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 Schlötterer, Jörg


LLMs for Generating and Evaluating Counterfactuals: A Comprehensive Study

arXiv.org Artificial Intelligence

As NLP models become more complex, understanding their decisions becomes more crucial. Counterfactuals (CFs), where minimal changes to inputs flip a model's prediction, offer a way to explain these models. While Large Language Models (LLMs) have shown remarkable performance in NLP tasks, their efficacy in generating high-quality CFs remains uncertain. This work fills this gap by investigating how well LLMs generate CFs for two NLU tasks. We conduct a comprehensive comparison of several common LLMs, and evaluate their CFs, assessing both intrinsic metrics, and the impact of these CFs on data augmentation. Moreover, we analyze differences between human and LLM-generated CFs, providing insights for future research directions. Our results show that LLMs generate fluent CFs, but struggle to keep the induced changes minimal. Generating CFs for Sentiment Analysis (SA) is less challenging than NLI where LLMs show weaknesses in generating CFs that flip the original label. This also reflects on the data augmentation performance, where we observe a large gap between augmenting with human and LLMs CFs. Furthermore, we evaluate LLMs' ability to assess CFs in a mislabelled data setting, and show that they have a strong bias towards agreeing with the provided labels. GPT4 is more robust against this bias and its scores correlate well with automatic metrics. Our findings reveal several limitations and point to potential future work directions.


CEval: A Benchmark for Evaluating Counterfactual Text Generation

arXiv.org Artificial Intelligence

Counterfactual text generation aims to minimally change a text, such that it is classified differently. Judging advancements in method development for counterfactual text generation is hindered by a non-uniform usage of data sets and metrics in related work. We propose CEval, a benchmark for comparing counterfactual text generation methods. CEval unifies counterfactual and text quality metrics, includes common counterfactual datasets with human annotations, standard baselines (MICE, GDBA, CREST) and the open-source language model LLAMA-2. Our experiments found no perfect method for generating counterfactual text. Methods that excel at counterfactual metrics often produce lower-quality text while LLMs with simple prompts generate high-quality text but struggle with counterfactual criteria. By making CEval available as an open-source Python library, we encourage the community to contribute more methods and maintain consistent evaluation in future work.


Corpus Considerations for Annotator Modeling and Scaling

arXiv.org Artificial Intelligence

Recent trends in natural language processing research and annotation tasks affirm a paradigm shift from the traditional reliance on a single ground truth to a focus on individual perspectives, particularly in subjective tasks. In scenarios where annotation tasks are meant to encompass diversity, models that solely rely on the majority class labels may inadvertently disregard valuable minority perspectives. This oversight could result in the omission of crucial information and, in a broader context, risk disrupting the balance within larger ecosystems. As the landscape of annotator modeling unfolds with diverse representation techniques, it becomes imperative to investigate their effectiveness with the fine-grained features of the datasets in view. This study systematically explores various annotator modeling techniques and compares their performance across seven corpora. From our findings, we show that the commonly used user token model consistently outperforms more complex models. We introduce a composite embedding approach and show distinct differences in which model performs best as a function of the agreement with a given dataset. Our findings shed light on the relationship between corpus statistics and annotator modeling performance, which informs future work on corpus construction and perspectivist NLP.


A Second Look on BASS -- Boosting Abstractive Summarization with Unified Semantic Graphs -- A Replication Study

arXiv.org Artificial Intelligence

We present a detailed replication study of the BASS framework, an abstractive summarization system based on the notion of Unified Semantic Graphs. Our investigation includes challenges in replicating key components and an ablation study to systematically isolate error sources rooted in replicating novel components. Our findings reveal discrepancies in performance compared to the original work. We highlight the significance of paying careful attention even to reasonably omitted details for replicating advanced frameworks like BASS, and emphasize key practices for writing replicable papers.


The Queen of England is not England's Queen: On the Lack of Factual Coherency in PLMs

arXiv.org Artificial Intelligence

Factual knowledge encoded in Pre-trained Language Models (PLMs) enriches their representations and justifies their use as knowledge bases. Previous work has focused on probing PLMs for factual knowledge by measuring how often they can correctly predict an object entity given a subject and a relation, and improving fact retrieval by optimizing the prompts used for querying PLMs. In this work, we consider a complementary aspect, namely the coherency of factual knowledge in PLMs, i.e., how often can PLMs predict the subject entity given its initial prediction of the object entity. This goes beyond evaluating how much PLMs know, and focuses on the internal state of knowledge inside them. Our results indicate that PLMs have low coherency using manually written, optimized and paraphrased prompts, but including an evidence paragraph leads to substantial improvement. This shows that PLMs fail to model inverse relations and need further enhancements to be able to handle retrieving facts from their parameters in a coherent manner, and to be considered as knowledge bases.


