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Look Before You Leap: An Exploratory Study of Uncertainty Measurement for Large Language Models

arXiv.org Artificial Intelligence

The recent performance leap of Large Language Models (LLMs) opens up new opportunities across numerous industrial applications and domains. However, erroneous generations, such as false predictions, misinformation, and hallucination made by LLMs, have also raised severe concerns for the trustworthiness of LLMs', especially in safety-, security- and reliability-sensitive scenarios, potentially hindering real-world adoptions. While uncertainty estimation has shown its potential for interpreting the prediction risks made by general machine learning (ML) models, little is known about whether and to what extent it can help explore an LLM's capabilities and counteract its undesired behavior. To bridge the gap, in this paper, we initiate an exploratory study on the risk assessment of LLMs from the lens of uncertainty. In particular, we experiment with twelve uncertainty estimation methods and four LLMs on four prominent natural language processing (NLP) tasks to investigate to what extent uncertainty estimation techniques could help characterize the prediction risks of LLMs. Our findings validate the effectiveness of uncertainty estimation for revealing LLMs' uncertain/non-factual predictions. In addition to general NLP tasks, we extensively conduct experiments with four LLMs for code generation on two datasets. We find that uncertainty estimation can potentially uncover buggy programs generated by LLMs. Insights from our study shed light on future design and development for reliable LLMs, facilitating further research toward enhancing the trustworthiness of LLMs.


Sophia: A Scalable Stochastic Second-order Optimizer for Language Model Pre-training

arXiv.org Artificial Intelligence

Given the massive cost of language model pre-training, a non-trivial improvement of the optimization algorithm would lead to a material reduction on the time and cost of training. Adam and its variants have been state-of-the-art for years, and more sophisticated second-order (Hessian-based) optimizers often incur too much per-step overhead. In this paper, we propose Sophia, Second-order Clipped Stochastic Optimization, a simple scalable second-order optimizer that uses a light-weight estimate of the diagonal Hessian as the pre-conditioner. The update is the moving average of the gradients divided by the moving average of the estimated Hessian, followed by element-wise clipping. The clipping controls the worst-case update size and tames the negative impact of non-convexity and rapid change of Hessian along the trajectory. Sophia only estimates the diagonal Hessian every handful of iterations, which has negligible average per-step time and memory overhead. On language modeling with GPT models of sizes ranging from 125M to 1.5B, Sophia achieves a 2x speed-up compared to Adam in the number of steps, total compute, and wall-clock time, achieving the same perplexity with 50% fewer steps, less total compute, and reduced wall-clock time. Theoretically, we show that Sophia, in a much simplified setting, adapts to the heterogeneous curvatures in different parameter dimensions, and thus has a run-time bound that does not depend on the condition number of the loss.


R2H: Building Multimodal Navigation Helpers that Respond to Help Requests

arXiv.org Artificial Intelligence

Intelligent navigation-helper agents are critical as they can navigate users in unknown areas through environmental awareness and conversational ability, serving as potential accessibility tools for individuals with disabilities. In this work, we first introduce a novel benchmark, Respond to Help Requests (R2H), to promote the development of multi-modal navigation helpers capable of responding to requests for help, utilizing existing dialog-based embodied datasets. R2H mainly includes two tasks: (1) Respond to Dialog History (RDH), which assesses the helper agent's ability to generate informative responses based on a given dialog history, and (2) Respond during Interaction (RdI), which evaluates the effectiveness and efficiency of the response during consistent cooperation with a task performer. Furthermore, we explore two approaches to construct the navigation-helper agent, including fine-tuning a novel task-oriented multi-modal response generation model that can see and respond, named SeeRee, and employing a multi-modal large language model in a zero-shot manner. Analysis of the task and method was conducted based on both automatic benchmarking and human evaluations. Project website: https://sites.google.com/view/response2helprequests/home.


