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derivation of Eqs . 3 and 5
A.1 Derivation of Eq. (3) By expanding Eq. (2) with the definition of ฮตli,t = xli,t ยตli,t, we have: Et = We note that each xli,t influences Et in two ways: (i) it occurs in Eq. (6) explicitly, but (ii) it also determines the values of ยตl 1k,t via Eq. Considering also the special cases of l = Land l = 0, we obtain Eq. (3). We note that ฮธl+1i,j affects the value of the function Et of Eq. (6) by influencing ยตli,t via Eq. Here, we provide further details about training PCNs, useful to reproduce them. Furthermore, we have applied a decay factor of 0.9 to ฮณ, applied each time the energy failed to decrease.
Appendices619
AAdditional Experiments620 Task 1 - Grouping In addition to grouping clue words using token embeddings (discussed in621 the main paper 4), we also ran grouping the words by clustering on'contextual' embeddings. We622 experimentally induce'context' by joining the sixteen (16) word tokens (in a random order) into a623 single pseudo-sentence. The embeddings for each token were different based on the ordering of the624 tokens. We repeat the random ordering sixteen times and report the mean and variance of the results625 obtained in Table 6.626 Mean standard deviation over 16 random seeds is shown. Task 2 - Connections In addition to prompting based results on GPT-4 (discussed in 4), we ran627 experiments on additional LLMs like LLaMa [67] (7B, 13B) using pre-trained configuration weights628 obtained by permission from Meta AI. However, without additional fine-tuning on the specific task,629 these LLMs were unable to solve the task in a meaningful manner.
Discussion of Evaluation Methodologies
In previous research, there are plenty of arguments about textual backdoor evaluation, including diverse metrics and experiment settings. These valuable discussions motivate us to construct a rigorous benchmark and we highly appreciate their efforts. In this section, we briefly summarize existing opinions and provide a more detailed discussion on this topic. Table 9 summarizes the attackers OpenBackdoorimplements. Effectiveness Besides the mainstream ASR (also called LFR [20]) and CACC metrics, there are also other effectiveness metrics. Shen et al. [46] proposed to count the number of inserted triggers that can successfully flip the label. However, although inserting more triggers could benefit attack strength, the triggers also corrupt the sentences gradually, so it is also possible that the poisoned samples become "adversarial", and we can hardly distinguish. Shen et al. [45] also mentioned this issue, and they advised calculating the ASR difference between a poisoned model and a clean model as an effectiveness metric.
To facilitate the following derivation, we rewrite the objective J E+I(E+I) JE(E): 438 J E+I(E+I) JE(E) = E E+ I h 1X
A.1 Full derivation425 We present the complete derivation of the objective function in each subproblem defined in Section426 3.2. For brevity, let rt =(1+)rEt +rIt and V EE (st)= Vt. Under this assumption, E serves as 0 (see above). This451 enables updating E+I using the local approximation. We leave relaxing this assumption as future452 work.453