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SEGMENT+: Long Text Processing with Short-Context Language Models

arXiv.org Artificial Intelligence

There is a growing interest in expanding the input capacity of language models (LMs) across various domains. However, simply increasing the context window does not guarantee robust performance across diverse long-input processing tasks, such as understanding extensive documents and extracting detailed information from lengthy and noisy data. In response, we introduce SEGMENT+, a general framework that enables LMs to handle extended inputs within limited context windows efficiently. SEGMENT+ utilizes structured notes and a filtering module to manage information flow, resulting in a system that is both controllable and interpretable. Our extensive experiments across various model sizes, focusing on long-document question-answering and Needle-in-a-Haystack tasks, demonstrate the effectiveness of SEGMENT+ in improving performance.


Towards Self-Improvement of LLMs via MCTS: Leveraging Stepwise Knowledge with Curriculum Preference Learning

arXiv.org Artificial Intelligence

Monte Carlo Tree Search (MCTS) has recently emerged as a powerful technique for enhancing the reasoning capabilities of LLMs. Techniques such as SFT or DPO have enabled LLMs to distill high-quality behaviors from MCTS, improving their reasoning performance. However, existing distillation methods underutilize the rich trajectory information generated by MCTS, limiting the potential for improvements in LLM reasoning. In this paper, we propose AlphaLLM-CPL, a novel pairwise training framework that enables LLMs to self-improve through MCTS behavior distillation. AlphaLLM-CPL efficiently leverages MCTS trajectories via two key innovations: (1) AlphaLLM-CPL constructs stepwise trajectory pairs from child nodes sharing the same parent in the search tree, providing step-level information for more effective MCTS behavior distillation. (2) AlphaLLM-CPL introduces curriculum preference learning, dynamically adjusting the training sequence of trajectory pairs in each offline training epoch to prioritize critical learning steps and mitigate overfitting. Experimental results on mathematical reasoning tasks demonstrate that AlphaLLM-CPL significantly outperforms previous MCTS behavior distillation methods, substantially boosting the reasoning capabilities of LLMs.


On the Similarity of Circuits across Languages: a Case Study on the Subject-verb Agreement Task

arXiv.org Artificial Intelligence

Several algorithms implemented by language models have recently been successfully reversed-engineered. However, these findings have been concentrated on specific tasks and models, leaving it unclear how universal circuits are across different settings. In this paper, we study the circuits implemented by Gemma 2B for solving the subject-verb agreement task across two different languages, English and Spanish. We discover that both circuits are highly consistent, being mainly driven by a particular attention head writing a `subject number' signal to the last residual stream, which is read by a small set of neurons in the final MLPs. Notably, this subject number signal is represented as a direction in the residual stream space, and is language-independent. We demonstrate that this direction has a causal effect on the model predictions, effectively flipping the Spanish predicted verb number by intervening with the direction found in English. Finally, we present evidence of similar behavior in other models within the Gemma 1 and Gemma 2 families.


Honesty to Subterfuge: In-Context Reinforcement Learning Can Make Honest Models Reward Hack

arXiv.org Artificial Intelligence

Previous work has shown that training "helpful-only" LLMs with reinforcement learning on a curriculum of gameable environments can lead models to generalize to egregious specification gaming, such as editing their own reward function or modifying task checklists to appear more successful. We show that gpt-4o, gpt-4omini, o1-preview, and o1-mini -- frontier models trained to be helpful, harmless, and honest -- can engage in specification gaming without training on a curriculum of tasks, purely from in-context iterative reflection (which we call in-context reinforcement learning, "ICRL"). We also show that using ICRL to generate highlyrewarded outputs for expert iteration (compared to the standard expert iteration reinforcement learning algorithm) may increase gpt-4o-mini's propensity to learn specification-gaming policies, generalizing (in very rare cases) to the most egregious strategy where gpt-4o-mini edits its own reward function. Our results point toward the strong ability of in-context reflection to discover rare specificationgaming strategies that models might not exhibit zero-shot or with normal training, highlighting the need for caution when relying on alignment of LLMs in zero-shot settings. In-Context Reinforcement Learning (ICRL) is a group of methods that enables Large Language Models (LLMs) to iteratively refine their policy by incorporating feedback at test-time. Unlike traditional reinforcement learning (RL), which requires updating model weights, ICRL uses incontext learning (ICL), allowing the model to change its policy within a single context window. Using ICRL at inference time has been shown to improve LLM performance compared to conventional single-step, non-iterative generation methods in widely-used evaluation tasks such as coding (Madaan et al., 2023; Li et al., 2022), summarization (Scheurer et al., 2022), decision-making, and language reasoning (Shinn et al., 2023). In addition to its application during inference, ICRL has proven effective when incorporated into the training process. Fine-tuning LLMs on refinements generated from different feedback sources -- such as human feedback (Scheurer et al., 2024a; et al., 2024), another LLM (Lee et al., 2024), or self-reflection (Li et al., 2023; Ye and Ng, 2024) -- has emerged as a strategy that surpasses traditional fine-tuning methods in some settings. Iterative reflection on feedback and adaption within a context window can introduce potential risks including specification gaming, also known as reward hacking (Pan et al., 2024a;b; Scheurer et al., 2024b). Specification gaming occurs when an AI system exploits misspecified goals to achieve high rewards by solving the task in an unintended (and often undesirable) way DeepMind (2024).