InfoLossQA: Characterizing and Recovering Information Loss in Text Simplification

arXiv.org Artificial Intelligence

Text simplification aims to make technical texts more accessible to laypeople but often results in deletion of information and vagueness. This work proposes InfoLossQA, a framework to characterize and recover simplification-induced information loss in form of question-and-answer (QA) pairs. Building on the theory of Question Under Discussion, the QA pairs are designed to help readers deepen their knowledge of a text. We conduct a range of experiments with this framework. First, we collect a dataset of 1,000 linguist-curated QA pairs derived from 104 LLM simplifications of scientific abstracts of medical studies. Our analyses of this data reveal that information loss occurs frequently, and that the QA pairs give a high-level overview of what information was lost. Second, we devise two methods for this task: end-to-end prompting of open-source and commercial language models, and a natural language inference pipeline. With a novel evaluation framework considering the correctness of QA pairs and their linguistic suitability, our expert evaluation reveals that models struggle to reliably identify information loss and applying similar standards as humans at what constitutes information loss.


Is Last Layer Re-Training Truly Sufficient for Robustness to Spurious Correlations?

arXiv.org Artificial Intelligence

Models trained with empirical risk minimization (ERM) are known to learn to rely on spurious features, i.e., their prediction is based on undesired auxiliary features which are strongly correlated with class labels but lack causal reasoning. This behavior particularly degrades accuracy in groups of samples of the correlated class that are missing the spurious feature or samples of the opposite class but with the spurious feature present. The recently proposed Deep Feature Reweighting (DFR) method improves accuracy of these worst groups. Based on the main argument that ERM mods can learn core features sufficiently well, DFR only needs to retrain the last layer of the classification model with a small group-balanced data set. In this work, we examine the applicability of DFR to realistic data in the medical domain. Furthermore, we investigate the reasoning behind the effectiveness of last-layer retraining and show that even though DFR has the potential to improve the accuracy of the worst group, it remains susceptible to spurious correlations.


Give Me the Facts! A Survey on Factual Knowledge Probing in Pre-trained Language Models

arXiv.org Artificial Intelligence

Pre-trained Language Models (PLMs) are trained on vast unlabeled data, rich in world knowledge. This fact has sparked the interest of the community in quantifying the amount of factual knowledge present in PLMs, as this explains their performance on downstream tasks, and potentially justifies their use as knowledge bases. In this work, we survey methods and datasets that are used to probe PLMs for factual knowledge. Our contributions are: (1) We propose a categorization scheme for factual probing methods that is based on how their inputs, outputs and the probed PLMs are adapted; (2) We provide an overview of the datasets used for factual probing; (3) We synthesize insights about knowledge retention and prompt optimization in PLMs, analyze obstacles to adopting PLMs as knowledge bases and outline directions for future work.


Interpreting and Correcting Medical Image Classification with PIP-Net

arXiv.org Artificial Intelligence

Part-prototype models are explainable-by-design image classifiers, and a promising alternative to black box AI. This paper explores the applicability and potential of interpretable machine learning, in particular PIP-Net, for automated diagnosis support on real-world medical imaging data. PIP-Net learns human-understandable prototypical image parts and we evaluate its accuracy and interpretability for fracture detection and skin cancer diagnosis. We find that PIP-Net's decision making process is in line with medical classification standards, while only provided with image-level class labels. Because of PIP-Net's unsupervised pretraining of prototypes, data quality problems such as undesired text in an X-ray or labelling errors can be easily identified. Additionally, we are the first to show that humans can manually correct the reasoning of PIP-Net by directly disabling undesired prototypes. We conclude that part-prototype models are promising for medical applications due to their interpretability and potential for advanced model debugging.


Explaining Machine Learning Models in Natural Conversations: Towards a Conversational XAI Agent

arXiv.org Artificial Intelligence

The goal of Explainable AI (XAI) is to design methods to provide insights into the reasoning process of black-box models, such as deep neural networks, in order to explain them to humans. Social science research states that such explanations should be conversational, similar to human-to-human explanations. In this work, we show how to incorporate XAI in a conversational agent, using a standard design for the agent comprising natural language understanding and generation components. We build upon an XAI question bank, which we extend by quality-controlled paraphrases, to understand the user's information needs. We further systematically survey the literature for suitable explanation methods that provide the information to answer those questions, and present a comprehensive list of suggestions. Our work is the first step towards truly natural conversations about machine learning models with an explanation agent. The comprehensive list of XAI questions and the corresponding explanation methods may support other researchers in providing the necessary information to address users' demands. To facilitate future work, we release our source code and data.