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Local to Global: Learning Dynamics and Effect of Initialization for Transformers

Neural Information Processing Systems

In recent years, transformer-based models have revolutionized deep learning, particularly in sequence modeling. To better understand this phenomenon, there is a growing interest in using Markov input processes to study transformers. However, our current understanding in this regard remains limited with many fundamental questions about how transformers learn Markov chains still unanswered. In this paper, we address this by focusing on first-order Markov chains and single-layer transformers, providing a comprehensive characterization of the learning dynamics in this context. Specifically, we prove that transformer parameters trained on next-token prediction loss can either converge to global or local minima, contingent on the initialization and the Markovian data properties, and we characterize the precise conditions under which this occurs. To the best of our knowledge, this is the first result of its kind highlighting the role of initialization. We further demonstrate that our theoretical findings are corroborated by empirical evidence. Based on these insights, we provide guidelines for the initialization of single-layer transformers and demonstrate their effectiveness. Finally, we outline several open problems in this arena.


Cascade Speculative Drafting for Even Faster LLM Inference

Neural Information Processing Systems

Introduced to enhance the efficiency of large language model (LLM) inference, speculative decoding operates by having a smaller model generate a draft. A larger target model then reviews this draft to align with its output, and any acceptance by the target model results in a reduction of the number of the target model runs, ultimately improving efficiency. However, the drafting process in speculative decoding includes slow autoregressive generation and allocates equal time to generating tokens, irrespective of their importance. These inefficiencies collectively contribute to the suboptimal performance of speculative decoding. To further improve LLM inference, we introduce Cascade Speculative Drafting (CS Drafting), a speculative execution algorithm that incorporates two types of cascades. The eliminates autoregressive generation from neural models, while the optimizes time allocation in drafting for improved efficiency. Combining both cascades, CS Drafting achieves greater speedup compared to the baselines in our experiments, while preserving the same output distribution as the target model.


On Feature Learning in Structured State Space Models

Neural Information Processing Systems

This paper studies the scaling behavior of state-space models (SSMs) and their structured variants, such as Mamba, that have recently arisen in popularity as alternatives to transformer-based neural network architectures. Specifically, we focus on the capability of SSMs to learn features as their network width approaches infinity. Our findings reveal that established scaling rules, such as the Maximal Update Parameterization, fail to support feature learning as these models cannot be represented in the form of Tensor Programs. Additionally, we demonstrate that spectral scaling conditions, shown to be effective for feature learning in a host of other architectures, do not hold the same implications for SSMs. Through a detailed signal propagation analysis in SSMs, both forward and backward, we identify the appropriate scaling necessary for non-trivial feature evolution in the infinite-width limit. Our proposed scaling shows behavior akin to the Maximal Update Parameterization, such as improved stability, better generalization, and transferability of optimal hyper-parameters from small to large scale SSMs.


SpeechForensics: Audio-Visual Speech Representation Learning for Face Forgery Detection

Neural Information Processing Systems

Detection of face forgery videos remains a formidable challenge in the field of digital forensics, especially the generalization to unseen datasets and common perturbations. In this paper, we tackle this issue by leveraging the synergy between audio and visual speech elements, embarking on a novel approach through audio-visual speech representation learning. Our work is motivated by the finding that audio signals, enriched with speech content, can provide precise information effectively reflecting facial movements. To this end, we first learn precise audio-visual speech representations on real videos via a self-supervised masked prediction task, which encodes both local and global semantic information simultaneously. Then, the derived model is directly transferred to the forgery detection task. Extensive experiments demonstrate that our method outperforms the state-of-the-art methods in terms of cross-dataset generalization and robustness, without the participation of any fake video in model training.


Enhancing Robustness in Deep Reinforcement Learning: A Lyapunov Exponent Approach

Neural Information Processing Systems

Deep reinforcement learning agents achieve state-of-the-art performance in a wide range of simulated control tasks. However, successful applications to real-world problems remain limited. One reason for this dichotomy is because the learnt policies are not robust to observation noise or adversarial attacks. In this paper, we investigate the robustness of deep RL policies to a single small state perturbation in deterministic continuous control tasks. We demonstrate that RL policies can be deterministically chaotic, as small perturbations to the system state have a large impact on subsequent state and reward trajectories. This unstable non-linear behaviour has two consequences: first, inaccuracies in sensor readings, or adversarial attacks, can cause significant performance degradation; second, even policies that show robust performance in terms of rewards may have unpredictable behaviour in practice. These two facets of chaos in RL policies drastically restrict the application of deep RL to real-world problems. To address this issue, we propose an improvement on the successful Dreamer V3 architecture, implementing Maximal Lyapunov Exponent regularisation. This new approach reduces the chaotic state dynamics, rendering the learnt policies more resilient to sensor noise or adversarial attacks and thereby improving the suitability of deep reinforcement learning for real-world applications.


