Goto

Collaborating Authors

 Large Language Model


Sparta Alignment: Collectively Aligning Multiple Language Models through Combat

Neural Information Processing Systems

We propose Sparta Alignment, an algorithm to collectively align multiple LLMs through competition and combat. To complement a single model's lack of diversity in generation and biases in evaluation, multiple LLMs form a'sparta tribe' to compete against each other in fulfilling instructions while serving as judges for the competition of others. For each iteration, one instruction and two models are selected for a duel, the other models evaluate the two responses, and their evaluation scores are aggregated through a adapted elo-ranking based reputation system, where winners/losers of combat gain/lose weight in evaluating others. The peer-evaluated combat results then become preference pairs where the winning response is preferred over the losing one, and all models learn from these preferences at the end of each iteration. Sparta Alignment enables the self-evolution of multiple LLMs in an iterative and collective competition process. Extensive experiments demonstrate that Sparta Alignment outperforms initial models and 4 self-alignment baselines across 10 out of 12 tasks and datasets with 7.0\% average improvement. Further analysis reveals that Sparta Alignment generalizes more effectively to unseen tasks and leverages the expertise diversity of participating models to produce more logical, direct and informative outputs.


Make Information Diffusion Explainable: LLM-based Causal Framework for Diffusion Prediction

Neural Information Processing Systems

Information diffusion prediction, which aims to forecast future infected users during the information spreading process on social platforms, is a challenging and critical task for public opinion analysis. With the development of social platforms, mass communication has become increasingly widespread. However, most existing methods based on GNNs and sequence models mainly focus on structural and temporal patterns in social networks, suffering from spurious diffusion connections and insufficient information for the diffusion analysis. We leverage strong reasoning capability of LLMs and develop a LL**M**-based causal framework for d**i**ffusion inf**l**uence **d**erivation (MILD). Comprehensively integrating four key factors of social diffusion, i.e., connections, active timelines, user profiles, and comments, MILD causally infers authentic diffusion links to construct a diffusion influence graph $G_I$. To validate the quality and reliability of our constructed graph $G_I$, we proposed a newly designed set of evaluation metrics w.r.t.


Adaptive Kernel Design for Bayesian Optimization Is a Piece of CAKE with LLMs

Neural Information Processing Systems

The efficiency of Bayesian optimization (BO) relies heavily on the choice of the Gaussian process (GP) kernel, which plays a central role in balancing exploration and exploitation under limited evaluation budgets. Traditional BO methods often rely on fixed or heuristic kernel selection strategies, which can result in slow convergence or suboptimal solutions when the chosen kernel is poorly suited to the underlying objective function. To address this limitation, we propose a freshly-baked Context-Aware Kernel Evolution (CAKE) to enhance BO with large language models (LLMs). Concretely, CAKE leverages LLMs as the crossover and mutation operators to adaptively generate and refine GP kernels based on the observed data throughout the optimization process. To maximize the power of CAKE, we further propose BIC-Acquisition Kernel Ranking (BAKER) to select the most effective kernel through balancing the model fit measured by the Bayesian information criterion (BIC) with the expected improvement at each iteration of BO. Extensive experiments demonstrate that our fresh CAKE-based BO method consistently outperforms established baselines across a range of real-world tasks, including hyperparameter optimization, controller tuning, and photonic chip design.


Reinforcement Learning Finetunes Small Subnetworks in Large Language Models

Neural Information Processing Systems

Reinforcement learning (RL) yields substantial improvements in large language models' (LLMs) downstream task performance and alignment with human values. Surprisingly, such large gains result from updating only a small subnetwork comprising just 5%-30% of the parameters, with the rest effectively unchanged. We refer to this phenomenon as parameter update sparsity induced by RL. It is observed across all 7 widely-used RL algorithms (e.g., PPO, GRPO, DPO) and all 10 LLMs from different families in our experiments. This sparsity is intrinsic and occurs without any explicit sparsity-promoting regularizations or architectural constraints.


