Large Language Model
A Taxonomy of Architecture Options for Foundation Model-based Agents: Analysis and Decision Model
Zhou, Jingwen, Lu, Qinghua, Chen, Jieshan, Zhu, Liming, Xu, Xiwei, Xing, Zhenchang, Harrer, Stefan
The rapid advancement of AI technology has led to widespread applications of agent systems across various domains. However, the need for detailed architecture design poses significant challenges in designing and operating these systems. This paper introduces a taxonomy focused on the architectures of foundation-model-based agents, addressing critical aspects such as functional capabilities and non-functional qualities. We also discuss the operations involved in both design-time and run-time phases, providing a comprehensive view of architectural design and operational characteristics. By unifying and detailing these classifications, our taxonomy aims to improve the design of foundation-model-based agents. Additionally, the paper establishes a decision model that guides critical design and runtime decisions, offering a structured approach to enhance the development of foundation-model-based agents. Our contributions include providing a structured architecture design option and guiding the development process of foundation-model-based agents, thereby addressing current fragmentation in the field.
Do Large Language Models Speak All Languages Equally? A Comparative Study in Low-Resource Settings
Hasan, Md. Arid, Tarannum, Prerona, Dey, Krishno, Razzak, Imran, Naseem, Usman
Large language models (LLMs) have garnered significant interest in natural language processing (NLP), particularly their remarkable performance in various downstream tasks in resource-rich languages. Recent studies have highlighted the limitations of LLMs in low-resource languages, primarily focusing on binary classification tasks and giving minimal attention to South Asian languages. These limitations are primarily attributed to constraints such as dataset scarcity, computational costs, and research gaps specific to low-resource languages. To address this gap, we present datasets for sentiment and hate speech tasks by translating from English to Bangla, Hindi, and Urdu, facilitating research in low-resource language processing. Further, we comprehensively examine zero-shot learning using multiple LLMs in English and widely spoken South Asian languages. Our findings indicate that GPT-4 consistently outperforms Llama 2 and Gemini, with English consistently demonstrating superior performance across diverse tasks compared to low-resource languages. Furthermore, our analysis reveals that natural language inference (NLI) exhibits the highest performance among the evaluated tasks, with GPT-4 demonstrating superior capabilities.
OneLove beyond the field -- A few-shot pipeline for topic and sentiment analysis during the FIFA World Cup in Qatar
Rauchegger, Christoph, Wang, Sonja Mei, Delobelle, Pieter
The FIFA World Cup in Qatar was discussed extensively in the news and on social media. Due to news reports with allegations of human rights violations, there were calls to boycott it. Wearing a OneLove armband was part of a planned protest activity. Controversy around the armband arose when FIFA threatened to sanction captains who wear it. To understand what topics Twitter users Tweeted about and what the opinion of German Twitter users was towards the OneLove armband, we performed an analysis of German Tweets published during the World Cup using in-context learning with LLMs. We validated the labels on human annotations. We found that Twitter users initially discussed the armband's impact, LGBT rights, and politics; after the ban, the conversation shifted towards politics in sports in general, accompanied by a subtle shift in sentiment towards neutrality. Our evaluation serves as a framework for future research to explore the impact of sports activism and evolving public sentiment. This is especially useful in settings where labeling datasets for specific opinions is unfeasible, such as when events are unfolding.
Hide and Seek: Fingerprinting Large Language Models with Evolutionary Learning
Iourovitski, Dmitri, Sharma, Sanat, Talwar, Rakshak
As content generated by Large Language Model (LLM) has grown exponentially, the ability to accurately identify and fingerprint such text has become increasingly crucial. In this work, we introduce a novel black-box approach for fingerprinting LLMs, achieving an impressive 72% accuracy in identifying the correct family of models (Such as Llama, Mistral, Gemma, etc) among a lineup of LLMs. We present an evolutionary strategy that leverages the capabilities of one LLM to discover the most salient features for identifying other LLMs. Our method employs a unique "Hide and Seek" algorithm, where an Auditor LLM generates discriminative prompts, and a Detective LLM analyzes the responses to fingerprint the target models. This approach not only demonstrates the feasibility of LLM-driven model identification but also reveals insights into the semantic manifolds of different LLM families. By iteratively refining prompts through in-context learning, our system uncovers subtle distinctions between model outputs, providing a powerful tool for LLM analysis and verification. This research opens new avenues for understanding LLM behavior and has significant implications for model attribution, security, and the broader field of AI transparency.
