The rise of Generative AI (GenAI) brings about transformative potential across sectors, but its dual-use nature also amplifies risks. Governments globally are grappling with the challenge of regulating GenAI, balancing innovation against safety. China, the United States (US), and the European Union (EU) are at the forefront with initiatives like the Management of Algorithmic Recommendations, the Executive Order, and the AI Act, respectively. However, the rapid evolution of GenAI capabilities often outpaces the development of comprehensive safety measures, creating a gap between regulatory needs and technical advancements. A workshop co-organized by Google, University of Wisconsin, Madison (UW-Madison), and Stanford University aimed to bridge this gap between GenAI policy and technology. The diverse stakeholders of the GenAI space -- from the public and governments to academia and industry -- make any safety measures under consideration more complex, as both technical feasibility and regulatory guidance must be realized. This paper summarizes the discussions during the workshop which addressed questions, such as: How regulation can be designed without hindering technological progress? How technology can evolve to meet regulatory standards? The interplay between legislation and technology is a very vast topic, and we don't claim that this paper is a comprehensive treatment on this topic. This paper is meant to capture findings based on the workshop, and hopefully, can guide discussion on this topic.

Large Language Model (LLM) systems are inherently compositional, with individual LLM serving as the core foundation with additional layers of objects such as plugins, sandbox, and so on. Along with the great potential, there are also increasing concerns over the security of such probabilistic intelligent systems. However, existing studies on LLM security often focus on individual LLM, but without examining the ecosystem through the lens of LLM systems with other objects (e.g., Frontend, Webtool, Sandbox, and so on). In this paper, we systematically analyze the security of LLM systems, instead of focusing on the individual LLMs. To do so, we build on top of the information flow and formulate the security of LLM systems as constraints on the alignment of the information flow within LLM and between LLM and other objects. Based on this construction and the unique probabilistic nature of LLM, the attack surface of the LLM system can be decomposed into three key components: (1) multi-layer security analysis, (2) analysis of the existence of constraints, and (3) analysis of the robustness of these constraints. To ground this new attack surface, we propose a multi-layer and multi-step approach and apply it to the state-of-art LLM system, OpenAI GPT4. Our investigation exposes several security issues, not just within the LLM model itself but also in its integration with other components. We found that although the OpenAI GPT4 has designed numerous safety constraints to improve its safety features, these safety constraints are still vulnerable to attackers. To further demonstrate the real-world threats of our discovered vulnerabilities, we construct an end-to-end attack where an adversary can illicitly acquire the user's chat history, all without the need to manipulate the user's input or gain direct access to OpenAI GPT4. Our demo is in the link: https://fzwark.github.io/LLM-System-Attack-Demo/

Large Language Models' success on text generation has also made them better at code generation and coding tasks. While a lot of work has demonstrated their remarkable performance on tasks such as code completion and editing, it is still unclear as to why. We help bridge this gap by exploring to what degree auto-regressive models understand the logical constructs of the underlying programs. We propose Counterfactual Analysis for Programming Concept Predicates (CACP) as a counterfactual testing framework to evaluate whether Large Code Models understand programming concepts. With only black-box access to the model, we use CACP to evaluate ten popular Large Code Models for four different programming concepts. Our findings suggest that current models lack understanding of concepts such as data flow and control flow.

Every major technical invention resurfaces the dual-use dilemma -- the new technology has the potential to be used for good as well as for harm. Generative AI (GenAI) techniques, such as large language models (LLMs) and diffusion models, have shown remarkable capabilities (e.g., in-context learning, code-completion, and text-to-image generation and editing). However, GenAI can be used just as well by attackers to generate new attacks and increase the velocity and efficacy of existing attacks. This paper reports the findings of a workshop held at Google (co-organized by Stanford University and the University of Wisconsin-Madison) on the dual-use dilemma posed by GenAI. This paper is not meant to be comprehensive, but is rather an attempt to synthesize some of the interesting findings from the workshop. We discuss short-term and long-term goals for the community on this topic. We hope this paper provides both a launching point for a discussion on this important topic as well as interesting problems that the research community can work to address.

Recently, diffusion models (DMs) have become the state-of-the-art method for image synthesis. Editing models based on DMs, known for their high fidelity and precision, have inadvertently introduced new challenges related to image copyright infringement and malicious editing. Our work is the first to formalize and address this issue. After assessing and attempting to enhance traditional image watermarking techniques, we recognize their limitations in this emerging context. In response, we develop a novel technique, RIW (Robust Invisible Watermarking), to embed invisible watermarks leveraging adversarial example techniques. Our technique ensures a high extraction accuracy of $96\%$ for the invisible watermark after editing, compared to the $0\%$ offered by conventional methods. We provide access to our code at https://github.com/BennyTMT/RIW.

