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Harnessing Generative LLMs for Enhanced Financial Event Entity Extraction Performance

arXiv.org Artificial Intelligence

Financial event entity extraction is a crucial task for analyzing market dynamics and building financial knowledge graphs, yet it presents significant challenges due to the specialized language and complex structures in financial texts. Traditional approaches often rely on sequence labeling models, which can struggle with long-range dependencies and the inherent complexity of extracting multiple, potentially overlapping entities. Motivated by the advanced language understanding and generative capabilities of Large Language Models (LLMs), we propose a novel method that reframes financial event entity extraction as a text-to-structured-output generation task. Our approach involves fine-tuning a pre-trained LLM using Parameter-Efficient Fine-Tuning (PEFT) to directly generate a structured representation, such as a JSON object, containing the extracted entities and their precise character spans from the input text. We evaluate our method on the challenging CCKS 2019 Financial Event Entity Extraction dataset, comparing its performance against strong sequence labeling baselines, including SEBERTNets and sebertNets. Experimental results demonstrate that our generative LLM method achieves a new state-of-the-art F1 score on this benchmark, significantly outperforming previous methods. Through detailed quantitative analysis across event types, entity types, and instance complexity, as well as human evaluation, we show that our approach is more effective at handling the nuances of financial text and extracting high-quality entities. This work validates the potential of applying generative LLMs directly to complex, domain-specific information extraction tasks requiring structured output.


HealthGenie: Empowering Users with Healthy Dietary Guidance through Knowledge Graph and Large Language Models

arXiv.org Artificial Intelligence

Seeking dietary guidance often requires navigating complex professional knowledge while accommodating individual health conditions. Knowledge Graphs (KGs) offer structured and interpretable nutritional information, whereas Large Language Models (LLMs) naturally facilitate conversational recommendation delivery. In this paper, we present HealthGenie, an interactive system that combines the strengths of LLMs and KGs to provide personalized dietary recommendations along with hierarchical information visualization for a quick and intuitive overview. Upon receiving a user query, HealthGenie performs query refinement and retrieves relevant information from a pre-built KG. The system then visualizes and highlights pertinent information, organized by defined categories, while offering detailed, explainable recommendation rationales. Users can further tailor these recommendations by adjusting preferences interactively. Our evaluation, comprising a within-subject comparative experiment and an open-ended discussion, demonstrates that HealthGenie effectively supports users in obtaining personalized dietary guidance based on their health conditions while reducing interaction effort and cognitive load. These findings highlight the potential of LLM-KG integration in supporting decision-making through explainable and visualized information. We examine the system's usefulness and effectiveness with an N=12 within-subject study and provide design considerations for future systems that integrate conversational LLM and KG.


Causality for Natural Language Processing

arXiv.org Artificial Intelligence

In the field of natural language processing (NLP), the capability to infer and reason about causality is increasingly recognized as a critical component of intelligent systems. Despite the recent advancement of large language models (LLMs) (Radford et al., 2019; Devlin et al., 2019; Brown et al., 2020; Zhang et al., 2022; OpenAI, 2023; Ignat et al., 2024, inter alia), a key question still remains: Can these models understand and reason about causality? This is a critical skill before we can trust AI agents to be integrated into decision-making systems. Moreover, even if LLMs succeed at some extent of reasoning, they still lack transparency of how their decisions are made, forming a strong need for interpretabil-ity (Luo and Specia, 2024; Rรคuker et al., 2023; Zou et al., 2023). T o bridge the gap, this thesis explores various facets of causal reasoning in LLMs. W e present a series of studies that collectively advance the knowledge of how well these models perform causal reasoning (Part I), how their decisions are made (Part II), how causality among learning variables influences NLP tasks (Part III), and how causality and NLP can together analyze social problems (Part IV). Below we introduce an overview of the four parts and their corresponding chapters.


Are Vision LLMs Road-Ready? A Comprehensive Benchmark for Safety-Critical Driving Video Understanding