LLM economicus? Mapping the Behavioral Biases of LLMs via Utility Theory
Ross, Jillian, Kim, Yoon, Lo, Andrew W.
Humans are not homo economicus (i.e., rational economic beings). As humans, we exhibit systematic behavioral biases such as loss aversion, anchoring, framing, etc., which lead us to make suboptimal economic decisions. Insofar as such biases may be embedded in text data on which large language models (LLMs) are trained, to what extent are LLMs prone to the same behavioral biases? Understanding these biases in LLMs is crucial for deploying LLMs to support human decision-making. We propose utility theory-a paradigm at the core of modern economic theory-as an approach to evaluate the economic biases of LLMs. Utility theory enables the quantification and comparison of economic behavior against benchmarks such as perfect rationality or human behavior. To demonstrate our approach, we quantify and compare the economic behavior of a variety of open- and closed-source LLMs. We find that the economic behavior of current LLMs is neither entirely human-like nor entirely economicus-like. We also find that most current LLMs struggle to maintain consistent economic behavior across settings. Finally, we illustrate how our approach can measure the effect of interventions such as prompting on economic biases.
A Multi-Source Heterogeneous Knowledge Injected Prompt Learning Method for Legal Charge Prediction
Sun, Jingyun, Wei, Chi, Li, Yang
Legal charge prediction, an essential task in legal AI, seeks to assign accurate charge labels to case descriptions, attracting significant recent interest. Existing methods primarily employ diverse neural network structures for modeling case descriptions directly, failing to effectively leverage multi-source external knowledge. We propose a prompt learning framework-based method that simultaneously leverages multi-source heterogeneous external knowledge from a legal knowledge base, a conversational LLM, and related legal articles. Specifically, we match knowledge snippets in case descriptions via the legal knowledge base and encapsulate them into the input through a hard prompt template. Additionally, we retrieve legal articles related to a given case description through contrastive learning, and then obtain factual elements within the case description through a conversational LLM. We fuse the embedding vectors of soft prompt tokens with the encoding vector of factual elements to achieve knowledge-enhanced model forward inference. Experimental results show that our method achieved state-of-the-art results on CAIL-2018, the largest legal charge prediction dataset, and our method has lower data dependency. Case studies also demonstrate our method's strong interpretability.
Compromising Embodied Agents with Contextual Backdoor Attacks
Liu, Aishan, Zhou, Yuguang, Liu, Xianglong, Zhang, Tianyuan, Liang, Siyuan, Wang, Jiakai, Pu, Yanjun, Li, Tianlin, Zhang, Junqi, Zhou, Wenbo, Guo, Qing, Tao, Dacheng
Large language models (LLMs) have transformed the development of embodied intelligence. By providing a few contextual demonstrations, developers can utilize the extensive internal knowledge of LLMs to effortlessly translate complex tasks described in abstract language into sequences of code snippets, which will serve as the execution logic for embodied agents. However, this paper uncovers a significant backdoor security threat within this process and introduces a novel method called \method{}. By poisoning just a few contextual demonstrations, attackers can covertly compromise the contextual environment of a black-box LLM, prompting it to generate programs with context-dependent defects. These programs appear logically sound but contain defects that can activate and induce unintended behaviors when the operational agent encounters specific triggers in its interactive environment. To compromise the LLM's contextual environment, we employ adversarial in-context generation to optimize poisoned demonstrations, where an LLM judge evaluates these poisoned prompts, reporting to an additional LLM that iteratively optimizes the demonstration in a two-player adversarial game using chain-of-thought reasoning. To enable context-dependent behaviors in downstream agents, we implement a dual-modality activation strategy that controls both the generation and execution of program defects through textual and visual triggers. We expand the scope of our attack by developing five program defect modes that compromise key aspects of confidentiality, integrity, and availability in embodied agents. To validate the effectiveness of our approach, we conducted extensive experiments across various tasks, including robot planning, robot manipulation, and compositional visual reasoning. Additionally, we demonstrate the potential impact of our approach by successfully attacking real-world autonomous driving systems.