Enabling Novel Mission Operations and Interactions with ROSA: The Robot Operating System Agent

arXiv.org Artificial Intelligence

The advancement of robotic systems has revolutionized numerous industries, yet their operation often demands specialized technical knowledge, limiting accessibility for non-expert users. This paper introduces ROSA (Robot Operating System Agent), an AI-powered agent that bridges the gap between the Robot Operating System (ROS) and natural language interfaces. By leveraging state-of-the-art language models and integrating open-source frameworks, ROSA enables operators to interact with robots using natural language, translating commands into actions and interfacing with ROS through well-defined tools. ROSA's design is modular and extensible, offering seamless integration with both ROS1 and ROS2, along with safety mechanisms like parameter validation and constraint enforcement to ensure secure, reliable operations. While ROSA is originally designed for ROS, it can be extended to work with other robotics middle-wares to maximize compatibility across missions. ROSA enhances human-robot interaction by democratizing access to complex robotic systems, empowering users of all expertise levels with multi-modal capabilities such as speech integration and visual perception. Ethical considerations are thoroughly addressed, guided by foundational principles like Asimov's Three Laws of Robotics, ensuring that AI integration promotes safety, transparency, privacy, and accountability. By making robotic technology more user-friendly and accessible, ROSA not only improves operational efficiency but also sets a new standard for responsible AI use in robotics and potentially future mission operations. This paper introduces ROSA's architecture and showcases initial mock-up operations in JPL's Mars Yard, a laboratory, and a simulation using three different robots. The core ROSA library is available as open-source.


Does Spatial Cognition Emerge in Frontier Models?

arXiv.org Artificial Intelligence

Not yet. We present SPACE, a benchmark that systematically evaluates spatial cognition in frontier models. Our benchmark builds on decades of research in cognitive science. It evaluates large-scale mapping abilities that are brought to bear when an organism traverses physical environments, smaller-scale reasoning about object shapes and layouts, and cognitive infrastructure such as spatial attention and memory. For many tasks, we instantiate parallel presentations via text and images, allowing us to benchmark both large language models and large multimodal models. Results suggest that contemporary frontier models fall short of the spatial intelligence of animals, performing near chance level on a number of classic tests of animal cognition.


Hallucinating AI Hijacking Attack: Large Language Models and Malicious Code Recommenders

arXiv.org Artificial Intelligence

The research builds and evaluates the adversarial potential to introduce copied code or hallucinated AI recommendations for malicious code in popular code repositories. While foundational large language models (LLMs) from OpenAI, Google, and Anthropic guard against both harmful behaviors and toxic strings, previous work on math solutions that embed harmful prompts demonstrate that the guardrails may differ between expert contexts. These loopholes would appear in mixture of expert's models when the context of the question changes and may offer fewer malicious training examples to filter toxic comments or recommended offensive actions. The present work demonstrates that foundational models may refuse to propose destructive actions correctly when prompted overtly but may unfortunately drop their guard when presented with a sudden change of context, like solving a computer programming challenge. We show empirical examples with trojan-hosting repositories like GitHub, NPM, NuGet, and popular content delivery networks (CDN) like jsDelivr which amplify the attack surface. In the LLM's directives to be helpful, example recommendations propose application programming interface (API) endpoints which a determined domain-squatter could acquire and setup attack mobile infrastructure that triggers from the naively copied code. We compare this attack to previous work on context-shifting and contrast the attack surface as a novel version of "living off the land" attacks in the malware literature. In the latter case, foundational language models can hijack otherwise innocent user prompts to recommend actions that violate their owners' safety policies when posed directly without the accompanying coding support request.


