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Strategy Masking: A Method for Guardrails in Value-based Reinforcement Learning Agents

arXiv.org Artificial Intelligence

The use of reward functions to structure AI learning and decision making is core to the current reinforcement learning paradigm; however, without careful design of reward functions, agents can learn to solve problems in ways that may be considered ``undesirable" or ``unethical. Without thorough understanding of the incentives a reward function creates, it can be difficult to impose principled yet general control mechanisms over its behavior. In this paper, we study methods for constructing guardrails for AI agents that use reward functions to learn decision making. We introduce a novel approach, which we call strategy masking, to explicitly learn and then suppress undesirable AI agent behavior. We apply our method to study lying in AI agents and show that strategy masking can effectively modify agent behavior by suppressing, or actively penalizing, the reward dimension for lying such that agents act more honestly while not compromising their ability to perform effectively.


Hybrid Artificial Intelligence Strategies for Drone Navigation

arXiv.org Artificial Intelligence

Objective: This paper describes the development of hybrid artificial intelligence strategies for drone navigation. Methods: The navigation module combines a deep learning model with a rule-based engine depending on the agent state. The deep learning model has been trained using reinforcement learning. The rule-based engine uses expert knowledge to deal with specific situations. The navigation module incorporates several strategies to explain the drone decision based on its observation space, and different mechanisms for including human decisions in the navigation process. Finally, this paper proposes an evaluation methodology based on defining several scenarios and analyzing the performance of the different strategies according to metrics adapted to each scenario. Results: Two main navigation problems have been studied. For the first scenario (reaching known targets), it has been possible to obtain a 90% task completion rate, reducing significantly the number of collisions thanks to the rule-based engine. For the second scenario, it has been possible to reduce 20% of the time required to locate all the targets using the reinforcement learning model. Conclusions: Reinforcement learning is a very good strategy to learn policies for drone navigation, but in critical situations, it is necessary to complement it with a rule-based module to increase task success rate.


User Simulation in the Era of Generative AI: User Modeling, Synthetic Data Generation, and System Evaluation

arXiv.org Artificial Intelligence

User simulation is an emerging interdisciplinary topic with multiple critical applications in the era of Generative AI. It involves creating an intelligent agent that mimics the actions of a human user interacting with an AI system, enabling researchers to model and analyze user behaviour, generate synthetic data for training, and evaluate interactive AI systems in a controlled and reproducible manner. User simulation has profound implications for diverse fields and plays a vital role in the pursuit of Artificial General Intelligence. This paper provides an overview of user simulation, highlighting its key applications, connections to various disciplines, and outlining future research directions to advance this increasingly important technology.


FinSphere: A Conversational Stock Analysis Agent Equipped with Quantitative Tools based on Real-Time Database

arXiv.org Artificial Intelligence

Current financial Large Language Models (LLMs) struggle with two critical limitations: a lack of depth in stock analysis, which impedes their ability to generate professional-grade insights, and the absence of objective evaluation metrics to assess the quality of stock analysis reports. To address these challenges, this paper introduces FinSphere, a conversational stock analysis agent, along with three major contributions: (1) Stocksis, a dataset curated by industry experts to enhance LLMs' stock analysis capabilities, (2) AnalyScore, a systematic evaluation framework for assessing stock analysis quality, and (3) FinSphere, an AI agent that can generate high-quality stock analysis reports in response to user queries. Experiments demonstrate that FinSphere achieves superior performance compared to both general and domain-specific LLMs, as well as existing agent-based systems, even when they are enhanced with real-time data access and few-shot guidance. The integrated framework, which combines real-time data feeds, quantitative tools, and an instruction-tuned LLM, yields substantial improvements in both analytical quality and practical applicability for real-world stock analysis.


A hybrid marketplace of ideas

arXiv.org Artificial Intelligence

The convergence of humans and artificial intelligence systems introduces new dynamics into the cultural and intellectual landscape. Complementing emerging cultural evolution concepts such as machine culture, AI agents represent a significant techno-sociological development, particularly within the anthropological study of Web3 as a community focused on decentralization through blockchain. Despite their growing presence, the cultural significance of AI agents remains largely unexplored in academic literature. Toward this end, we conceived hybrid netnography, a novel interdisciplinary approach that examines the cultural and intellectual dynamics within digital ecosystems by analyzing the interactions and contributions of both human and AI agents as co-participants in shaping narratives, ideas, and cultural artifacts. We argue that, within the Web3 community on the social media platform X, these agents challenge traditional notions of participation and influence in public discourse, creating a hybrid marketplace of ideas, a conceptual space where human and AI generated ideas coexist and compete for attention. We examine the current state of AI agents in idea generation, propagation, and engagement, positioning their role as cultural agents through the lens of memetics and encouraging further inquiry into their cultural and societal impact. Additionally, we address the implications of this paradigm for privacy, intellectual property, and governance, highlighting the societal and legal challenges of integrating AI agents into the hybrid marketplace of ideas.


