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 Large Language Model


Evaluating and Inducing Personality in Pre-trained Language Models

Neural Information Processing Systems

Standardized and quantified evaluation of machine behaviors is a crux of understanding LLMs. In this study, we draw inspiration from psychometric studies by leveraging human personality theory as a tool for studying machine behaviors. Originating as a philosophical quest for human behaviors, the study of personality delves into how individuals differ in thinking, feeling, and behaving. Toward building and understanding human-like social machines, we are motivated to ask: Can we assess machine behaviors by leveraging human psychometric tests in a **principled** and **quantitative** manner? If so, can we induce a specific personality in LLMs?


QLoRA: Efficient Finetuning of Quantized LLMs

Neural Information Processing Systems

We present QLoRA, an efficient finetuning approach that reduces memory usage enough to finetune a 65B parameter model on a single 48GB GPU while preserving full 16-bit finetuning task performance. QLoRA backpropagates gradients through a frozen, 4-bit quantized pretrained language model into Low Rank Adapters (LoRA). Our best model family, which we name Guanaco, outperforms all previous openly released models on the Vicuna benchmark, reaching 99.3% of the performance level of ChatGPT while only requiring 24 hours of finetuning on a single GPU. QLoRA introduces a number of innovations to save memory without sacrificing performance: (a) 4-bit NormalFloat (NF4), a new data type that is information-theoretically optimal for normally distributed weights (b) Double Quantization to reduce the average memory footprint by quantizing the quantization constants, and (c) Paged Optimziers to manage memory spikes. We use QLoRA to finetune more than 1,000 models, providing a detailed analysis of instruction following and chatbot performance across 8 instruction datasets, multiple model types (LLaMA, T5), and model scales that would be infeasible to run with regular finetuning (e.g.


DeWave: Discrete Encoding of EEG Waves for EEG to Text Translation

Neural Information Processing Systems

The translation of brain dynamics into natural language is pivotal for brain-computer interfaces (BCIs), a field that has seen substantial growth in recent years. With the swift advancement of large language models, such as ChatGPT, the need to bridge the gap between the brain and languages becomes increasingly pressing. Current methods, however, require eye-tracking fixations or event markers to segment brain dynamics into word-level features, which can restrict the practical application of these systems. These event markers may not be readily available or could be challenging to acquire during real-time inference, and the sequence of eye fixations may not align with the order of spoken words. To tackle these issues, we introduce a novel framework, DeWave, that integrates discrete encoding sequences into open-vocabulary EEG-to-text translation tasks.


TART: A plug-and-play Transformer module for task-agnostic reasoning

Neural Information Processing Systems

Large language models (LLMs) exhibit in-context learning abilities which enable the same model to perform several tasks without any task-specific training. In contrast, traditional adaptation approaches, such as fine-tuning, modify the underlying models for each specific task. In-context learning, however, consistently underperforms task-specific tuning approaches even when presented with the same examples. While most existing approaches (e.g., prompt engineering) focus on the LLM's learned representations to patch this performance gap, our experiments actually reveal that LLM representations contain sufficient information to make good predictions. As such, we focus on the LLM's reasoning abilities and demonstrate that this performance gap exists due to their inability to perform simple probabilistic reasoning tasks.


Constrained GPI for Zero-Shot Transfer in Reinforcement Learning

Neural Information Processing Systems

For zero-shot transfer in reinforcement learning where the reward function varies between different tasks, the successor features framework has been one of the popular approaches. However, in this framework, the transfer to new target tasks with generalized policy improvement (GPI) relies on only the source successor features [5] or additional successor features obtained from the function approximators' generalization to novel inputs [11]. The goal of this work is to improve the transfer by more tightly bounding the value approximation errors of successor features on the new target tasks. Given a set of source tasks with their successor features, we present lower and upper bounds on the optimal values for novel task vectors that are expressible as linear combinations of source task vectors. Based on the bounds, we propose constrained GPI as a simple test-time approach that can improve transfer by constraining action-value approximation errors on new target tasks. Through experiments in the Scavenger and Reacher environment with state observations as well as the DeepMind Lab environment with visual observations, we show that the proposed constrained GPI significantly outperforms the prior GPI's transfer performance.


Transductive Zero-Shot Learning with Visual Structure Constraint

Neural Information Processing Systems

To recognize objects of the unseen classes, most existing Zero-Shot Learning (ZSL) methods first learn a compatible projection function between the common semantic space and the visual space based on the data of source seen classes, then directly apply it to the target unseen classes. However, in real scenarios, the data distribution between the source and target domain might not match well, thus causing the well-known domain shift problem. Based on the observation that visual features of test instances can be separated into different clusters, we propose a new visual structure constraint on class centers for transductive ZSL, to improve the generality of the projection function (\ie alleviate the above domain shift problem). Specifically, three different strategies (symmetric Chamfer-distance,Bipartite matching distance, and Wasserstein distance) are adopted to align the projected unseen semantic centers and visual cluster centers of test instances. We also propose a new training strategy to handle the real cases where many unrelated images exist in the test dataset, which is not considered in previous methods. Experiments on many widely used datasets demonstrate that the proposed visual structure constraint can bring substantial performance gain consistently and achieve state-of-the-art results.