LLM Self-Correction with DeCRIM: Decompose, Critique, and Refine for Enhanced Following of Instructions with Multiple Constraints

arXiv.org Artificial Intelligence

Instruction following is a key capability for LLMs. However, recent studies have shown that LLMs often struggle with instructions containing multiple constraints (e.g. a request to create a social media post "in a funny tone" with "no hashtag"). Despite this, most evaluations focus solely on synthetic data. To address this, we introduce RealInstruct, the first benchmark designed to evaluate LLMs' ability to follow real-world multi-constrained instructions by leveraging queries real users asked AI assistants. We also investigate model-based evaluation as a cost-effective alternative to human annotation for this task. Our findings reveal that even the proprietary GPT-4 model fails to meet at least one constraint on over 21% of instructions, highlighting the limitations of state-of-the-art models. To address the performance gap between open-source and proprietary models, we propose the Decompose, Critique and Refine (DeCRIM) self-correction pipeline, which enhances LLMs' ability to follow constraints. DeCRIM works by decomposing the original instruction into a list of constraints and using a Critic model to decide when and where the LLM's response needs refinement. Our results show that DeCRIM improves Mistral's performance by 7.3% on RealInstruct and 8.0% on IFEval even with weak feedback. Moreover, we demonstrate that with strong feedback, open-source LLMs with DeCRIM can outperform GPT-4 on both benchmarks.


MaD-Scientist: AI-based Scientist solving Convection-Diffusion-Reaction Equations Using Massive PINN-Based Prior Data

arXiv.org Artificial Intelligence

Large language models (LLMs), like ChatGPT, have shown that even trained with noisy prior data, they can generalize effectively to new tasks through in-context learning (ICL) and pre-training techniques. Motivated by this, we explore whether a similar approach can be applied to scientific foundation models (SFMs). Our methodology is structured as follows: (i) we collect low-cost physics-informed neural network (PINN)-based approximated prior data in the form of solutions to partial differential equations (PDEs) constructed through an arbitrary linear combination of mathematical dictionaries; (ii) we utilize Transformer architectures with self and cross-attention mechanisms to predict PDE solutions without knowledge of the governing equations in a zero-shot setting; (iii) we provide experimental evidence on the one-dimensional convection-diffusion-reaction equation, which demonstrate that pre-training remains robust even with approximated prior data, with only marginal impacts on test accuracy. Notably, this finding opens the path to pre-training SFMs with realistic, low-cost data instead of (or in conjunction with) numerical high-cost data. These results support the conjecture that SFMs can improve in a manner similar to LLMs, where fully cleaning the vast set of sentences crawled from the Internet is nearly impossible. In developing large-scale models, one fundamental challenge is the inherent noisiness of the data used for training. Whether dealing with natural language, scientific data, or other domains, large datasets almost inevitably contain noise. Large language models (LLMs), such as ChatGPT, present an interesting paradox: despite being trained on noisy datasets, they consistently produce remarkably clean and coherent output.


Addax: Utilizing Zeroth-Order Gradients to Improve Memory Efficiency and Performance of SGD for Fine-Tuning Language Models

arXiv.org Artificial Intelligence

Fine-tuning language models (LMs) with the Adam optimizer often demands excessive memory, limiting accessibility. The "in-place" version of Stochastic Gradient Descent (IP-SGD) and Memory-Efficient Zeroth-order Optimizer (MeZO) have been proposed to address this. However, IP-SGD still requires substantial memory, and MeZO suffers from slow convergence and degraded final performance due to its zeroth-order nature. This paper introduces Addax, a novel method that improves both memory efficiency and performance of IP-SGD by integrating it with MeZO. Specifically, Addax computes zeroth- or first-order gradients of data points in the minibatch based on their memory consumption, combining these gradient estimates to update directions. By computing zeroth-order gradients for data points that require more memory and first-order gradients for others, Addax overcomes the slow convergence of MeZO and the excessive memory requirement of IP-SGD. Additionally, the zeroth-order gradient acts as a regularizer for the first-order gradient, further enhancing the model's final performance. Theoretically, we establish the convergence of Addax under mild assumptions, demonstrating faster convergence and less restrictive hyper-parameter choices than MeZO. Our experiments with diverse LMs and tasks show that Addax consistently outperforms MeZO regarding accuracy and convergence speed while having a comparable memory footprint. When fine-tuning OPT-13B with one A100 GPU, on average, Addax outperforms MeZO in accuracy/F1 score by 14% and runs 15x faster while using memory similar to MeZO. In our experiments on the larger OPT-30B model, on average, Addax outperforms MeZO in terms of accuracy/F1 score by >16 and runs 30x faster on a single H100 GPU. Moreover, Addax surpasses the performance of standard fine-tuning approaches, such as IP-SGD and Adam, in most tasks with significantly less memory requirement.