Large Language Models (LLMs) have shown significant promise in decision-making tasks when fine-tuned on specific applications, leveraging their inherent common sense and reasoning abilities learned from vast amounts of data. However, these systems are exposed to substantial safety and security risks during the fine-tuning phase. In this work, we propose the first comprehensive framework for Backdoor Attacks against LLM-enabled Decision-making systems (BALD), systematically exploring how such attacks can be introduced during the fine-tuning phase across various channels. Specifically, we propose three attack mechanisms and corresponding backdoor optimization methods to attack different components in the LLM-based decision-making pipeline: word injection, scenario manipulation, and knowledge injection. Word injection embeds trigger words directly into the query prompt. Scenario manipulation occurs in the physical environment, where a high-level backdoor semantic scenario triggers the attack. Knowledge injection conducts backdoor attacks on retrieval augmented generation (RAG)-based LLM systems, strategically injecting word triggers into poisoned knowledge while ensuring the information remains factually accurate for stealthiness. We conduct extensive experiments with three popular LLMs (GPT-3.5, LLaMA2, PaLM2), using two datasets (HighwayEnv, nuScenes), and demonstrate the effectiveness and stealthiness of our backdoor triggers and mechanisms. Finally, we critically assess the strengths and weaknesses of our proposed approaches, highlight the inherent vulnerabilities of LLMs in decision-making tasks, and evaluate potential defenses to safeguard LLM-based decision making systems.

In the Vision-and-Language Navigation (VLN) field, agents are tasked with navigating real-world scenes guided by linguistic instructions. Enabling the agent to adhere to instructions throughout the process of navigation represents a significant challenge within the domain of VLN. To address this challenge, common approaches often rely on encoders to explicitly record past locations and actions, increasing model complexity and resource consumption. Our proposal, the Vision-and-Language Navigation Generative Pretrained Transformer (VLN-GPT), adopts a transformer decoder model (GPT2) to model trajectory sequence dependencies, bypassing the need for historical encoding modules. This method allows for direct historical information access through trajectory sequence, enhancing efficiency. Furthermore, our model separates the training process into offline pre-training with imitation learning and online fine-tuning with reinforcement learning. This distinction allows for more focused training objectives and improved performance. Performance assessments on the VLN dataset reveal that VLN-GPT surpasses complex state-of-the-art encoder-based models.

Recent advancements in Large Language Models (LLMs), particularly those built on Transformer architectures, have significantly broadened the scope of natural language processing (NLP) applications, transcending their initial use in chatbot technology. This paper investigates the multifaceted applications of these models, with an emphasis on the GPT series. This exploration focuses on the transformative impact of artificial intelligence (AI) driven tools in revolutionizing traditional tasks like coding and problem-solving, while also paving new paths in research and development across diverse industries. From code interpretation and image captioning to facilitating the construction of interactive systems and advancing computational domains, Transformer models exemplify a synergy of deep learning, data analysis, and neural network design. This survey provides an in-depth look at the latest research in Transformer models, highlighting their versatility and the potential they hold for transforming diverse application sectors, thereby offering readers a comprehensive understanding of the current and future landscape of Transformer-based LLMs in practical applications.

Decoder-only large language model (LLM)-based embedding models are beginning to outperform BERT or T5-based embedding models in general-purpose text embedding tasks, including dense vector-based retrieval. In this work, we introduce the NV-Embed model with a variety of architectural designs and training procedures to significantly enhance the performance of LLM as a versatile embedding model, while maintaining its simplicity and reproducibility. For model architecture, we propose a latent attention layer to obtain pooled embeddings, which consistently improves retrieval and downstream task accuracy compared to mean pooling or using the last token embedding from LLMs. To enhance representation learning, we remove the causal attention mask of LLMs during contrastive training. For model training, we introduce a two-stage contrastive instruction-tuning method. It first applies contrastive training with instructions on retrieval datasets, utilizing in-batch negatives and curated hard negative examples. At stage-2, it blends various non-retrieval datasets into instruction tuning, which not only enhances non-retrieval task accuracy but also improves retrieval performance. Combining these techniques, our NV-Embed model, using only publicly available data, has achieved a record-high score of 69.32, ranking No. 1 on the Massive Text Embedding Benchmark (MTEB) (as of May 24, 2024), with 56 tasks, encompassing retrieval, reranking, classification, clustering, and semantic textual similarity tasks. Notably, our model also attains the highest score of 59.36 on 15 retrieval tasks in the MTEB benchmark (also known as BEIR).

Novice programmers often struggle through programming problem solving due to a lack of metacognitive awareness and strategies. Previous research has shown that novices can encounter multiple metacognitive difficulties while programming. Novices are typically unaware of how these difficulties are hindering their progress. Meanwhile, many novices are now programming with generative AI (GenAI), which can provide complete solutions to most introductory programming problems, code suggestions, hints for next steps when stuck, and explain cryptic error messages. Its impact on novice metacognition has only started to be explored. Here we replicate a previous study that examined novice programming problem solving behavior and extend it by incorporating GenAI tools. Through 21 lab sessions consisting of participant observation, interview, and eye tracking, we explore how novices are coding with GenAI tools. Although 20 of 21 students completed the assigned programming problem, our findings show an unfortunate divide in the use of GenAI tools between students who accelerated and students who struggled. Students who accelerated were able to use GenAI to create code they already intended to make and were able to ignore unhelpful or incorrect inline code suggestions. But for students who struggled, our findings indicate that previously known metacognitive difficulties persist, and that GenAI unfortunately can compound them and even introduce new metacognitive difficulties. Furthermore, struggling students often expressed cognitive dissonance about their problem solving ability, thought they performed better than they did, and finished with an illusion of competence. Based on our observations from both groups, we propose ways to scaffold the novice GenAI experience and make suggestions for future work.