Global-correlated 3D-decoupling Transformer for Clothed Avatar Reconstruction

Neural Information Processing Systems

Reconstructing 3D clothed human avatars from single images is a challenging task, especially when encountering complex poses and loose clothing. Owing to this, we present the Global-correlated 3D-decoupling Transformer for clothed Avatar reconstruction (GTA), a novel transformer-based architecture that reconstructs clothed human avatars from monocular images. Subsequently, our innovative 3D-decoupling decoder employs cross-attention to decouple tri-plane features, using learnable embeddings as queries for cross-plane generation. To effectively enhance feature fusion with the tri-plane 3D feature and human body prior, we propose a hybrid prior fusion strategy combining spatial and prior-enhanced queries, leveraging the benefits of spatial localization and human body prior knowledge. Comprehensive experiments on CAPE and THuman2.0 datasets illustrate that our method outperforms state-of-the-art approaches in both geometry and texture reconstruction, exhibiting high robustness to challenging poses and loose clothing, and producing higher-resolution textures.


From Exploration to Mastery: Enabling LLMs to Master Tools via Self-Driven Interactions

arXiv.org Artificial Intelligence

Tool learning enables Large Language Models (LLMs) to interact with external environments by invoking tools, serving as an effective strategy to mitigate the limitations inherent in their pre-training data. In this process, tool documentation plays a crucial role by providing usage instructions for LLMs, thereby facilitating effective tool utilization. This paper concentrates on the critical challenge of bridging the comprehension gap between LLMs and external tools due to the inadequacies and inaccuracies inherent in existing human-centric tool documentation. We propose a novel framework, DRAFT, aimed at Dynamically Refining tool documentation through the Analysis of Feedback and Trails emanating from LLMs' interactions with external tools. This methodology pivots on an innovative trial-and-error approach, consisting of three distinct learning phases: experience gathering, learning from experience, and documentation rewriting, to iteratively enhance the tool documentation. This process is further optimized by implementing a diversity-promoting exploration strategy to ensure explorative diversity and a tool-adaptive termination mechanism to prevent overfitting while enhancing efficiency. Extensive experiments on multiple datasets demonstrate that DRAFT's iterative, feedback-based refinement significantly ameliorates documentation quality, fostering a deeper comprehension and more effective utilization of tools by LLMs. Notably, our analysis reveals that the tool documentation refined via our approach demonstrates robust cross-model generalization capabilities.


The Social Impact of Generative LLM-Based AI

arXiv.org Artificial Intelligence

The research was partially supported by the Paul and Marcia Wythes Center on Contemporary China and Office of Population Research at Princeton University. We are grateful to Wen Liu, Gou Wu, and Dean Minello for their excellent research assistance. The ideas expressed herein are those of the authors. Abstract Liking it or not, ready or not, we are likely to enter a new phase of human history in which Artificial Intelligence (AI) will dominate economic production and social life - the AI Revolution. Before the actual arrival of the AI Revolution, it is time for us to speculate on how AI will impact the social world. In this article, we focus on the social impact of generative LLMbased AI (GELLMAI), discussing societal factors that contribute to its technological development and its potential roles in enhancing both between-country and within-country social inequality. There are good indications that the US and China will lead the field and will be the main competitors for domination of AI in the world. We conjecture the AI Revolution will likely give rise to a post-knowledge society in which knowledge per se will become less important than in today's world. Instead, individual relationships and social identity will become more important. With the advent of Generative Large Language Model (LLM)-based Artificial Intelligence (AI) tools such as ChatGPT from OpenAI and Bard from Google, it is natural to wonder about the social impact of this technology. In the remainder of this paper, we will refer to generative LLMbased AI simply as GELLMAI. The main objective of this paper is to explore, tentatively, the social impact of GELLMAI. While the question about the social impact of GELLMAI is undoubtedly important, any answers must be tentative and speculative at this point. We are still in the early stages of GELLMAI and may need to wait years, perhaps even decades, to fully understand its social implications. However, drawing from our experiences with past technologies in history, our current understanding of GELLMAI, empirical knowledge about the social world, and sociological reasoning, we can engage in preliminary and speculative discussions. We offer our account below. We believe that the social impact of GELLMAI is enormous, with the potential to revolutionize not only the production of goods and services but also to fundamentally alter the organization of human societies and the nature of daily life.


ClaimBrush: A Novel Framework for Automated Patent Claim Refinement Based on Large Language Models

arXiv.org Artificial Intelligence

Automatic refinement of patent claims in patent applications is crucial from the perspective of intellectual property strategy. In this paper, we propose ClaimBrush, a novel framework for automated patent claim refinement that includes a dataset and a rewriting model. We constructed a dataset for training and evaluating patent claim rewriting models by collecting a large number of actual patent claim rewriting cases from the patent examination process. Using the constructed dataset, we built an automatic patent claim rewriting model by fine-tuning a large language model. Furthermore, we enhanced the performance of the automatic patent claim rewriting model by applying preference optimization based on a prediction model of patent examiners' Office Actions. The experimental results showed that our proposed rewriting model outperformed heuristic baselines and zero-shot learning in state-of-the-art large language models. Moreover, preference optimization based on patent examiners' preferences boosted the performance of patent claim refinement.