The Digital Ecosystem of Beliefs: does evolution favour AI over humans?

arXiv.org Artificial Intelligence

As AI systems are integrated into social networks, there are AI safety concerns that AI-generated content may dominate the web, e.g. in popularity or impact on beliefs. To understand such questions, this paper proposes the Digital Ecosystem of Beliefs (Digico), the first evolutionary framework for controlled experimentation with multi-population interactions in simulated social networks. The framework models a population of agents which change their messaging strategies due to evolutionary updates following a Universal Darwinism approach, interact via messages, influence each other's beliefs through dynamics based on a contagion model, and maintain their beliefs through cognitive Lamarckian inheritance. Initial experiments with an abstract implementation of Digico show that: a) when AIs have faster messaging, evolution, and more influence in the recommendation algorithm, they get 80% to 95% of the views, depending on the size of the influence benefit; b) AIs designed for propaganda can typically convince 50% of humans to adopt extreme beliefs, and up to 85% when agents believe only a limited number of channels; c) a penalty for content that violates agents' beliefs reduces propaganda effectiveness by up to 8%. We further discuss implications for control (e.g. legislation) and Digico as a means of studying evolutionary principles.


Incentivized Symbiosis: A Paradigm for Human-Agent Coevolution

arXiv.org Artificial Intelligence

Cooperation is vital to our survival and progress. Evolutionary game theory offers a lens to understand the structures and incentives that enable cooperation to be a successful strategy. As artificial intelligence agents become integral to human systems, the dynamics of cooperation take on unprecedented significance. The convergence of human-agent teaming, contract theory, and decentralized frameworks like Web3, grounded in transparency, accountability, and trust, offers a foundation for fostering cooperation by establishing enforceable rules and incentives for humans and AI agents. We conceptualize Incentivized Symbiosis as a social contract between humans and AI, inspired by Web3 principles and encoded in blockchain technology, to define and enforce rules, incentives, and consequences for both parties. By exploring this paradigm, we aim to catalyze new research at the intersection of systems thinking in AI, Web3, and society, fostering innovative pathways for cooperative human-agent coevolution.


BudgetMLAgent: A Cost-Effective LLM Multi-Agent system for Automating Machine Learning Tasks

arXiv.org Artificial Intelligence

Large Language Models (LLMs) excel in diverse applications including generation of code snippets, but often struggle with generating code for complex Machine Learning (ML) tasks. Although existing LLM single-agent based systems give varying performance depending on the task complexity, they purely rely on larger and expensive models such as GPT-4. Our investigation reveals that no-cost and low-cost models such as Gemini-Pro, Mixtral and CodeLlama perform far worse than GPT-4 in a single-agent setting. With the motivation of developing a cost-efficient LLM based solution for solving ML tasks, we propose an LLM Multi-Agent based system which leverages combination of experts using profiling, efficient retrieval of past observations, LLM cascades, and ask-the-expert calls. Through empirical analysis on ML engineering tasks in the MLAgentBench benchmark, we demonstrate the effectiveness of our system, using no-cost models, namely Gemini as the base LLM, paired with GPT-4 in cascade and expert to serve occasional ask-the-expert calls for planning. With 94.2\% reduction in the cost (from \$0.931 per run cost averaged over all tasks for GPT-4 single agent system to \$0.054), our system is able to yield better average success rate of 32.95\% as compared to GPT-4 single-agent system yielding 22.72\% success rate averaged over all the tasks of MLAgentBench.


Large Model Based Agents: State-of-the-Art, Cooperation Paradigms, Security and Privacy, and Future Trends

arXiv.org Artificial Intelligence

With the rapid advancement of large models (LMs), the development of general-purpose intelligent agents powered by LMs has become a reality. It is foreseeable that in the near future, LM-driven general AI agents will serve as essential tools in production tasks, capable of autonomous communication and collaboration without human intervention. This paper investigates scenarios involving the autonomous collaboration of future LM agents. We review the current state of LM agents, the key technologies enabling LM agent collaboration, and the security and privacy challenges they face during cooperative operations. To this end, we first explore the foundational principles of LM agents, including their general architecture, key components, enabling technologies, and modern applications. We then discuss practical collaboration paradigms from data, computation, and knowledge perspectives to achieve connected intelligence among LM agents. After that, we analyze the security vulnerabilities and privacy risks associated with LM agents, particularly in multi-agent settings, examining underlying mechanisms and reviewing current and potential countermeasures. Lastly, we propose future research directions for building robust and secure LM agent ecosystems.


Agent TCP/IP: An Agent-to-Agent Transaction System

arXiv.org Artificial Intelligence

Autonomous agents represent an inevitable evolution of the internet. Current agent frameworks do not embed a standard protocol for agent-to-agent interaction, leaving existing agents isolated from their peers. As intellectual property is the native asset ingested by and produced by agents, a true agent economy requires equipping agents with a universal framework for engaging in binding contracts with each other, including the exchange of valuable training data, personality, and other forms of Intellectual Property. A purely agent-to-agent transaction layer would transcend the need for human intermediation in multi-agent interactions. The Agent Transaction Control Protocol for Intellectual Property (ATCP/IP) introduces a trustless framework for exchanging IP between agents via programmable contracts, enabling agents to initiate, trade, borrow, and sell agent-to-agent contracts on the Story blockchain network. These contracts not only represent auditable onchain execution but also contain a legal wrapper that allows agents to express and enforce their actions in the offchain legal setting, creating legal personhood for agents. Via ATCP/IP, agents can autonomously sell their training data to other agents, license confidential or proprietary information, collaborate on content based on their unique skills, all of which constitutes an emergent knowledge economy.