We propose Soft Preference Optimization (SPO), a method for aligning generative models, such as Large Language Models (LLMs), with human preferences, without the need for a reward model. SPO optimizes model outputs directly over a preference dataset through a natural loss function that integrates preference loss with a regularization term across the model's entire output distribution rather than limiting it to the preference dataset. Although SPO does not require the assumption of an existing underlying reward model, we demonstrate that, under the Bradley-Terry (BT) model assumption, it converges to a softmax of scaled rewards, with the distribution's "softness" adjustable via the softmax exponent, an algorithm parameter. We showcase SPO's methodology, its theoretical foundation, and its comparative advantages in simplicity, computational efficiency, and alignment precision.

Visual grounding is an essential tool that links user-provided text queries with query-specific regions within an image. Despite advancements in visual grounding models, their ability to comprehend complex queries remains limited. To overcome this limitation, we introduce LLM-Optic, an innovative method that utilizes Large Language Models (LLMs) as an optical lens to enhance existing visual grounding models in comprehending complex text queries involving intricate text structures, multiple objects, or object spatial relationships, situations that current models struggle with. LLM-Optic first employs an LLM as a Text Grounder to interpret complex text queries and accurately identify objects the user intends to locate. Then a pre-trained visual grounding model is used to generate candidate bounding boxes given the refined query by the Text Grounder. After that, LLM-Optic annotates the candidate bounding boxes with numerical marks to establish a connection between text and specific image regions, thereby linking two distinct modalities. Finally, it employs a Large Multimodal Model (LMM) as a Visual Grounder to select the marked candidate objects that best correspond to the original text query. Through LLM-Optic, we have achieved universal visual grounding, which allows for the detection of arbitrary objects specified by arbitrary human language input. Importantly, our method achieves this enhancement without requiring additional training or fine-tuning. Extensive experiments across various challenging benchmarks demonstrate that LLM-Optic achieves state-of-the-art zero-shot visual grounding capabilities. Project Page: https://haoyu-zhao.github.io/LLM-Optic.github.io/.

Advanced artificial intelligence (AI) systems with access to millions of research papers could inspire new research ideas that may not be conceived by humans alone. However, how interesting are these AI-generated ideas, and how can we improve their quality? Here, we introduce SciMuse, a system that uses an evolving knowledge graph built from more than 58 million scientific papers to generate personalized research ideas via an interface to GPT-4. We conducted a large-scale human evaluation with over 100 research group leaders from the Max Planck Society, who ranked more than 4,000 personalized research ideas based on their level of interest. This evaluation allows us to understand the relationships between scientific interest and the core properties of the knowledge graph. We find that data-efficient machine learning can predict research interest with high precision, allowing us to optimize the interest-level of generated research ideas. This work represents a step towards an artificial scientific muse that could catalyze unforeseen collaborations and suggest interesting avenues for scientists.

Knowledge-based question answering (KBQA) is widely used in many scenarios that necessitate domain knowledge. Large language models (LLMs) bring opportunities to KBQA, while their costs are significantly higher and absence of domain-specific knowledge during pre-training. We are motivated to combine LLMs and prior small models on knowledge graphs (KGMs) for both inferential accuracy and cost saving. However, it remains challenging since accuracy and cost are not readily combined in the optimization as two distinct metrics. It is also laborious for model selection since different models excel in diverse knowledge. To this end, we propose Coke, a novel cost-efficient strategy for KBQA with LLMs, modeled as a tailored multi-armed bandit problem to minimize calls to LLMs within limited budgets. We first formulate the accuracy expectation with a cluster-level Thompson Sampling for either KGMs or LLMs. A context-aware policy is optimized to further distinguish the expert model subject to the question semantics. The overall decision is bounded by the cost regret according to historical expenditure on failures. Extensive experiments showcase the superior performance of Coke, which moves the Pareto frontier with up to 20.89% saving of GPT-4 fees while achieving a 2.74% higher accuracy on the benchmark datasets.

The study explores mitigating overconfidence bias in LLMs to improve their reliability. We introduce a knowledge transfer (KT) method utilizing chain of thoughts, where "big" LLMs impart knowledge to "small" LLMs via detailed, sequential reasoning paths. This method uses advanced reasoning of larger models to fine-tune smaller models, enabling them to produce more accurate predictions with calibrated confidence. Experimental evaluation using multiple-choice questions and sentiment analysis across diverse datasets demonstrated the KT method's superiority over the vanilla and question-answer pair (QA) fine-tuning methods. The most significant improvement in three key metrics, where the KT method outperformed the vanilla and QA methods by an average of 55.3% and 43.1%, respectively. These findings underscore the KT method's potential in enhancing model trustworthiness and accuracy, offering precise outputs with well-matched confidence levels across various contexts.