Large Language Model
Towards Generalizable Agents in Text-Based Educational Environments: A Study of Integrating RL with LLMs
Radmehr, Bahar, Singla, Adish, Käser, Tanja
There has been a growing interest in developing learner models to enhance learning and teaching experiences in educational environments. However, existing works have primarily focused on structured environments relying on meticulously crafted representations of tasks, thereby limiting the agent's ability to generalize skills across tasks. In this paper, we aim to enhance the generalization capabilities of agents in open-ended text-based learning environments by integrating Reinforcement Learning (RL) with Large Language Models (LLMs). We investigate three types of agents: (i) RL-based agents that utilize natural language for state and action representations to find the best interaction strategy, (ii) LLM-based agents that leverage the model's general knowledge and reasoning through prompting, and (iii) hybrid LLM-assisted RL agents that combine these two strategies to improve agents' performance and generalization. To support the development and evaluation of these agents, we introduce PharmaSimText, a novel benchmark derived from the PharmaSim virtual pharmacy environment designed for practicing diagnostic conversations. Our results show that RL-based agents excel in task completion but lack in asking quality diagnostic questions. In contrast, LLM-based agents perform better in asking diagnostic questions but fall short of completing the task. Finally, hybrid LLM-assisted RL agents enable us to overcome these limitations, highlighting the potential of combining RL and LLMs to develop high-performing agents for open-ended learning environments.
LoRA Land: 310 Fine-tuned LLMs that Rival GPT-4, A Technical Report
Zhao, Justin, Wang, Timothy, Abid, Wael, Angus, Geoffrey, Garg, Arnav, Kinnison, Jeffery, Sherstinsky, Alex, Molino, Piero, Addair, Travis, Rishi, Devvret
Low Rank Adaptation (LoRA) has emerged as one of the most widely adopted methods for Parameter Efficient Fine-Tuning (PEFT) of Large Language Models (LLMs). LoRA reduces the number of trainable parameters and memory usage while achieving comparable performance to full fine-tuning. We aim to assess the viability of training and serving LLMs fine-tuned with LoRA in real-world applications. First, we measure the quality of LLMs fine-tuned with quantized low rank adapters across 10 base models and 31 tasks for a total of 310 models. We find that 4-bit LoRA fine-tuned models outperform base models by 34 points and GPT-4 by 10 points on average. Second, we investigate the most effective base models for fine-tuning and assess the correlative and predictive capacities of task complexity heuristics in forecasting the outcomes of fine-tuning. Finally, we evaluate the latency and concurrency capabilities of LoRAX, an open-source Multi-LoRA inference server that facilitates the deployment of multiple LoRA fine-tuned models on a single GPU using shared base model weights and dynamic adapter loading. LoRAX powers LoRA Land, a web application that hosts 25 LoRA fine-tuned Mistral-7B LLMs on a single NVIDIA A100 GPU with 80GB memory. LoRA Land highlights the quality and cost-effectiveness of employing multiple specialized LLMs over a single, general-purpose LLM.
Human-in-the-Loop Synthetic Text Data Inspection with Provenance Tracking
Kang, Hong Jin, Harel-Canada, Fabrice, Gulzar, Muhammad Ali, Peng, Violet, Kim, Miryung
Data augmentation techniques apply transformations to existing texts to generate additional data. The transformations may produce low-quality texts, where the meaning of the text is changed and the text may even be mangled beyond human comprehension. Analyzing the synthetically generated texts and their corresponding labels is slow and demanding. To winnow out texts with incorrect labels, we develop INSPECTOR, a human-in-the-loop data inspection technique. INSPECTOR combines the strengths of provenance tracking techniques with assistive labeling. INSPECTOR allows users to group related texts by their transformation provenance, i.e., the transformations applied to the original text, or feature provenance, the linguistic features of the original text. For assistive labeling, INSPECTOR computes metrics that approximate data quality, and allows users to compare the corresponding label of each text against the predictions of a large language model. In a user study, INSPECTOR increases the number of texts with correct labels identified by 3X on a sentiment analysis task and by 4X on a hate speech detection task. The participants found grouping the synthetically generated texts by their common transformation to be the most useful technique. Surprisingly, grouping texts by common linguistic features was perceived to be unhelpful. Contrary to prior work, our study finds that no single technique obviates the need for human inspection effort. This validates the design of INSPECTOR which combines both analysis of data provenance and assistive labeling to reduce human inspection effort.