LLM-CXR: Instruction-Finetuned LLM for CXR Image Understanding and Generation

arXiv.org Artificial Intelligence

Following the impressive development of LLMs, vision-language alignment in LLMs is actively being researched to enable multimodal reasoning and visual input/output. This direction of research is particularly relevant to medical imaging because accurate medical image analysis and generation consist of reasoning based on a combination of visual features and prior knowledge. Many recent works have focused on training adapter networks that serve as an information bridge between image processing (encoding or generating) networks and LLMs; but presumably, in order to achieve maximum reasoning potential of LLMs on visual information as well, visual and language features should be allowed to interact more freely. This is especially important in the medical domain because understanding and generating medical images such as chest X-rays (CXR) require not only accurate visual and language-based reasoning but also a more intimate mapping between the two modalities. Thus, taking inspiration from previous work on the transformer and VQ-GAN combination for bidirectional image and text generation, we build upon this approach and develop a method for instruction-tuning an LLM pre-trained only on text to gain vision-language capabilities for medical images. Specifically, we leverage a pretrained LLM's existing question-answering and instruction-following abilities to teach it to understand visual inputs by instructing it to answer questions about image inputs and, symmetrically, output both text and image responses appropriate to a given query by tuning the LLM with diverse tasks that encompass image-based text-generation and text-based image-generation. We show that our model, LLM-CXR, trained in this approach shows better image-text alignment in both CXR understanding and generation tasks while being smaller in size compared to previously developed models that perform a narrower range of tasks. The last few years have seen remarkable development in the field of Large language models (LLMs). LLMs are considered a different class of AI models because of their ability to flexibly understand/generate natural language and perform language-based reasoning, allowing them to generalize to a variety of given tasks without the need to be explicitly trained for them. As a next step, methods to enable the input of visual information alongside language in LLMs (OpenAI, 2023; Liu et al., 2023; Alayrac et al., 2022; Li et al., 2023) as well as methods that output images from LLMs (Koh et al., 2023a;b) are being actively developed. These models have great potential to be particularly useful in the medical domain, as working with medical images such as chest X-rays (CXRs) requires the ability to understand context, perform reasoning, and communicate conclusions in both image and text forms.


Is ChatGPT Fair for Recommendation? Evaluating Fairness in Large Language Model Recommendation

arXiv.org Artificial Intelligence

The remarkable achievements of Large Language Models (LLMs) have led to the emergence of a novel recommendation paradigm -- Recommendation via LLM (RecLLM). Nevertheless, it is important to note that LLMs may contain social prejudices, and therefore, the fairness of recommendations made by RecLLM requires further investigation. To avoid the potential risks of RecLLM, it is imperative to evaluate the fairness of RecLLM with respect to various sensitive attributes on the user side. Due to the differences between the RecLLM paradigm and the traditional recommendation paradigm, it is problematic to directly use the fairness benchmark of traditional recommendation. To address the dilemma, we propose a novel benchmark called Fairness of Recommendation via LLM (FaiRLLM). This benchmark comprises carefully crafted metrics and a dataset that accounts for eight sensitive attributes1 in two recommendation scenarios: music and movies. By utilizing our FaiRLLM benchmark, we conducted an evaluation of ChatGPT and discovered that it still exhibits unfairness to some sensitive attributes when generating recommendations. Our code and dataset can be found at https://github.com/jizhi-zhang/FaiRLLM.


Artificial Neuropsychology: Are Large Language Models Developing Executive Functions?

arXiv.org Artificial Intelligence

Artificial Intelligence (AI) has been rapidly advancing and has demonstrated its ability to perform a wide range of cognitive tasks, including language processing, visual recognition, and decision-making. Part of this progress is due to LLMs (Large Language Models) like those of the GPT (Generative Pre-Trained Transformers) family. These models are capable of exhibiting behavior that can be perceived as intelligent. Most authors in Neuropsychology consider intelligent behavior to depend on a number of overarching skills, or Executive Functions (EFs), which rely on the correct functioning of neural networks in the frontal lobes, and have developed a series of tests to evaluate them. In this work, we raise the question of whether LLMs are developing executive functions similar to those of humans as part of their learning, and we evaluate the planning function and working memory of GPT using the popular Towers of Hanoi method. Additionally, we introduce a new variant of the classical method in order to avoid that the solutions are found in the LLM training data (dataleakeage). Preliminary results show that LLMs generates near-optimal solutions in Towers of Hanoi related tasks, adheres to task constraints, and exhibits rapid planning capabilities and efficient working memory usage, indicating a potential development of executive functions. However, these abilities are quite limited and worse than well-trained humans when the tasks are not known and are not part of the training data.