arXiv.org Artificial Intelligence

Vision Large Language Models (VLLMs) have demonstrated impressive capabilities in general visual tasks such as image captioning and visual question answering. However, their effectiveness in specialized, safety-critical domains like autonomous driving remains largely unexplored. Autonomous driving systems require sophisticated scene understanding in complex environments, yet existing multimodal benchmarks primarily focus on normal driving conditions, failing to adequately assess VLLMs' performance in safety-critical scenarios. To address this, we introduce DVBench, a pioneering benchmark designed to evaluate the performance of VLLMs in understanding safety-critical driving videos. Built around a hierarchical ability taxonomy that aligns with widely adopted frameworks for describing driving scenarios used in assessing highly automated driving systems, DVBench features 10,000 multiple-choice questions with human-annotated ground-truth answers, enabling a comprehensive evaluation of VLLMs' capabilities in perception and reasoning. Experiments on 14 SOTA VLLMs, ranging from 0.5B to 72B parameters, reveal significant performance gaps, with no model achieving over 40% accuracy, highlighting critical limitations in understanding complex driving scenarios. To probe adaptability, we fine-tuned selected models using domain-specific data from DVBench, achieving accuracy gains ranging from 5.24 to 10.94 percentage points, with relative improvements of up to 43.59%. This improvement underscores the necessity of targeted adaptation to bridge the gap between general-purpose VLLMs and mission-critical driving applications. DVBench establishes an essential evaluation framework and research roadmap for developing VLLMs that meet the safety and robustness requirements for real-world autonomous systems. We released the benchmark toolbox and the fine-tuned model at: https://github.com/tong-zeng/DVBench.git.


Meta-Thinking in LLMs via Multi-Agent Reinforcement Learning: A Survey

arXiv.org Artificial Intelligence

--This survey explores the development of meta-thinking capabilities in Large Language Models (LLMs) from a Multi-Agent Reinforcement Learning (MARL) perspective. The survey begins by analyzing current LLM limitations, such as hallucinations and the lack of internal self-assessment mechanisms. It then talks about newer methods, including RL from human feedback (RLHF), self-distillation, and chain-of-thought prompting, and each of their limitations. The crux of the survey is to talk about how multi-agent architectures, namely supervisor-agent hierarchies, agent debates, and theory of mind frameworks, can emulate human-like introspective behavior and enhance LLM robustness. By exploring reward mechanisms, self-play, and continuous learning methods in MARL, this survey gives a comprehensive roadmap to building introspective, adaptive, and trustworthy LLMs. Evaluation metrics, datasets, and future research avenues, including neuroscience-inspired architectures and hybrid symbolic reasoning, are also discussed. THE cognitive abilities, such as intelligence and creativity, have played a fundamental role in human discoveries and inventions. Understanding the relationship between these two cognitive abilities is important not only for the advancement of psychological theories but also for the improvement of educational practices [1]. However, researchers still hold different views on how intelligence and creativity interact, often leading to conflicting findings. A key question in this discourse is how intelligence enables structured problem-solving, while creativity fosters novel solutions that are essential for human cognition and artificial intelligence systems. Ahsan Bilal is with University of Oklahoma, Norman, OK, 73072, USA (e-mail: ahsan.bilal-1@ou.edu). Muhammad Ahmed Mohsin, Muhammad Umer are with Stanford University, Stanford, CA, 94305, USA (e-mail: muahmed, mumer@stanford.edu). Muhammad A wais Khan Bangash is with the School of Electrical and Computer Engineering, Oklahoma State University, Stillwater, OK, 74075 USA (e-mail: awais.bangash@okstate.edu). Muhammad Ali Jamshed is with University of Glasgow, G12 8QQ, Glasgow, UK (e-mail: muhammadali.jamshed@glasgow.ac.uk). Similarly, in problem-solving tasks, intelligence aids in analyzing constraints, while creativity allows for flexible and unconventional approaches. Moreover, the role of internal thought processes varies with task complexity. Simpler tasks require minimal reasoning, whereas more complex tasks demand deeper cognitive engagement. This principle extends to artificial intelligence, where more sophisticated models exhibit enhanced performance in tasks requiring higher-order thinking.


SlimPipe: Memory-Thrifty and Efficient Pipeline Parallelism for Long-Context LLM Training

arXiv.org Artificial Intelligence

Pipeline Parallelism (PP) serves as a crucial technique for training Large Language Models (LLMs), owing to its capability to alleviate memory pressure from model states with relatively low communication overhead. However, in long-context scenarios, existing pipeline parallelism methods fail to address the substantial activation memory pressure, primarily due to the peak memory consumption resulting from the accumulation of activations across multiple microbatches. Moreover, these approaches inevitably introduce considerable pipeline bubbles, further hindering efficiency. To tackle these challenges, we propose SlimPipe, a novel approach to fine-grained pipeline parallelism that employs uniform sequence slicing coupled with one-forward-one-backward (1F1B) schedule. It reduces the accumulated activations from several microbatches to just one, which is split into several slices. Although the slices are evenly partitioned, the computation cost is not equal across slices due to causal attention. We develop a sophisticated workload redistribution technique to address this load imbalance. SlimPipe achieves (1) near-zero memory overhead and (2) minimal pipeline bubbles simultaneously. The effectiveness of SlimPipe has been proven by thorough testing with diverse model architectures, context window sizes, and SlimPipe-specific configurations. For example, on the Llama 70B model, compared to state-of-the-art methods, SlimPipe significantly boosts the Model FLOPs Utilization (MFU) to up to $1.57\times$ for a context length of 512K. More notably, for a context length of 2048K, it maintains over 45% utilization on 256 NVIDIA Hopper 80GB GPUs, while other approaches either suffer significant performance drops or fail entirely due to memory constraints.


