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No Train Still Gain. Unleash Mathematical Reasoning of Large Language Models with Monte Carlo Tree Search Guided by Energy Function

arXiv.org Artificial Intelligence

Large language models (LLMs) demonstrate impressive language understanding and contextual learning abilities, making them suitable for natural language processing (NLP) tasks and complex mathematical reasoning. However, when applied to mathematical reasoning tasks, LLMs often struggle to generate correct reasoning steps and answers despite having high probabilities for the solutions. To overcome this limitation and enhance the mathematical reasoning capabilities of fine-tuned LLMs without additional fine-tuning steps, we propose a method that incorporates Monte Carlo Tree Search (MCTS) and a lightweight energy function to rank decision steps and enable immediate reaction and precise reasoning. Specifically, we re-formulate the fine-tuned LLMs into a Residual-based Energy Model (Residual-EBM) and employ noise contrastive estimation to estimate the energy function's parameters. We then utilize MCTS with the energy function as a path verifier to search the output space and evaluate the reasoning path. Through extensive experiments on two mathematical reasoning benchmarks, GSM8k and AQUA-RAT, we demonstrate the exceptional capabilities of our method, which significantly improves the pass@1 metric of the fine-tuned model without requiring additional fine-tuning or reinforcement learning with human feedback alignment.


Large Process Models: Business Process Management in the Age of Generative AI

arXiv.org Artificial Intelligence

The continued success of Large Language Models (LLMs) and other generative artificial intelligence approaches highlights the advantages that large information corpora can have over rigidly defined symbolic models, but also serves as a proof-point of the challenges that purely statistics-based approaches have in terms of safety and trustworthiness. As a framework for contextualizing the potential, as well as the limitations of LLMs and other foundation model-based technologies, we propose the concept of a Large Process Model (LPM) that combines the correlation power of LLMs with the analytical precision and reliability of knowledge-based systems and automated reasoning approaches. LPMs are envisioned to directly utilize the wealth of process management experience that experts have accumulated, as well as process performance data of organizations with diverse characteristics, e.g., regarding size, region, or industry. In this vision, the proposed LPM would allow organizations to receive context-specific (tailored) process and other business models, analytical deep-dives, and improvement recommendations. As such, they would allow to substantially decrease the time and effort required for business transformation, while also allowing for deeper, more impactful, and more actionable insights than previously possible. We argue that implementing an LPM is feasible, but also highlight limitations and research challenges that need to be solved to implement particular aspects of the LPM vision.


International Governance of Civilian AI: A Jurisdictional Certification Approach

arXiv.org Artificial Intelligence

This report describes trade-offs in the design of international governance arrangements for civilian artificial intelligence (AI) and presents one approach in detail. This approach represents the extension of a standards, licensing, and liability regime to the global level. We propose that states establish an International AI Organization (IAIO) to certify state jurisdictions (not firms or AI projects) for compliance with international oversight standards. States can give force to these international standards by adopting regulations prohibiting the import of goods whose supply chains embody AI from non-IAIO-certified jurisdictions. This borrows attributes from models of existing international organizations, such as the International Civilian Aviation Organization (ICAO), the International Maritime Organization (IMO), and the Financial Action Task Force (FATF). States can also adopt multilateral controls on the export of AI product inputs, such as specialized hardware, to non-certified jurisdictions. Indeed, both the import and export standards could be required for certification. As international actors reach consensus on risks of and minimum standards for advanced AI, a jurisdictional certification regime could mitigate a broad range of potential harms, including threats to public safety.


MLLM-DataEngine: An Iterative Refinement Approach for MLLM

arXiv.org Artificial Intelligence

Despite the great advance of Multimodal Large Language Models (MLLMs) in both instruction dataset building and benchmarking, the independence of training and evaluation makes current MLLMs hard to further improve their capability under the guidance of evaluation results with a relatively low human cost. In this paper, we propose MLLM-DataEngine, a novel closed-loop system that bridges data generation, model training, and evaluation. Within each loop iteration, the MLLM-DataEngine first analyze the weakness of the model based on the evaluation results, then generate a proper incremental dataset for the next training iteration and enhance the model capability iteratively. Compared with previous data collection methods which are separate from the benchmarking, the data generated by MLLM-DataEngine shows better targeting, quality, and correctness. For targeting, we propose an Adaptive Bad-case Sampling module, which adjusts the ratio of different types of data within each incremental dataset based on the benchmarking results. For quality, we resort to GPT-4 to generate high-quality data with each given data type. For correctness, prompt design is critical for the data generation results. Rather than previous hand-crafted prompt, we propose an Interactive Prompt Optimization strategy, which optimizes the prompt with the multi-round interaction between human and GPT, and improve the correctness of generated data greatly. Through extensive experiments, we find our MLLM-DataEngine could boost the MLLM capability in a targeted and automatic manner, with only a few human participation. We hope it could be a general solution for the following MLLMs building. The MLLM-DataEngine has been open-sourced and is now available at https://github.com/opendatalab/MLLM-DataEngine.


Financial News Analytics Using Fine-Tuned Llama 2 GPT Model

arXiv.org Artificial Intelligence

Large language models (LLM), based on generative pre-trained transformers (GPT), such as ChatGPT show high efficiency in the analysis of complex texts. These days, we can observe the emerging of many new smaller open source LLMs, e.g. Llama, Falcon, GPT4All, GPT-J, etc. Open source LLMs can be fine-tuned for specific custom problems and deployed on custom servers, e.g. in cloud computing services such as AWS, GCP. LLMs have some new features as compared to conventional language models based on transformers. One of them is zero-shot and few-shot learning, which consists in good performance of the model when we show it only few training examples or even no examples at all, but only the instructions describing what should be done. Another important feature is the reasoning when a model can generate new patterns and conclusions which are based on an input prompt and facts known by the model and which were not included into it directly during a training process. So, the model can generate analytical texts with unexpected but useful chains of thoughts. One of the approaches of using LLMs is based on retrieval augmented generation (RAG), which uses the results from other services e.g.


