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 Case-Based Reasoning


MUSER: A Multi-View Similar Case Retrieval Dataset

arXiv.org Artificial Intelligence

Similar case retrieval (SCR) is a representative legal AI application that plays a pivotal role in promoting judicial fairness. However, existing SCR datasets only focus on the fact description section when judging the similarity between cases, ignoring other valuable sections (e.g., the court's opinion) that can provide insightful reasoning process behind. Furthermore, the case similarities are typically measured solely by the textual semantics of the fact descriptions, which may fail to capture the full complexity of legal cases from the perspective of legal knowledge. In this work, we present MUSER, a similar case retrieval dataset based on multi-view similarity measurement and comprehensive legal element with sentence-level legal element annotations. Specifically, we select three perspectives (legal fact, dispute focus, and law statutory) and build a comprehensive and structured label schema of legal elements for each of them, to enable accurate and knowledgeable evaluation of case similarities. The constructed dataset originates from Chinese civil cases and contains 100 query cases and 4,024 candidate cases. We implement several text classification algorithms for legal element prediction and various retrieval methods for retrieving similar cases on MUSER. The experimental results indicate that incorporating legal elements can benefit the performance of SCR models, but further efforts are still required to address the remaining challenges posed by MUSER. The source code and dataset are released at https://github.com/THUlawtech/MUSER.


A Black-Box Attack on Code Models via Representation Nearest Neighbor Search

arXiv.org Artificial Intelligence

Existing methods for generating adversarial code examples face several challenges: limted availability of substitute variables, high verification costs for these substitutes, and the creation of adversarial samples with noticeable perturbations. To address these concerns, our proposed approach, RNNS, uses a search seed based on historical attacks to find potential adversarial substitutes. Rather than directly using the discrete substitutes, they are mapped to a continuous vector space using a pre-trained variable name encoder. Based on the vector representation, RNNS predicts and selects better substitutes for attacks. We evaluated the performance of RNNS across six coding tasks encompassing three programming languages: Java, Python, and C. We employed three pre-trained code models (CodeBERT, GraphCodeBERT, and CodeT5) that resulted in a cumulative of 18 victim models. The results demonstrate that RNNS outperforms baselines in terms of ASR and QT. Furthermore, the perturbation of adversarial examples introduced by RNNS is smaller compared to the baselines in terms of the number of replaced variables and the change in variable length. Lastly, our experiments indicate that RNNS is efficient in attacking defended models and can be employed for adversarial training.


A Case-Based Persistent Memory for a Large Language Model

arXiv.org Artificial Intelligence

Case-based reasoning (CBR) as a methodology for problem-solving can use any appropriate computational technique. This position paper argues that CBR researchers have somewhat overlooked recent developments in deep learning and large language models (LLMs). The underlying technical developments that have enabled the recent breakthroughs in AI have strong synergies with CBR and could be used to provide a persistent memory for LLMs to make progress towards Artificial General Intelligence.


Improving classifier decision boundaries using nearest neighbors

arXiv.org Artificial Intelligence

Neural networks are not learning optimal decision boundaries. We show that decision boundaries are situated in areas of low training data density. They are impacted by few training samples which can easily lead to overfitting. We provide a simple algorithm performing a weighted average of the prediction of a sample and its nearest neighbors' (computed in latent space) leading to a minor favorable outcomes for a variety of important measures for neural networks. In our evaluation, we employ various self-trained and pre-trained convolutional neural networks to show that our approach improves (i) resistance to label noise, (ii) robustness against adversarial attacks, (iii) classification accuracy, and to some degree even (iv) interpretability. While improvements are not necessarily large in all four areas, our approach is conceptually simple, i.e., improvements come without any modification to network architecture, training procedure or dataset. Furthermore, they are in stark contrast to prior works that often require trade-offs among the four objectives or provide valuable, but non-actionable insights.


Robust and Explainable Identification of Logical Fallacies in Natural Language Arguments

arXiv.org Artificial Intelligence

The spread of misinformation, propaganda, and flawed argumentation has been amplified in the Internet era. Given the volume of data and the subtlety of identifying violations of argumentation norms, supporting information analytics tasks, like content moderation, with trustworthy methods that can identify logical fallacies is essential. In this paper, we formalize prior theoretical work on logical fallacies into a comprehensive three-stage evaluation framework of detection, coarse-grained, and fine-grained classification. We adapt existing evaluation datasets for each stage of the evaluation. We employ three families of robust and explainable methods based on prototype reasoning, instance-based reasoning, and knowledge injection. The methods combine language models with background knowledge and explainable mechanisms. Moreover, we address data sparsity with strategies for data augmentation and curriculum learning. Our three-stage framework natively consolidates prior datasets and methods from existing tasks, like propaganda detection, serving as an overarching evaluation testbed. We extensively evaluate these methods on our datasets, focusing on their robustness and explainability. Our results provide insight into the strengths and weaknesses of the methods on different components and fallacy classes, indicating that fallacy identification is a challenging task that may require specialized forms of reasoning to capture various classes. We share our open-source code and data on GitHub to support further work on logical fallacy identification.