In this paper, we study the problem of publishing a stream of real-valued data satisfying differential privacy (DP). One major challenge is that the maximal possible value can be quite large; thus it is necessary to estimate a threshold so that numbers above it are truncated to reduce the amount of noise that is required to all the data. The estimation must be done based on the data in a private fashion. We develop such a method that uses the Exponential Mechanism with a quality function that approximates well the utility goal while maintaining a low sensitivity. Given the threshold, we then propose a novel online hierarchical method and several post-processing techniques. Building on these ideas, we formalize the steps into a framework for private publishing of stream data. Our framework consists of three components: a threshold optimizer that privately estimates the threshold, a perturber that adds calibrated noises to the stream, and a smoother that improves the result using post-processing. Within our framework, we design an algorithm satisfying the more stringent setting of DP called local DP (LDP). To our knowledge, this is the first LDP algorithm for publishing streaming data. Using four real-world datasets, we demonstrate that our mechanism outperforms the state-of-the-art by a factor of 6-10 orders of magnitude in terms of utility (measured by the mean squared error of answering a random range query).

Large language models (LLMs) have recently shown great advances in a variety of tasks, including natural language understanding and generation. However, their use in high-stakes decision-making scenarios is still limited due to the potential for errors. Selective prediction is a technique that can be used to improve the reliability of the LLMs by allowing them to abstain from making predictions when they are unsure of the answer. In this work, we propose a novel framework for adaptation with self-evaluation to improve the selective prediction performance of LLMs. Our framework is based on the idea of using parameter-efficient tuning to adapt the LLM to the specific task at hand while improving its ability to perform self-evaluation. We evaluate our method on a variety of question-answering (QA) datasets and show that it outperforms state-of-the-art selective prediction methods. For example, on the CoQA benchmark, our method improves the AUACC from 91.23% to 92.63% and improves the AUROC from 74.61% to 80.25%.

We construct the first provable watermarking scheme for language models with public detectability or verifiability: we use a private key for watermarking and a public key for watermark detection. Our protocol is the first watermarking scheme that does not embed a statistical signal in generated text. Rather, we directly embed a publicly-verifiable cryptographic signature using a form of rejection sampling. We show that our construction meets strong formal security guarantees and preserves many desirable properties found in schemes in the private-key watermarking setting. In particular, our watermarking scheme retains distortion-freeness and model agnosticity. We implement our scheme and make empirical measurements over open models in the 7B parameter range. Our experiments suggest that our watermarking scheme meets our formal claims while preserving text quality.

Membership Inference Attacks (MIAs) aim to identify specific data samples within the private training dataset of machine learning models, leading to serious privacy violations and other sophisticated threats. Many practical black-box MIAs require query access to the data distribution (the same distribution where the private data is drawn) to train shadow models. By doing so, the adversary obtains models trained "with" or "without" samples drawn from the distribution, and analyzes the characteristics of the samples under consideration. The adversary is often required to train more than hundreds of shadow models to extract the signals needed for MIAs; this becomes the computational overhead of MIAs. In this paper, we propose that by strategically choosing the samples, MI adversaries can maximize their attack success while minimizing the number of shadow models. First, our motivational experiments suggest memorization as the key property explaining disparate sample vulnerability to MIAs. We formalize this through a theoretical bound that connects MI advantage with memorization. Second, we show sample complexity bounds that connect the number of shadow models needed for MIAs with memorization. Lastly, we confirm our theoretical arguments with comprehensive experiments; by utilizing samples with high memorization scores, the adversary can (a) significantly improve its efficacy regardless of the MIA used, and (b) reduce the number of shadow models by nearly two orders of magnitude compared to state-of-the-art approaches.

Recent work has proposed stateful defense models (SDMs) as a compelling strategy to defend against a black-box attacker who only has query access to the model, as is common for online machine learning platforms. Such stateful defenses aim to defend against black-box attacks by tracking the query history and detecting and rejecting queries that are "similar" and thus preventing black-box attacks from finding useful gradients and making progress towards finding adversarial attacks within a reasonable query budget. Recent SDMs (e.g., Blacklight and PIHA) have shown remarkable success in defending against state-of-the-art black-box attacks. In this paper, we show that SDMs are highly vulnerable to a new class of adaptive black-box attacks. We propose a novel adaptive black-box attack strategy called Oracle-guided Adaptive Rejection Sampling (OARS) that involves two stages: (1) use initial query patterns to infer key properties about an SDM's defense; and, (2) leverage those extracted properties to design subsequent query patterns to evade the SDM's defense while making progress towards finding adversarial inputs. OARS is broadly applicable as an enhancement to existing black-box attacks - we show how to apply the strategy to enhance six common black-box attacks to be more effective against current class of SDMs. For example, OARS-enhanced versions of black-box attacks improved attack success rate against recent stateful defenses from almost 0% to to almost 100% for multiple datasets within reasonable query budgets.