Language models (LMs) excel in in-distribution (ID) scenarios where train and test data are independent and identically distributed. However, their performance often degrades in real-world applications like argument mining. Such degradation happens when new topics emerge, or other text domains and languages become relevant. To assess LMs' generalization abilities in such out-of-distribution (OOD) scenarios, we simulate such distribution shifts by deliberately withholding specific instances for testing, as from the social media domain or the topic Solar Energy. Unlike prior studies focusing on specific shifts and metrics in isolation, we comprehensively analyze OOD generalization. We define three metrics to pinpoint generalization flaws and propose eleven classification tasks covering topic, domain, and language shifts. Overall, we find superior performance of prompt-based fine-tuning, notably when train and test splits primarily differ semantically. Simultaneously, in-context learning is more effective than prompt-based or vanilla fine-tuning for tasks when training data embodies heavy discrepancies in label distribution compared to testing data. This reveals a crucial drawback of gradient-based learning: it biases LMs regarding such structural obstacles.

Abduction has long been seen as crucial for narrative comprehension and reasoning about everyday situations. The abductive natural language inference ($\alpha$NLI) task has been proposed, and this narrative text-based task aims to infer the most plausible hypothesis from the candidates given two observations. However, the inter-sentential coherence and the model consistency have not been well exploited in the previous works on this task. In this work, we propose a prompt tuning model $\alpha$-PACE, which takes self-consistency and inter-sentential coherence into consideration. Besides, we propose a general self-consistent framework that considers various narrative sequences (e.g., linear narrative and reverse chronology) for guiding the pre-trained language model in understanding the narrative context of input. We conduct extensive experiments and thorough ablation studies to illustrate the necessity and effectiveness of $\alpha$-PACE. The performance of our method shows significant improvement against extensive competitive baselines.

This thesis focuses on improving the pre-training of natural language models using unsupervised raw data to make them more efficient and aligned with downstream applications. In the first part, we introduce three alternative pre-training objectives to BERT's Masked Language Modeling (MLM), namely Random Token Substitution (RTS), Cluster-based Random Token Substitution (C-RTS), and Swapped Language Modeling (SLM). These objectives involve token swapping instead of masking, with RTS and C-RTS aiming to predict token originality and SLM predicting the original token values. Results show that RTS and C-RTS require less pre-training time while maintaining performance comparable to MLM. Surprisingly, SLM outperforms MLM on certain tasks despite using the same computational budget. In the second part, we proposes self-supervised pre-training tasks that align structurally with downstream applications, reducing the need for labeled data. We use large corpora like Wikipedia and CC-News to train models to recognize if text spans originate from the same paragraph or document in several ways. By doing continuous pre-training, starting from existing models like RoBERTa, ELECTRA, DeBERTa, BART, and T5, we demonstrate significant performance improvements in tasks like Fact Verification, Answer Sentence Selection, and Summarization. These improvements are especially pronounced when limited annotation data is available. The proposed objectives also achieve state-of-the-art results on various benchmark datasets, including FEVER (dev set), ASNQ, WikiQA, and TREC-QA, as well as enhancing the quality of summaries. Importantly, these techniques can be easily integrated with other methods without altering the internal structure of Transformer models, making them versatile for various NLP applications.

As we embark on a new era of LLMs, it becomes increasingly crucial to understand their capabilities, limitations, and differences. Toward making further progress in this direction, we strive to build a deeper understanding of the gaps between massive LLMs (e.g., ChatGPT) and smaller yet effective open-source LLMs and their distilled counterparts. To this end, we specifically focus on long-form question answering (LFQA) because it has several practical and impactful applications (e.g., troubleshooting, customer service, etc.) yet is still understudied and challenging for LLMs. We propose a question-generation method from abstractive summaries and show that generating follow-up questions from summaries of long documents can create a challenging setting for LLMs to reason and infer from long contexts. Our experimental results confirm that: (1) our proposed method of generating questions from abstractive summaries pose a challenging setup for LLMs and shows performance gaps between LLMs like ChatGPT and open-source LLMs (Alpaca, Llama) (2) open-source LLMs exhibit decreased reliance on context for generated questions from the original document, but their generation capabilities drop significantly on generated questions from summaries -- especially for longer contexts (>1024 tokens)

In this paper we present the first investigation into the effectiveness of Large Language Models (LLMs) for Failure Mode Classification (FMC). FMC, the task of automatically labelling an observation with a corresponding failure mode code, is a critical task in the maintenance domain as it reduces the need for reliability engineers to spend their time manually analysing work orders. We detail our approach to prompt engineering to enable an LLM to predict the failure mode of a given observation using a restricted code list. We demonstrate that the performance of a GPT-3.5 model (F1=0.80) fine-tuned on annotated data is a significant improvement over a currently available text classification model (F1=0.60) trained on the same annotated data set. The fine-tuned model also outperforms the out-of-the box GPT-3.5 (F1=0.46). This investigation reinforces the need for high quality fine-tuning data sets for domain-specific tasks using LLMs.

