Goto

Collaborating Authors

 Large Language Model


Do we Really Need Visual Instructions? Towards Visual Instruction-Free Fine-tuning for Large Vision-Language Models

arXiv.org Artificial Intelligence

Visual instruction tuning has become the predominant technology in eliciting the multimodal task-solving capabilities of large vision-language models (LVLMs). Despite the success, as visual instructions require images as the input, it would leave the gap in inheriting the task-solving capabilities from the backbone LLMs, and make it costly to collect a large-scale dataset. To address it, we propose ViFT, a visual instruction-free fine-tuning framework for LVLMs. In ViFT, we only require the text-only instructions and image caption data during training, to separately learn the task-solving and visual perception abilities. During inference, we extract and combine the representations of the text and image inputs, for fusing the two abilities to fulfill multimodal tasks. Experimental results demonstrate that ViFT can achieve state-of-the-art performance on several visual reasoning and visual instruction following benchmarks, with rather less training data. Our code and data will be publicly released.


Any Information Is Just Worth One Single Screenshot: Unifying Search With Visualized Information Retrieval

arXiv.org Artificial Intelligence

With the popularity of multimodal techniques, it receives growing interests to acquire useful information in visual forms. In this work, we formally define an emerging IR paradigm called \textit{Visualized Information Retrieval}, or \textbf{Vis-IR}, where multimodal information, such as texts, images, tables and charts, is jointly represented by a unified visual format called \textbf{Screenshots}, for various retrieval applications. We further make three key contributions for Vis-IR. First, we create \textbf{VIRA} (Vis-IR Aggregation), a large-scale dataset comprising a vast collection of screenshots from diverse sources, carefully curated into captioned and question-answer formats. Second, we develop \textbf{UniSE} (Universal Screenshot Embeddings), a family of retrieval models that enable screenshots to query or be queried across arbitrary data modalities. Finally, we construct \textbf{MVRB} (Massive Visualized IR Benchmark), a comprehensive benchmark covering a variety of task forms and application scenarios. Through extensive evaluations on MVRB, we highlight the deficiency from existing multimodal retrievers and the substantial improvements made by UniSE. Our work will be shared with the community, laying a solid foundation for this emerging field.


SAFE-SQL: Self-Augmented In-Context Learning with Fine-grained Example Selection for Text-to-SQL

arXiv.org Artificial Intelligence

Text-to-SQL aims to convert natural language questions into executable SQL queries. While previous approaches, such as skeleton-masked selection, have demonstrated strong performance by retrieving similar training examples to guide large language models (LLMs), they struggle in real-world scenarios where such examples are unavailable. To overcome this limitation, we propose Self-Augmentation in-context learning with Fine-grained Example selection for Text-to-SQL (SAFE-SQL), a novel framework that improves SQL generation by generating and filtering self-augmented examples. SAFE-SQL first prompts an LLM to generate multiple Text-to-SQL examples relevant to the test input. Then SAFE-SQL filters these examples through three relevance assessments, constructing high-quality in-context learning examples. Using self-generated examples, SAFE-SQL surpasses the previous zero-shot, and few-shot Text-to-SQL frameworks, achieving higher execution accuracy. Notably, our approach provides additional performance gains in extra hard and unseen scenarios, where conventional methods often fail.


An Efficient Row-Based Sparse Fine-Tuning

arXiv.org Artificial Intelligence

Fine-tuning is an important step in adapting foundation models such as large language models to downstream tasks. To make this step more accessible to users with limited computational budgets, it is crucial to develop fine-tuning methods that are memory and computationally efficient. Sparse Fine-tuning (SFT) and Low-rank adaptation (LoRA) are two frameworks that have emerged for addressing this problem and have been adopted widely in practice. In this work, we develop a new SFT framework, based on ideas from neural network pruning. At a high level, we first identify "important" neurons/nodes using feature importance metrics from network pruning (specifically, we use the structural pruning method), and then perform fine-tuning by restricting to weights involving these neurons. Using experiments on common language tasks, we demonstrate that our method significantly improves the memory efficiency of SFT without increasing training time complexity and implementation complexity, while achieving accuracy comparable to state-of-the-art methods such as LoRA and its variants.


Which Retain Set Matters for LLM Unlearning? A Case Study on Entity Unlearning

arXiv.org Artificial Intelligence

Large language models (LLMs) risk retaining unauthorized or sensitive information from their training data, which raises privacy concerns. LLM unlearning seeks to mitigate these risks by selectively removing specified data while maintaining overall model performance. However, most existing work focus on methods to achieve effective forgetting and does not provide a detailed analysis of the retain set, the portion of training data that is not targeted for removal. In this paper, we investigate the effects of unlearning on various subsets of the retain set through a case study on entity unlearning. We introduce the Syntactically Similar Neighbor Set, a group of queries that share similar syntactic structures with the data targeted for removal, and show that this subset suffers the greatest performance drop during unlearning. Moreover, when used for regularization, this set not only preserves performance on syntactically similar queries but also delivers comparable or improved results across other data subsets. Our results highlight that syntactic similarity is a critical factor, potentially more so than domain or entity relationships, in achieving effective and practical LLM unlearning.