The Internal State of an LLM Knows When It's Lying

arXiv.org Artificial Intelligence

While Large Language Models (LLMs) have shown exceptional performance in various tasks, one of their most prominent drawbacks is generating inaccurate or false information with a confident tone. In this paper, we provide evidence that the LLM's internal state can be used to reveal the truthfulness of statements. This includes both statements provided to the LLM, and statements that the LLM itself generates. Our approach is to train a classifier that outputs the probability that a statement is truthful, based on the hidden layer activations of the LLM as it reads or generates the statement. Experiments demonstrate that given a set of test sentences, of which half are true and half false, our trained classifier achieves an average of 71\% to 83\% accuracy labeling which sentences are true versus false, depending on the LLM base model. Furthermore, we explore the relationship between our classifier's performance and approaches based on the probability assigned to the sentence by the LLM. We show that while LLM-assigned sentence probability is related to sentence truthfulness, this probability is also dependent on sentence length and the frequencies of words in the sentence, resulting in our trained classifier providing a more reliable approach to detecting truthfulness, highlighting its potential to enhance the reliability of LLM-generated content and its practical applicability in real-world scenarios.


Can Pre-trained Vision and Language Models Answer Visual Information-Seeking Questions?

arXiv.org Artificial Intelligence

Pre-trained vision and language models have demonstrated state-of-the-art capabilities over existing tasks involving images and texts, including visual question answering. However, it remains unclear whether these models possess the capability to answer questions that are not only querying visual content but knowledge-intensive and information-seeking. In this study, we introduce InfoSeek, a visual question answering dataset tailored for information-seeking questions that cannot be answered with only common sense knowledge. Using InfoSeek, we analyze various pre-trained visual question answering models and gain insights into their characteristics. Our findings reveal that state-of-the-art pre-trained multi-modal models (e.g., PaLI-X, BLIP2, etc.) face challenges in answering visual information-seeking questions, but fine-tuning on the InfoSeek dataset elicits models to use fine-grained knowledge that was learned during their pre-training. Furthermore, we show that accurate visual entity recognition can be used to improve performance on InfoSeek by retrieving relevant documents, showing a significant space for improvement.


Large Language Models Are Latent Variable Models: Explaining and Finding Good Demonstrations for In-Context Learning

arXiv.org Artificial Intelligence

In recent years, pre-trained large language models (LLMs) have demonstrated remarkable efficiency in achieving an inference-time few-shot learning capability known as in-context learning. However, existing literature has highlighted the sensitivity of this capability to the selection of few-shot demonstrations. Current understandings of the underlying mechanisms by which this capability arises from regular language model pretraining objectives remain disconnected from the real-world LLMs. This study aims to examine the in-context learning phenomenon through a Bayesian lens, viewing real-world LLMs as latent variable models. On this premise, we propose an algorithm to select optimal demonstrations from a set of annotated data with a small LM, and then directly generalize the selected demonstrations to larger LMs. We demonstrate significant improvement over baselines, averaged over eight GPT models on eight real-world text classification datasets. We also demonstrate the real-world usefulness of our algorithm on GSM8K, a math word problem dataset. Our empirical findings support our hypothesis that LLMs implicitly infer a latent variable containing task information.


ConvLab-3: A Flexible Dialogue System Toolkit Based on a Unified Data Format

arXiv.org Artificial Intelligence

Task-oriented dialogue (TOD) systems function as digital assistants, guiding users through various tasks such as booking flights or finding restaurants. Existing toolkits for building TOD systems often fall short of in delivering comprehensive arrays of data, models, and experimental environments with a user-friendly experience. We introduce ConvLab-3: a multifaceted dialogue system toolkit crafted to bridge this gap. Our unified data format simplifies the integration of diverse datasets and models, significantly reducing complexity and cost for studying generalization and transfer. Enhanced with robust reinforcement learning (RL) tools, featuring a streamlined training process, in-depth evaluation tools, and a selection of user simulators, ConvLab-3 supports the rapid development and evaluation of robust dialogue policies. Through an extensive study, we demonstrate the efficacy of transfer learning and RL and showcase that ConvLab-3 is not only a powerful tool for seasoned researchers but also an accessible platform for newcomers.