StreamingDialogue: Prolonged Dialogue Learning via Long Context Compression with Minimal Losses

Neural Information Processing Systems

According to our observation, dialogue contexts are highly structured, and the special token of End-of-Utterance (EoU) in dialogues has the potential to aggregate information. We refer to the EoU tokens as ``conversational attention sinks'' (conv-attn sinks). Accordingly, we introduce StreamingDialogue, which compresses long dialogue history into conv-attn sinks with minimal losses, and thus reduces computational complexity quadratically with the number of sinks (i.e., the number of utterances). Current LLMs already demonstrate the ability to handle long context window, e.g., a window size of 200K or more. To this end, by compressing utterances into EoUs, our method has the potential to handle more than 200K of utterances, resulting in a prolonged dialogue learning. In order to minimize information losses from reconstruction after compression, we design two learning strategies of short-memory reconstruction (SMR) and long-memory reactivation (LMR). Our method outperforms strong baselines in dialogue tasks and achieves a 4 $\times$ speedup while reducing memory usage by 18 $\times$ compared to dense attention recomputation.


Brain-JEPA: Brain Dynamics Foundation Model with Gradient Positioning and Spatiotemporal Masking

Neural Information Processing Systems

We introduce, a brain dynamics foundation model with the Joint-Embedding Predictive Architecture (JEPA). This pioneering model achieves state-of-the-art performance in demographic prediction, disease diagnosis/prognosis, and trait prediction through fine-tuning. Furthermore, it excels in off-the-shelf evaluations (e.g., linear probing) and demonstrates superior generalizability across different ethnic groups, surpassing the previous large model for brain activity significantly.


ConceptMix: A Compositional Image Generation Benchmark with Controllable Difficulty

Neural Information Processing Systems

Compositionality is a critical capability in Text-to-Image (T2I) models, as it reflects their ability to understand and combine multiple concepts from text descriptions. Existing evaluations of compositional capability rely heavily on human-designed text prompts or fixed templates, limiting their diversity and complexity, and yielding low discriminative power. We propose ConceptMix, a scalable, controllable, and customizable benchmark which automatically evaluates compositional generation ability of T2I models. This is done in two stages. First, ConceptMix generates the text prompts: concretely, using categories of visual concepts (e.g., objects, colors, shapes, spatial relationships), it randomly samples an object and k-tuples of visual concepts, then uses GPT-4o to generate text prompts for image generation based on these sampled concepts.


Learning Infinitesimal Generators of Continuous Symmetries from Data

Neural Information Processing Systems

Exploiting symmetry inherent in data can significantly improve the sample efficiency of a learning procedure and the generalization of learned models. When data clearly reveals underlying symmetry, leveraging this symmetry can naturally inform the design of model architectures or learning strategies. Yet, in numerous real-world scenarios, identifying the specific symmetry within a given data distribution often proves ambiguous. To tackle this, some existing works learn symmetry in a data-driven manner, parameterizing and learning expected symmetry through data. However, these methods often rely on explicit knowledge, such as pre-defined Lie groups, which are typically restricted to linear or affine transformations.


Large Language Models Must Be Taught to Know What They Don't Know

Neural Information Processing Systems

When using large language models (LLMs) in high-stakes applications, we need to know when we can trust their predictions. Some works argue that prompting high-performance LLMs is sufficient to produce calibrated uncertainties, while others introduce sampling methods that can be prohibitively expensive. In this work, we first argue that prompting on its own is insufficient to achieve good calibration and then show that fine-tuning on a small dataset of correct and incorrect answers can create an uncertainty estimate with good generalization and small computational overhead. We show that a thousand graded examples are sufficient to outperform baseline methods and that training through the features of a model is necessary for good performance and tractable for large open-source models when using LoRA. We also investigate the mechanisms that enable reliable LLM uncertainty estimation, finding that many models can be used as general-purpose uncertainty estimators, applicable not just to their own uncertainties but also the uncertainty of other models. Lastly, we show that uncertainty estimates inform human use of LLMs in human-AI collaborative settings through a user study.