Advances and Open Challenges in Federated Learning with Foundation Models
Ren, Chao, Yu, Han, Peng, Hongyi, Tang, Xiaoli, Li, Anran, Gao, Yulan, Tan, Alysa Ziying, Zhao, Bo, Li, Xiaoxiao, Li, Zengxiang, Yang, Qiang
The integration of Foundation Models (FMs) with Federated Learning (FL) presents a transformative paradigm in Artificial Intelligence (AI), offering enhanced capabilities while addressing concerns of privacy, data decentralization, and computational efficiency. This paper provides a comprehensive survey of the emerging field of Federated Foundation Models (FedFM), elucidating their synergistic relationship and exploring novel methodologies, challenges, and future directions that the FL research field needs to focus on in order to thrive in the age of foundation models. A systematic multi-tiered taxonomy is proposed, categorizing existing FedFM approaches for model training, aggregation, trustworthiness, and incentivization. Key challenges, including how to enable FL to deal with high complexity of computational demands, privacy considerations, contribution evaluation, and communication efficiency, are thoroughly discussed. Moreover, the paper explores the intricate challenges of communication, scalability and security inherent in training/fine-tuning FMs via FL, highlighting the potential of quantum computing to revolutionize the training, inference, optimization and data encryption processes. This survey underscores the importance of further research to propel innovation in FedFM, emphasizing the need for developing trustworthy solutions. It serves as a foundational guide for researchers and practitioners interested in contributing to this interdisciplinary and rapidly advancing field.
ECC Analyzer: Extract Trading Signal from Earnings Conference Calls using Large Language Model for Stock Performance Prediction
Cao, Yupeng, Chen, Zhi, Pei, Qingyun, Kumar, Prashant, Subbalakshmi, K. P., Ndiaye, Papa Momar
In the realm of financial analytics, leveraging unstructured data, such as earnings conference calls (ECCs), to forecast stock performance is a critical challenge that has attracted both academics and investors. While previous studies have used deep learning-based models to obtain a general view of ECCs, they often fail to capture detailed, complex information. Our study introduces a novel framework: \textbf{ECC Analyzer}, combining Large Language Models (LLMs) and multi-modal techniques to extract richer, more predictive insights. The model begins by summarizing the transcript's structure and analyzing the speakers' mode and confidence level by detecting variations in tone and pitch for audio. This analysis helps investors form an overview perception of the ECCs. Moreover, this model uses the Retrieval-Augmented Generation (RAG) based methods to meticulously extract the focuses that have a significant impact on stock performance from an expert's perspective, providing a more targeted analysis. The model goes a step further by enriching these extracted focuses with additional layers of analysis, such as sentiment and audio segment features. By integrating these insights, the ECC Analyzer performs multi-task predictions of stock performance, including volatility, value-at-risk (VaR), and return for different intervals. The results show that our model outperforms traditional analytic benchmarks, confirming the effectiveness of using advanced LLM techniques in financial analytics.
In-Context Symbolic Regression: Leveraging Language Models for Function Discovery
Merler, Matteo, Dainese, Nicola, Haitsiukevich, Katsiaryna
Symbolic Regression (SR) is a task which aims to extract the mathematical expression underlying a set of empirical observations. Transformer-based methods trained on SR datasets detain the current state-of-the-art in this task, while the application of Large Language Models (LLMs) to SR remains unexplored. This work investigates the integration of pre-trained LLMs into the SR pipeline, utilizing an approach that iteratively refines a functional form based on the prediction error it achieves on the observation set, until it reaches convergence. Our method leverages LLMs to propose an initial set of possible functions based on the observations, exploiting their strong pre-training prior. These functions are then iteratively refined by the model itself and by an external optimizer for their coefficients. The process is repeated until the results are satisfactory. We then analyze Vision-Language Models in this context, exploring the inclusion of plots as visual inputs to aid the optimization process. Our findings reveal that LLMs are able to successfully recover good symbolic equations that fit the given data, outperforming SR baselines based on Genetic Programming, with the addition of images in the input showing promising results for the most complex benchmarks.
Ethical Reasoning and Moral Value Alignment of LLMs Depend on the Language we Prompt them in
Agarwal, Utkarsh, Tanmay, Kumar, Khandelwal, Aditi, Choudhury, Monojit
Ethical reasoning is a crucial skill for Large Language Models (LLMs). However, moral values are not universal, but rather influenced by language and culture. This paper explores how three prominent LLMs -- GPT-4, ChatGPT, and Llama2-70B-Chat -- perform ethical reasoning in different languages and if their moral judgement depend on the language in which they are prompted. We extend the study of ethical reasoning of LLMs by Rao et al. (2023) to a multilingual setup following their framework of probing LLMs with ethical dilemmas and policies from three branches of normative ethics: deontology, virtue, and consequentialism. We experiment with six languages: English, Spanish, Russian, Chinese, Hindi, and Swahili. We find that GPT-4 is the most consistent and unbiased ethical reasoner across languages, while ChatGPT and Llama2-70B-Chat show significant moral value bias when we move to languages other than English. Interestingly, the nature of this bias significantly vary across languages for all LLMs, including GPT-4.