Citekit: A Modular Toolkit for Large Language Model Citation Generation
Shen, Jiajun, Zhou, Tong, Zhao, Suifeng, Chen, Yubo, Liu, Kang
Enabling Large Language Models (LLMs) to generate citations in Question-Answering (QA) tasks is an emerging paradigm aimed at enhancing the verifiability of their responses when LLMs are utilizing external references to generate an answer. However, there is currently no unified framework to standardize and fairly compare different citation generation methods, leading to difficulties in reproducing different methods and a comprehensive assessment. To cope with the problems above, we introduce \name, an open-source and modular toolkit designed to facilitate the implementation and evaluation of existing citation generation methods, while also fostering the development of new approaches to improve citation quality in LLM outputs. This tool is highly extensible, allowing users to utilize 4 main modules and 14 components to construct a pipeline, evaluating an existing method or innovative designs. Our experiments with two state-of-the-art LLMs and 11 citation generation baselines demonstrate varying strengths of different modules in answer accuracy and citation quality improvement, as well as the challenge of enhancing granularity. Based on our analysis of the effectiveness of components, we propose a new method, self-RAG \snippet, obtaining a balanced answer accuracy and citation quality. Citekit is released at https://github.com/SjJ1017/Citekit.
Developing PUGG for Polish: A Modern Approach to KBQA, MRC, and IR Dataset Construction
Sawczyn, Albert, Viarenich, Katsiaryna, Wojtasik, Konrad, Domogała, Aleksandra, Oleksy, Marcin, Piasecki, Maciej, Kajdanowicz, Tomasz
Advancements in AI and natural language processing have revolutionized machine-human language interactions, with question answering (QA) systems playing a pivotal role. The knowledge base question answering (KBQA) task, utilizing structured knowledge graphs (KG), allows for handling extensive knowledge-intensive questions. However, a significant gap exists in KBQA datasets, especially for low-resource languages. Many existing construction pipelines for these datasets are outdated and inefficient in human labor, and modern assisting tools like Large Language Models (LLM) are not utilized to reduce the workload. To address this, we have designed and implemented a modern, semi-automated approach for creating datasets, encompassing tasks such as KBQA, Machine Reading Comprehension (MRC), and Information Retrieval (IR), tailored explicitly for low-resource environments. We executed this pipeline and introduced the PUGG dataset, the first Polish KBQA dataset, and novel datasets for MRC and IR. Additionally, we provide a comprehensive implementation, insightful findings, detailed statistics, and evaluation of baseline models.
Intermediate direct preference optimization
We propose the intermediate direct preference optimization (DPO) method to calculate the DPO loss at selected intermediate layers as an auxiliary loss for finetuning large language models (LLMs). The conventional DPO method fine-tunes a supervised fine-tuning (SFT) model by calculating the DPO loss using logits from the final layer. In our intermediate DPO approach, DPO losses are calculated using the logits from K-selected intermediate layers and averaged to obtain the intermediate DPO loss. For training the intermediate DPO model, the final loss is obtained by calculating the weighted sum of the DPO and intermediate DPO losses. During inference, the intermediate DPO model decodes using the final layer logits similarly to the conventional DPO model. In experiments using the ultrafeedback dataset, the performance of the intermediate DPO model was evaluated using GPT-4. As a result, the intermediate DPO model trained using the intermediate DPO loss calculated at the 22nd layer of a 32-layer SFT model achieved win rates of 52.5% and 67.5% against the conventional DPO and SFT models, respectively, demonstrating the effectiveness of the proposed method. Furthermore, we report the relationships among the position of the selected intermediate layers, the number of layers, and performance.