Functional Abstraction of Knowledge Recall in Large Language Models

arXiv.org Artificial Intelligence

Pre-trained transformer large language models (LLMs) demonstrate strong knowledge recall capabilities. This paper investigates the knowledge recall mechanism in LLMs by abstracting it into a functional structure. We propose that during knowledge recall, the model's hidden activation space implicitly entails a function execution process where specific activation vectors align with functional components (Input argument, Function body, and Return values). Specifically, activation vectors of relation-related tokens define a mapping function from subjects to objects, with subject-related token activations serving as input arguments and object-related token activations as return values. For experimental verification, we first design a patching-based knowledge-scoring algorithm to identify knowledge-aware activation vectors as independent functional components. Then, we conduct counter-knowledge testing to examine the independent functional effects of each component on knowledge recall outcomes. From this functional perspective, we improve the contextual knowledge editing approach augmented by activation patching. By rewriting incoherent activations in context, we enable improved short-term memory retention for new knowledge prompting.


CoLoTa: A Dataset for Entity-based Commonsense Reasoning over Long-Tail Knowledge

arXiv.org Artificial Intelligence

The rise of Large Language Models (LLMs) has redefined the AI landscape, particularly due to their ability to encode factual and commonsense knowledge, and their outstanding performance in tasks requiring reasoning. Despite these advances, hallucinations and reasoning errors remain a significant barrier to their deployment in high-stakes settings. In this work, we observe that even the most prominent LLMs, such as OpenAI-o1, suffer from high rates of reasoning errors and hallucinations on tasks requiring commonsense reasoning over obscure, long-tail entities. To investigate this limitation, we present a new dataset for Commonsense reasoning over Long-Tail entities (CoLoTa), that consists of 3,300 queries from question answering and claim verification tasks and covers a diverse range of commonsense reasoning skills. We remark that CoLoTa can also serve as a Knowledge Graph Question Answering (KGQA) dataset since the support of knowledge required to answer its queries is present in the Wikidata knowledge graph. However, as opposed to existing KGQA benchmarks that merely focus on factoid questions, our CoLoTa queries also require commonsense reasoning. Our experiments with strong LLM-based KGQA methodologies indicate their severe inability to answer queries involving commonsense reasoning. Hence, we propose CoLoTa as a novel benchmark for assessing both (i) LLM commonsense reasoning capabilities and their robustness to hallucinations on long-tail entities and (ii) the commonsense reasoning capabilities of KGQA methods.


LoRe: Personalizing LLMs via Low-Rank Reward Modeling

arXiv.org Artificial Intelligence

Personalizing large language models (LLMs) to accommodate diverse user preferences is essential for enhancing alignment and user satisfaction. Traditional reinforcement learning from human feedback (RLHF) approaches often rely on monolithic value representations, limiting their ability to adapt to individual preferences. We introduce a novel framework that leverages low-rank preference modeling to efficiently learn and generalize user-specific reward functions. By representing reward functions in a low-dimensional subspace and modeling individual preferences as weighted combinations of shared basis functions, our approach avoids rigid user categorization while enabling scalability and few-shot adaptation. We validate our method on multiple preference datasets, demonstrating superior generalization to unseen users and improved accuracy in preference prediction tasks.


ResNetVLLM -- Multi-modal Vision LLM for the Video Understanding Task

arXiv.org Artificial Intelligence

--In this paper, we introduce ResNetVLLM (ResNet Vision LLM), a novel cross-modal framework for zero-shot video understanding that integrates a ResNet-based visual encoder with a Large Language Model (LLM. ResNetVLLM addresses the challenges associated with zero-shot video models by avoiding reliance on pre-trained video understanding models and instead employing a non-pretrained ResNet to extract visual features. This design ensures the model learns visual and semantic representations within a unified architecture, enhancing its ability to generate accurate and contextually relevant textual descriptions from video inputs. Our experimental results demonstrate that ResNetVLLM achieves state-of-the-art performance in zero-shot video understanding (ZSVU) on several benchmarks, including MSRVTT -QA, MSVD-QA, TGIF-QA FrameQA, and ActivityNet-QA. Large language models (LLMs) [1]-[6] have advanced natural language understanding tasks, demonstrating exceptional abilities in comprehending human intentions and interactions. Building on the progress of LLMs, multi-modal LLMs (MLLMs) [7]-[10] have furthered vision-language learning by integrating visual encoders with LLMs and fine-tuning them on language-image instruction-following data. Recently, there has been a surge in video understanding models that leverage LLMs.