BoT: Breaking Long Thought Processes of o1-like Large Language Models through Backdoor Attack

arXiv.org Artificial Intelligence

Longer thought, better performance: large language models with deep reasoning capabilities, particularly o1-like models, have demonstrated remarkable performance by generating extensive thought processes during inference. This trade-off reveals a potential vulnerability: adversaries could compromise model performance by forcing immediate responses without thought processes. To this end, in this paper, we introduce a novel attack scenario targeting the long thought processes of o1-like models and propose BoT (Break CoT), which can selectively break intrinsic reasoning mechanisms through backdoor attacks. BoT constructs poisoned datasets with designed triggers and injects backdoor by either supervised fine-tuning or direct preference optimization. When triggered, the model directly generates answers without thought processes, while maintaining normal reasoning capabilities for clean inputs. Extensive experiments on open-source o1-like models, including recent DeepSeek-R1, demonstrate that BoT nearly achieves high attack success rates while maintaining clean accuracy, highlighting the critical safety risk in current models. Furthermore, the relationship between task difficulty and helpfulness reveals a potential application for good, enabling users to customize model behavior based on task complexity. Code is available at \href{https://github.com/zihao-ai/BoT}{https://github.com/zihao-ai/BoT}.


An Interpretable Automated Mechanism Design Framework with Large Language Models

arXiv.org Artificial Intelligence

Mechanism design has long been a cornerstone of economic theory, with traditional approaches relying on mathematical derivations. Recently, automated approaches, including differentiable economics with neural networks, have emerged for designing payments and allocations. While both analytical and automated methods have advanced the field, they each face significant weaknesses: mathematical derivations are not automated and often struggle to scale to complex problems, while automated and especially neural-network-based approaches suffer from limited interpretability. To address these challenges, we introduce a novel framework that reformulates mechanism design as a code generation task. Using large language models (LLMs), we generate heuristic mechanisms described in code and evolve them to optimize over some evaluation metrics while ensuring key design criteria (e.g., strategy-proofness) through a problem-specific fixing process. This fixing process ensures any mechanism violating the design criteria is adjusted to satisfy them, albeit with some trade-offs in performance metrics. These trade-offs are factored in during the LLM-based evolution process. The code generation capabilities of LLMs enable the discovery of novel and interpretable solutions, bridging the symbolic logic of mechanism design and the generative power of modern AI. Through rigorous experimentation, we demonstrate that LLM-generated mechanisms achieve competitive performance while offering greater interpretability compared to previous approaches. Notably, our framework can rediscover existing manually designed mechanisms and provide insights into neural-network based solutions through Programming-by-Example. These results highlight the potential of LLMs to not only automate but also enhance the transparency and scalability of mechanism design, ensuring safe deployment of the mechanisms in society.


Evaluating the Paperclip Maximizer: Are RL-Based Language Models More Likely to Pursue Instrumental Goals?

arXiv.org Artificial Intelligence

As large language models (LLMs) continue to evolve, ensuring their alignment with human goals and values remains a pressing challenge. A key concern is \textit{instrumental convergence}, where an AI system, in optimizing for a given objective, develops unintended intermediate goals that override the ultimate objective and deviate from human-intended goals. This issue is particularly relevant in reinforcement learning (RL)-trained models, which can generate creative but unintended strategies to maximize rewards. In this paper, we explore instrumental convergence in LLMs by comparing models trained with direct RL optimization (e.g., the o1 model) to those trained with reinforcement learning from human feedback (RLHF). We hypothesize that RL-driven models exhibit a stronger tendency for instrumental convergence due to their optimization of goal-directed behavior in ways that may misalign with human intentions. To assess this, we introduce InstrumentalEval, a benchmark for evaluating instrumental convergence in RL-trained LLMs. Initial experiments reveal cases where a model tasked with making money unexpectedly pursues instrumental objectives, such as self-replication, implying signs of instrumental convergence. Our findings contribute to a deeper understanding of alignment challenges in AI systems and the risks posed by unintended model behaviors.


Zero Token-Driven Deep Thinking in LLMs: Unlocking the Full Potential of Existing Parameters via Cyclic Refinement

arXiv.org Artificial Intelligence

Resource limitations often constrain the parameter counts of Large Language Models (LLMs), hindering their performance. While existing methods employ parameter sharing to reuse the same parameter set under fixed budgets, such approaches typically force each layer to assume multiple roles with a predetermined number of iterations, restricting efficiency and adaptability. In this work, we propose the Zero Token Transformer (ZTT), which features a head-tail decoupled parameter cycling method. We disentangle the first (head) and last (tail) layers from parameter cycling and iteratively refine only the intermediate layers. Furthermore, we introduce a Zero-Token Mechanism, an internal architectural component rather than an input token, to guide layer-specific computation. At each cycle, the model retrieves a zero token (with trainable key values) from a Zero-Token Pool, integrating it alongside regular tokens in the attention mechanism. The corresponding attention scores not only reflect each layer's computational importance but also enable dynamic early exits without sacrificing overall model accuracy. Our approach achieves superior performance under tight parameter budgets, effectively reduces computational overhead via early exits, and can be readily applied to fine-tune existing pre-trained models for enhanced efficiency and adaptability.


Robust High-Dimensional Mean Estimation With Low Data Size, an Empirical Study

arXiv.org Machine Learning

Robust statistics aims to compute quantities to represent data where a fraction of it may be arbitrarily corrupted. The most essential statistic is the mean, and in recent years, there has been a flurry of theoretical advancement for efficiently estimating the mean in high dimensions on corrupted data. While several algorithms have been proposed that achieve near-optimal error, they all rely on large data size requirements as a function of dimension. In this paper, we perform an extensive experimentation over various mean estimation techniques where data size might not meet this requirement due to the highdimensional setting. For data with inliers generated from a Gaussian with known covariance, we find experimentally that several robust mean estimation techniques can practically improve upon the sample mean, with the quantum entropy scaling approach from Dong et.al.