Large Language Model
Understanding Epistemic Language with a Bayesian Theory of Mind
Ying, Lance, Zhi-Xuan, Tan, Wong, Lionel, Mansinghka, Vikash, Tenenbaum, Joshua B.
How do people understand and evaluate claims about others' beliefs, even though these beliefs cannot be directly observed? In this paper, we introduce a cognitive model of epistemic language interpretation, grounded in Bayesian inferences about other agents' goals, beliefs, and intentions: a language-augmented Bayesian theory-of-mind (LaBToM). By translating natural language into an epistemic ``language-of-thought'', then evaluating these translations against the inferences produced by inverting a probabilistic generative model of rational action and perception, LaBToM captures graded plausibility judgments about epistemic claims. We validate our model in an experiment where participants watch an agent navigate a maze to find keys hidden in boxes needed to reach their goal, then rate sentences about the agent's beliefs. In contrast with multimodal LLMs (GPT-4o, Gemini Pro) and ablated models, our model correlates highly with human judgments for a wide range of expressions, including modal language, uncertainty expressions, knowledge claims, likelihood comparisons, and attributions of false belief.
Exploring the Feasibility of Automated Data Standardization using Large Language Models for Seamless Positioning
Lee, Max J. L., Lin, Ju, Hsu, Li-Ta
We propose a feasibility study for real-time automated data standardization leveraging Large Language Models (LLMs) to enhance seamless positioning systems in IoT environments. By integrating and standardizing heterogeneous sensor data from smartphones, IoT devices, and dedicated systems such as Ultra-Wideband (UWB), our study ensures data compatibility and improves positioning accuracy using the Extended Kalman Filter (EKF). The core components include the Intelligent Data Standardization Module (IDSM), which employs a fine-tuned LLM to convert varied sensor data into a standardized format, and the Transformation Rule Generation Module (TRGM), which automates the creation of transformation rules and scripts for ongoing data standardization. Evaluated in real-time environments, our study demonstrates adaptability and scalability, enhancing operational efficiency and accuracy in seamless navigation. This study underscores the potential of advanced LLMs in overcoming sensor data integration complexities, paving the way for more scalable and precise IoT navigation solutions.
DocTabQA: Answering Questions from Long Documents Using Tables
Wang, Haochen, Hu, Kai, Dong, Haoyu, Gao, Liangcai
We study a new problem setting of question answering (QA), referred to as DocTabQA. Within this setting, given a long document, the goal is to respond to questions by organizing the answers into structured tables derived directly from the document's content. Unlike traditional QA approaches which predominantly rely on unstructured text to formulate responses, DocTabQA aims to leverage structured tables as answers to convey information clearly and systematically, thereby enhancing user comprehension and highlighting relationships between data points. To the best of our knowledge, this problem has not been previously explored. In this paper, we introduce the QTabA dataset, encompassing 300 financial documents, accompanied by manually annotated 1.5k question-table pairs. Initially, we leverage Large Language Models (LLMs) such as GPT-4 to establish a baseline. However, it is widely acknowledged that LLMs encounter difficulties when tasked with generating intricate, structured outputs from long input sequences. To overcome these challenges, we present a two-stage framework, called DocTabTalk, which initially retrieves relevant sentences from extensive documents and subsequently generates hierarchical tables based on these identified sentences. DocTabTalk incorporates two key technological innovations: AlignLLaMA and TabTalk, which are specifically tailored to assist GPT-4 in tackling DocTabQA, enabling it to generate well-structured, hierarchical tables with improved organization and clarity. Comprehensive experimental evaluations conducted on both QTabA and RotoWire datasets demonstrate that our DocTabTalk significantly enhances the performances of the GPT-4 in our proposed DocTabQA task and the table generation task. The code and dataset are available at https://github.com/SmileWHC/DocTabQA for further research.
Extraction of Research Objectives, Machine Learning Model Names, and Dataset Names from Academic Papers and Analysis of Their Interrelationships Using LLM and Network Analysis
Nishio, S., Nonaka, H., Tsuchiya, N., Migita, A., Banno, Y., Hayashi, T., Sakaji, H., Sakumoto, T., Watabe, K.