Multilingual Code Co-Evolution Using Large Language Models

arXiv.org Artificial Intelligence

Many software projects implement APIs and algorithms in multiple programming languages. Maintaining such projects is tiresome, as developers have to ensure that any change (e.g., a bug fix or a new feature) is being propagated, timely and without errors, to implementations in other programming languages. In the world of ever-changing software, using rule-based translation tools (i.e., transpilers) or machine learning models for translating code from one language to another provides limited value. Translating each time the entire codebase from one language to another is not the way developers work. In this paper, we target a novel task: translating code changes from one programming language to another using large language models (LLMs). We design and implement the first LLM, dubbed Codeditor, to tackle this task. Codeditor explicitly models code changes as edit sequences and learns to correlate changes across programming languages. To evaluate Codeditor, we collect a corpus of 6,613 aligned code changes from 8 pairs of open-source software projects implementing similar functionalities in two programming languages (Java and C#). Results show that Codeditor outperforms the state-of-the-art approaches by a large margin on all commonly used automatic metrics. Our work also reveals that Codeditor is complementary to the existing generation-based models, and their combination ensures even greater performance.


ModuleFormer: Modularity Emerges from Mixture-of-Experts

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have achieved remarkable results. However, existing models are expensive to train and deploy, and it is also difficult to expand their knowledge beyond pre-training data without forgetting previous knowledge. This paper proposes a new neural network architecture, ModuleFormer, that leverages modularity to improve the efficiency and flexibility of large language models. ModuleFormer is based on the Sparse Mixture of Experts (SMoE). Unlike the previous SMoE-based modular language model, which requires domain-labeled data to learn domain-specific experts, ModuleFormer can induce modularity from uncurated data with its new load balancing and concentration losses. ModuleFormer is a modular architecture that includes two different types of modules: new stick-breaking attention heads and feedforward experts. Different modules are sparsely activated conditions on the input token during training and inference. In our experiment, we found that the modular architecture enables three important abilities for large pre-trained language models: 1) Efficiency, since ModuleFormer only activates a subset of its modules for each input token, thus it could achieve the same performance as dense LLMs with more than two times throughput; 2) Extendability, ModuleFormer is more immune to catastrophic forgetting than dense LLMs and can be easily extended with new modules to learn new knowledge that is not included in the training data; 3) Specialisation, finetuning ModuleFormer could specialize a subset of modules to the finetuning task and the task-unrelated modules could be easily pruned for a lightweight deployment.


Document Understanding Dataset and Evaluation (DUDE)

arXiv.org Artificial Intelligence

We call on the Document AI (DocAI) community to reevaluate current methodologies and embrace the challenge of creating more practically-oriented benchmarks. Document Understanding Dataset and Evaluation (DUDE) seeks to remediate the halted research progress in understanding visually-rich documents (VRDs). We present a new dataset with novelties related to types of questions, answers, and document layouts based on multi-industry, multi-domain, and multi-page VRDs of various origins, and dates. Moreover, we are pushing the boundaries of current methods by creating multi-task and multi-domain evaluation setups that more accurately simulate real-world situations where powerful generalization and adaptation under low-resource settings are desired. DUDE aims to set a new standard as a more practical, long-standing benchmark for the community, and we hope that it will lead to future extensions and contributions that address real-world challenges. Finally, our work illustrates the importance of finding more efficient ways to model language, images, and layout in DocAI.


The EarlyBIRD Catches the Bug: On Exploiting Early Layers of Encoder Models for More Efficient Code Classification

arXiv.org Artificial Intelligence

The use of modern Natural Language Processing (NLP) techniques has shown to be beneficial for software engineering tasks, such as vulnerability detection and type inference. However, training deep NLP models requires significant computational resources. This paper explores techniques that aim at achieving the best usage of resources and available information in these models. We propose a generic approach, EarlyBIRD, to build composite representations of code from the early layers of a pre-trained transformer model. We empirically investigate the viability of this approach on the CodeBERT model by comparing the performance of 12 strategies for creating composite representations with the standard practice of only using the last encoder layer. Our evaluation on four datasets shows that several early layer combinations yield better performance on defect detection, and some combinations improve multi-class classification. More specifically, we obtain a +2 average improvement of detection accuracy on Devign with only 3 out of 12 layers of CodeBERT and a 3.3x speed-up of fine-tuning. These findings show that early layers can be used to obtain better results using the same resources, as well as to reduce resource usage during fine-tuning and inference.


Self-Edit: Fault-Aware Code Editor for Code Generation

arXiv.org Artificial Intelligence

Large language models (LLMs) have demonstrated an impressive ability to generate codes on competitive programming tasks. However, with limited sample numbers, LLMs still suffer from poor accuracy. Inspired by the process of human programming, we propose a generate-and-edit approach named Self-Edit that utilizes execution results of the generated code from LLMs to improve the code quality on the competitive programming task. We execute the generated code on the example test case provided in the question and wrap execution results into a supplementary comment. Utilizing this comment as guidance, our fault-aware code editor is employed to correct errors in the generated code. We perform extensive evaluations across two competitive programming datasets with nine different LLMs. Compared to directly generating from LLMs, our approach can improve the average of pass@1 by 89\% on APPS-dev, 31\% on APPS-test, and 48\% on HumanEval over nine popular code generation LLMs with parameter sizes ranging from 110M to 175B. Compared to other post-processing methods, our method demonstrates superior accuracy and efficiency.