistics from activation patterns of normal samples, Beatrix can identify poisoned samples by capturing the anomalies in activation patterns. To further improve the performance in identifying target labels, Beatrix leverages kernel-based testing without making any prior assumptions on representation distribution. We demonstrate the effectiveness of our method through extensive evaluation and comparison with state-of-the-art defensive techniques. The experimental results show that our approach achieves an F1 score of 91.1% in detecting dynamic backdoors, while the state of the art can only reach 36.9%.

Learned optimizers are algorithms that can themselves be trained to solve optimization problems. In contrast to baseline optimizers (such as momentum or Adam) that use simple update rules derived from theoretical principles, learned optimizers use flexible, high-dimensional, nonlinear parameterizations. Although this can lead to better performance in certain settings, their inner workings remain a mystery. How is a learned optimizer able to outperform a well tuned baseline? Has it learned a sophisticated combination of existing optimization techniques, or is it implementing completely new behavior? In this work, we address these questions by careful analysis and visualization of learned optimizers. We study learned optimizers trained from scratch on three disparate tasks, and discover that they have learned interpretable mechanisms, including: momentum, gradient clipping, learning rate schedules, and a new form of learning rate adaptation. Moreover, we show how the dynamics of learned optimizers enables these behaviors. Our results help elucidate the previously murky understanding of how learned optimizers work, and establish tools for interpreting future learned optimizers.