Machine learning is widely utilized across various industries. Identifying the appropriate machine learning models and datasets for specific tasks is crucial for the effective industrial application of machine learning. However, this requires expertise in both machine learning and the relevant domain, leading to a high learning cost. Therefore, research focused on extracting combinations of tasks, machine learning models, and datasets from academic papers is critically important, as it can facilitate the automatic recommendation of suitable methods. Conventional information extraction methods from academic papers have been limited to identifying machine learning models and other entities as named entities. To address this issue, this study proposes a methodology extracting tasks, machine learning methods, and dataset names from scientific papers and analyzing the relationships between these information by using LLM, embedding model, and network clustering. The proposed method's expression extraction performance, when using Llama3, achieves an F-score exceeding 0.8 across various categories, confirming its practical utility. Benchmarking results on financial domain papers have demonstrated the effectiveness of this method, providing insights into the use of the latest datasets, including those related to ESG (Environmental, Social, and Governance) data.
Mutagenesis screen to map the functionals of parameters of Large Language Models
Hu, Yue, Hu, Kai, Zhao, Patrick X., Khan, Javed, Xu, Chengming
Large Language Models (LLMs) have significantly advanced artificial intelligence, excelling in numerous tasks. Although the functionality of a model is inherently tied to its parameters, a systematic method for exploring the connections between the parameters and the functionality are lacking. Models sharing similar structure and parameter counts exhibit significant performance disparities across various tasks, prompting investigations into the varying patterns that govern their performance. We adopted a mutagenesis screen approach inspired by the methods used in biological studies, to investigate Llama2-7b and Zephyr. This technique involved mutating elements within the models' matrices to their maximum or minimum values to examine the relationship between model parameters and their functionalities. Our research uncovered multiple levels of fine structures within both models. Many matrices showed a mixture of maximum and minimum mutations following mutagenesis, but others were predominantly sensitive to one type. Notably, mutations that produced phenotypes, especially those with severe outcomes, tended to cluster along axes. Additionally, the location of maximum and minimum mutations often displayed a complementary pattern on matrix in both models, with the Gate matrix showing a unique two-dimensional asymmetry after rearrangement. In Zephyr, certain mutations consistently resulted in poetic or conversational rather than descriptive outputs. These "writer" mutations grouped according to the high-frequency initial word of the output, with a marked tendency to share the row coordinate even when they are in different matrices. Our findings affirm that the mutagenesis screen is an effective tool for deciphering the complexities of large language models and identifying unexpected ways to expand their potential, providing deeper insights into the foundational aspects of AI systems.
Decoding SEC Actions: Enforcement Trends through Analyzing Blockchain litigation using LLM-based Thematic Factor Mapping
Luo, Junliang, Xiong, Xihan, Knottenbelt, William, Liu, Xue
The proliferation of blockchain entities (persons or enterprises) exposes them to potential regulatory actions (e.g., being litigated) by regulatory authorities. Regulatory frameworks for crypto assets are actively being developed and refined, increasing the likelihood of such actions. The lack of systematic analysis of the factors driving litigation against blockchain entities leaves companies in need of clarity to navigate compliance risks. This absence of insight also deprives investors of the information for informed decision-making. This study focuses on U.S. litigation against blockchain entities, particularly by the U.S. Securities and Exchange Commission (SEC) given its influence on global crypto regulation. Utilizing frontier pretrained language models and large language models, we systematically map all SEC complaints against blockchain companies from 2012 to 2024 to thematic factors conceptualized by our study to delineate the factors driving SEC actions. We quantify the thematic factors and assess their influence on specific legal Acts cited within the complaints on an annual basis, allowing us to discern the regulatory emphasis, patterns and conduct trend analysis.