Large language models (LLMs) have been successfully adapted for interactive decision-making tasks like web navigation. While achieving decent performance, previous methods implicitly assume a forward-only execution mode for the model, where they only provide oracle trajectories as in-context examples to teach the model how to reason in the interactive environment. Consequently, the model could not handle more challenging scenarios not covered in the in-context examples, e.g., mistakes, leading to sub-optimal performance. To address this issue, we propose to model the interactive task as state space exploration, where the LLM agent transitions among a pre-defined set of states by performing actions to complete the task. This formulation enables flexible back-tracking, allowing the model to easily recover from errors. We evaluate our proposed LLM Agent with State-Space ExploRation (LASER) on the WebShop task. Experimental results show that our LASER agent significantly outperforms previous methods and closes the gap with human performance on the web navigation task.

We present a novel inference scheme, self-speculative decoding, for accelerating Large Language Models (LLMs) without the need for an auxiliary model. This approach is characterized by a two-stage process: drafting and verification. The drafting stage generates draft tokens at a slightly lower quality but more quickly, which is achieved by selectively skipping certain intermediate layers during drafting Subsequently, the verification stage employs the original LLM to validate those draft output tokens in one forward pass. This process ensures the final output remains identical to that produced by the unaltered LLM, thereby maintaining output quality. The proposed method requires no additional neural network training and no extra memory footprint, making it a plug-and-play and cost-effective solution for inference acceleration. Benchmarks with LLaMA-2 and its fine-tuned models demonstrated a speedup up to 1.73$\times$.

In recent years, large language models (LLMs) have shown remarkable capabilities at scale, particularly at generating text conditioned on a prompt. In our work, we investigate the use of LLMs to augment training data of small language models~(SLMs) with automatically generated counterfactual~(CF) instances -- i.e. minimally altered inputs -- in order to improve out-of-domain~(OOD) performance of SLMs in the extractive question answering~(QA) setup. We show that, across various LLM generators, such data augmentation consistently enhances OOD performance and improves model calibration for both confidence-based and rationale-augmented calibrator models. Furthermore, these performance improvements correlate with higher diversity of CF instances in terms of their surface form and semantic content. Finally, we show that CF augmented models which are easier to calibrate also exhibit much lower entropy when assigning importance, indicating that rationale-augmented calibrators prefer concise explanations.

Reward models (RMs) are essential for aligning large language models (LLMs) with human preferences to improve interaction quality. However, the real world is pluralistic, which leads to diversified human preferences with respect to different religions, politics, cultures, etc. Moreover, each individual can have their unique preferences on various topics. Neglecting the diversity of human preferences, current human feedback aligning methods only consider a general reward model, which is below satisfaction for customized or personalized application scenarios. To explore customized preference learning, we collect a domain-specific preference (DSP) dataset, which includes preferred responses for each given query from four practical domains. Besides, from the perspective of data efficiency, we propose a three-stage customized RM learning scheme, then empirically verify its effectiveness on both general preference datasets and our DSP set. Furthermore, we test multiple training and data strategies on the three learning stages. We find several ways to better preserve the general preferring ability while training the customized RMs, especially general preference enrichment, and customized preference imitation learning. The DSP dataset and code are available at https://github.com/Linear95/DSP.

In the realm of Large Language Models, the balance between instruction data quality and quantity has become a focal point. Recognizing this, we introduce a self-guided methodology for LLMs to autonomously discern and select cherry samples from vast open-source datasets, effectively minimizing manual curation and potential cost for instruction tuning an LLM. Our key innovation, the Instruction-Following Difficulty (IFD) metric, emerges as a pivotal tool to identify discrepancies between a model's expected responses and its autonomous generation prowess. Through the adept application of IFD, cherry samples are pinpointed, leading to a marked uptick in model training efficiency. Empirical validations on renowned datasets like Alpaca and WizardLM underpin our findings; with a mere 10% of conventional data input, our strategy showcases improved results. This synthesis of self-guided cherry-picking and the IFD metric signifies a transformative leap in the optimization of LLMs, promising both efficiency and resource-conscious advancements. Codes, data, and models are available: https://github.com/MingLiiii/Cherry_LLM