Event Prediction using Case-Based Reasoning over Knowledge Graphs

arXiv.org Artificial Intelligence

Applying link prediction (LP) methods over knowledge graphs (KG) for tasks such as causal event prediction presents an exciting opportunity. However, typical LP models are ill-suited for this task as they are incapable of performing inductive link prediction for new, unseen event entities and they require retraining as knowledge is added or changed in the underlying KG. We introduce a case-based reasoning model, EvCBR, to predict properties about new consequent events based on similar cause-effect events present in the KG. EvCBR uses statistical measures to identify similar events and performs path-based predictions, requiring no training step. To generalize our methods beyond the domain of event prediction, we frame our task as a 2-hop LP task, where the first hop is a causal relation connecting a cause event to a new effect event and the second hop is a property about the new event which we wish to predict. The effectiveness of our method is demonstrated using a novel dataset of newsworthy events with causal relations curated from Wikidata, where EvCBR outperforms baselines including translational-distance-based, GNN-based, and rule-based LP models.


Encoded Summarization: Summarizing Documents into Continuous Vector Space for Legal Case Retrieval

arXiv.org Artificial Intelligence

On the other hand, we explore the benefits from combining lexical features and latent features generated with neural networks. Our experiments show that lexical features and latent features generated with neural networks complement each other to improve the retrieval system performance. Furthermore, our experimental results suggest the importance of case summarization in different aspects: using provided summaries and performing encoded summarization. Our approach achieved F1 of 65.6% and 57.6% on the experimental datasets of legal case retrieval tasks.


Nearest Neighbor Sampling of Point Sets using Rays

arXiv.org Artificial Intelligence

We propose a new framework for the sampling, compression, and analysis of distributions of point sets and other geometric objects embedded in Euclidean spaces. Our approach involves constructing a tensor called the RaySense sketch, which captures nearest neighbors from the underlying geometry of points along a set of rays. We explore various operations that can be performed on the RaySense sketch, leading to different properties and potential applications. Statistical information about the data set can be extracted from the sketch, independent of the ray set. Line integrals on point sets can be efficiently computed using the sketch. We also present several examples illustrating applications of the proposed strategy in practical scenarios.


A Two-Stage Active Learning Algorithm for $k$-Nearest Neighbors

arXiv.org Artificial Intelligence

$k$-nearest neighbor classification is a popular non-parametric method because of desirable properties like automatic adaption to distributional scale changes. Unfortunately, it has thus far proved difficult to design active learning strategies for the training of local voting-based classifiers that naturally retain these desirable properties, and hence active learning strategies for $k$-nearest neighbor classification have been conspicuously missing from the literature. In this work, we introduce a simple and intuitive active learning algorithm for the training of $k$-nearest neighbor classifiers, the first in the literature which retains the concept of the $k$-nearest neighbor vote at prediction time. We provide consistency guarantees for a modified $k$-nearest neighbors classifier trained on samples acquired via our scheme, and show that when the conditional probability function $\mathbb{P}(Y=y|X=x)$ is sufficiently smooth and the Tsybakov noise condition holds, our actively trained classifiers converge to the Bayes optimal classifier at a faster asymptotic rate than passively trained $k$-nearest neighbor classifiers.


Minimax Optimal $Q$ Learning with Nearest Neighbors

arXiv.org Artificial Intelligence

$Q$ learning is a popular model free reinforcement learning method. Most of existing works focus on analyzing $Q$ learning for finite state and action spaces. If the state space is continuous, then the original $Q$ learning method can not be directly used. A modification of the original $Q$ learning method was proposed in (Shah and Xie, 2018), which estimates $Q$ values with nearest neighbors. Such modification makes $Q$ learning suitable for continuous state space. (Shah and Xie, 2018) shows that the convergence rate of estimated $Q$ function is $\tilde{O}(T^{-1/(d+3)})$, which is slower than the minimax lower bound $\tilde{\Omega}(T^{-1/(d+2)})$, indicating that this method is not efficient. This paper proposes two new $Q$ learning methods to bridge the gap of convergence rates in (Shah and Xie, 2018), with one of them being offline, while the other is online. Despite that we still use nearest neighbor approach to estimate $Q$ function, the algorithms are crucially different from (Shah and Xie, 2018). In particular, we replace the kernel nearest neighbor in discretized region with a direct nearest neighbor approach. Consequently, our approach significantly improves the convergence rate. Moreover, the time complexity is also significantly improved in high dimensional state spaces. Our analysis shows that both offline and online methods are minimax rate optimal.