PermitQA: A Benchmark for Retrieval Augmented Generation in Wind Siting and Permitting domain
Meyur, Rounak, Phan, Hung, Wagle, Sridevi, Strube, Jan, Halappanavar, Mahantesh, Horawalavithana, Sameera, Acharya, Anurag, Munikoti, Sai
In the rapidly evolving landscape of Natural Language Processing (NLP) and text generation, the emergence of Retrieval Augmented Generation (RAG) presents a promising avenue for improving the quality and reliability of generated text by leveraging information retrieved from user specified database. Benchmarking is essential to evaluate and compare the performance of the different RAG configurations in terms of retriever and generator, providing insights into their effectiveness, scalability, and suitability for the specific domain and applications. In this paper, we present a comprehensive framework to generate a domain relevant RAG benchmark. Our framework is based on automatic question-answer generation with Human (domain experts)-AI Large Language Model (LLM) teaming. As a case study, we demonstrate the framework by introducing PermitQA, a first-of-its-kind benchmark on the wind siting and permitting domain which comprises of multiple scientific documents/reports related to environmental impact of wind energy projects. Our framework systematically evaluates RAG performance using diverse metrics and multiple question types with varying complexity level. We also demonstrate the performance of different models on our benchmark.
Mixed Sparsity Training: Achieving 4$\times$ FLOP Reduction for Transformer Pretraining
Hu, Pihe, Li, Shaolong, Huang, Longbo
Large language models (LLMs) have made significant strides in complex tasks, yet their widespread adoption is impeded by substantial computational demands. With hundreds of billion parameters, transformer-based LLMs necessitate months of pretraining across a high-end GPU cluster. However, this paper reveals a compelling finding: transformers exhibit considerable redundancy in pretraining computations, which motivates our proposed solution, Mixed Sparsity Training (MST), an efficient pretraining method that can reduce about $75\%$ of Floating Point Operations (FLOPs) while maintaining performance. MST integrates dynamic sparse training (DST) with Sparsity Variation (SV) and Hybrid Sparse Attention (HSA) during pretraining, involving three distinct phases: warm-up, ultra-sparsification, and restoration. The warm-up phase transforms the dense model into a sparse one, and the restoration phase reinstates connections. Throughout these phases, the model is trained with a dynamically evolving sparse topology and an HSA mechanism to maintain performance and minimize training FLOPs concurrently. Our experiment on GPT-2 showcases a FLOP reduction of $4\times$ without compromising performance.
Transformers As Approximations of Solomonoff Induction
Young, Nathan, Witbrock, Michael
Solomonoff Induction is an optimal-in-the-limit unbounded algorithm for sequence prediction, representing a Bayesian mixture of every computable probability distribution and performing close to optimally in predicting any computable sequence. Being an optimal form of computational sequence prediction, it seems plausible that it may be used as a model against which other methods of sequence prediction might be compared. We put forth and explore the hypothesis that Transformer models - the basis of Large Language Models - approximate Solomonoff Induction better than any other extant sequence prediction method. We explore evidence for and against this hypothesis, give alternate hypotheses that take this evidence into account, and outline next steps for modelling Transformers and other kinds of AI in this way.
Practical token pruning for foundation models in few-shot conversational virtual assistant systems
Qi, Haode, Qian, Cheng, Ni, Jian, Singh, Pratyush, Fazeli, Reza, Wang, Gengyu, Shu, Zhongzheng, Wayne, Eric, Bross, Juergen
In an enterprise Virtual Assistant (VA) system, intent classification is the crucial component that determines how a user input is handled based on what the user wants. The VA system is expected to be a cost-efficient SaaS service with low training and inference time while achieving high accuracy even with a small number of training samples. We pretrain a transformer-based sentence embedding model with a contrastive learning objective and leverage the embedding of the model as features when training intent classification models. Our approach achieves the state-of-the-art results for few-shot scenarios and performs better than other commercial solutions on popular intent classification benchmarks. However, generating features via a transformer-based model increases the inference time, especially for longer user inputs, due to the quadratic runtime of the transformer's attention mechanism. On top of model distillation, we introduce a practical multi-task adaptation approach that configures dynamic token pruning without the need for task-specific training for intent classification. We demonstrate that this approach improves the inference speed of popular sentence transformer models without affecting model performance.