PECC: Problem Extraction and Coding Challenges
Haller, Patrick, Golde, Jonas, Akbik, Alan
Recent advancements in large language models (LLMs) have showcased their exceptional abilities across various tasks, such as code generation, problem-solving and reasoning. Existing benchmarks evaluate tasks in isolation, yet the extent to which LLMs can understand prose-style tasks, identify the underlying problems, and then generate appropriate code solutions is still unexplored. Addressing this gap, we introduce PECC, a novel benchmark derived from Advent Of Code (AoC) challenges and Project Euler, including 2396 problems. Unlike conventional benchmarks, PECC requires LLMs to interpret narrative-embedded problems, extract requirements, and generate executable code. A key feature of our dataset is the complexity added by natural language prompting in chat-based evaluations, mirroring real-world instruction ambiguities. Results show varying model performance between narrative and neutral problems, with specific challenges in the Euler math-based subset with GPT-3.5-Turbo passing 50% of the AoC challenges and only 8% on the Euler problems. By probing the limits of LLMs' capabilities, our benchmark provides a framework to monitor and assess the subsequent progress of LLMs as a universal problem solver.
101 Billion Arabic Words Dataset
Aloui, Manel, Chouikhi, Hasna, Chaabane, Ghaith, Kchaou, Haithem, Dhaouadi, Chehir
In recent years, Large Language Models have revolutionized the field of natural language processing, showcasing an impressive rise predominantly in English-centric domains. These advancements have set a global benchmark, inspiring significant efforts toward developing Arabic LLMs capable of understanding and generating the Arabic language with remarkable accuracy. Despite these advancements, a critical challenge persists: the potential bias in Arabic LLMs, primarily attributed to their reliance on datasets comprising English data that has been translated into Arabic. This reliance not only compromises the authenticity of the generated content but also reflects a broader issue -the scarcity of original quality Arabic linguistic data. This study aims to address the data scarcity in the Arab world and to encourage the development of Arabic Language Models that are true to both the linguistic and nuances of the region. We undertook a large-scale data mining project, extracting a substantial volume of text from the Common Crawl WET files, specifically targeting Arabic content. The extracted data underwent a rigorous cleaning and deduplication process, using innovative techniques to ensure the integrity and uniqueness of the dataset. The result is the 101 Billion Arabic Words Dataset, the largest Arabic dataset available to date, which can significantly contribute to the development of authentic Arabic LLMs. This study not only highlights the potential for creating linguistically and culturally accurate Arabic LLMs but also sets a precedent for future research in enhancing the authenticity of Arabic language models.
SuperCLUE-Fin: Graded Fine-Grained Analysis of Chinese LLMs on Diverse Financial Tasks and Applications
Xu, Liang, Zhu, Lei, Wu, Yaotong, Xue, Hang
The SuperCLUE-Fin (SC-Fin) benchmark is a pioneering evaluation framework tailored for Chinese-native financial large language models (FLMs). It assesses FLMs across six financial application domains and twenty-five specialized tasks, encompassing theoretical knowledge and practical applications such as compliance, risk management, and investment analysis. Using multi-turn, open-ended conversations that mimic real-life scenarios, SC-Fin measures models on a range of criteria, including accurate financial understanding, logical reasoning, clarity, computational efficiency, business acumen, risk perception, and compliance with Chinese regulations. In a rigorous evaluation involving over a thousand questions, SC-Fin identifies a performance hierarchy where domestic models like GLM-4 and MoonShot-v1-128k outperform others with an A-grade, highlighting the potential for further development in transforming theoretical knowledge into pragmatic financial solutions. This benchmark serves as a critical tool for refining FLMs in the Chinese context, directing improvements in financial knowledge databases, standardizing financial interpretations, and promoting models that prioritize compliance, risk management, and secure practices. We create a contextually relevant and comprehensive benchmark that drives the development of AI in the Chinese financial sector. SC-Fin facilitates the advancement and responsible deployment of FLMs, offering valuable insights for enhancing model performance and usability for both individual and institutional users in the Chinese market..~\footnote{Our benchmark can be found at \url{https://www.CLUEbenchmarks.com}}.