Shape it Up! Restoring LLM Safety during Finetuning

Neural Information Processing Systems

Finetuning large language models (LLMs) enables user-specific customization but introduces important safety risks: even a few harmful examples can compromise safety alignment. A common mitigation strategy is to update the model more strongly on examples deemed safe, while downweighting or excluding those flagged as unsafe. However, because safety context can shift within a single example, updating the model equally on both harmful and harmless parts of a response is suboptimal -- an atomic treatment we term static safety shaping. In contrast, we propose dynamic safety shaping (DSS), a dynamic shaping framework that uses fine-grained safety signals to reinforce learning from safe segments of a response while suppressing unsafe content. To enable such fine-grained control during finetuning, we introduce a key insight: guardrail models, traditionally used for filtering, can be repurposed to evaluate partial responses, tracking how safety risk evolves throughout the response, segment by segment. This leads to the Safety Trajectory Assessment of Response (STAR), a token-level signal that enables shaping to operate dynamically over the training sequence. Building on this, we present DSS, a DSS method guided by STAR scores that robustly mitigates finetuning risks and delivers substantial safety improvements across diverse threats, datasets, and model families, all without compromising capability on intended tasks. We encourage future safety research to build on dynamic shaping principles for stronger mitigation against evolving finetuning risks.


Linearization Explains Fine-Tuning in Large Language Models

Neural Information Processing Systems

Parameter-Efficient Fine-Tuning (PEFT) is a popular class of techniques that strive to adapt large models in a scalable and resource-efficient manner. Yet, the mechanisms underlying their training performance and generalization remain underexplored. In this paper, we provide several insights into such fine-tuning through the lens of linearization. Fine-tuned models are often implicitly encouraged to remain close to the pretrained model. By making this explicit, using an $\ell_2$-distance inductive bias in parameter space, we show that fine-tuning dynamics become equivalent to learning with the positive-definite neural tangent kernel (NTK). We specifically analyze how close the fully linear and the linearized fine-tuning optimizations are, based on the strength of the regularization. This allows us to be pragmatic about how good a model linearization is when fine-tuning large language models (LLMs). When linearization is a good model, our findings reveal a strong correlation between the eigenvalue spectrum of the NTK and the performance of model adaptation. Motivated by this, we give spectral perturbation bounds on the NTK induced by the choice of layers selected for fine-tuning.


Do Automatic Factuality Metrics Measure Factuality? A Critical Evaluation

Neural Information Processing Systems

Modern LLMs can now produce highly readable abstractive summaries, to the point that traditional automated metrics for evaluating summary quality, such as ROUGE, have saturated. However, LLMs still sometimes introduce inaccuracies into summaries, i.e., information inconsistent with or unsupported by the corresponding source. Measuring the occurrence of these often subtle factual inconsistencies automatically has proved challenging. This in turn has motivated development of metrics intended to measure the factual consistency of generated summaries against sources. But are these approaches measuring what they purport to? Or are they mostly exploiting artifacts?


Stop Summation: Min-Form Credit Assignment Is All Process Reward Model Needs for Reasoning

Neural Information Processing Systems

Process reward model (PRM) has been proven effective in test-time scaling of LLM on challenging reasoning tasks. However, the reward hacking induced by PRM hinders its successful applications in reinforcement fine-tuning. We find the primary cause of reward hacking induced by PRM is that: the canonical summation-form credit assignment in reinforcement learning (RL), i.e. cumulative gamma-decayed future rewards, causes the LLM to hack steps with high rewards. Therefore, to unleashing the power of PRM in training-time, we propose PURE: Process sUpervised Reinforcement lEarning. The core of PURE is the min-form credit assignment that defines the value function as the minimum future rewards.


TTRL: Test-Time Reinforcement Learning

Neural Information Processing Systems

This paper investigates Reinforcement Learning (RL) on data without explicit labels for reasoning tasks in Large Language Models (LLMs). The core challenge of the problem is reward estimation during inference while not having access to ground-truth information. While this setting appears elusive, we find that common practices in Test-Time Scaling (TTS), such as majority voting, yield surprisingly effective rewards suitable for driving RL training. In this work, we introduce Test-Time Reinforcement Learning (TTRL), a novel method for training LLMs using RL on unlabeled data. TTRL enables self-evolution of LLMs by utilizing the priors in the pre-trained models. Our experiments demonstrate that TTRL consistently improves performance across a variety of tasks and models. Notably, TTRL boosts the pass@1 performance of Qwen-2.5-Math-7B by approximately 211% on the AIME 2024 with only unlabeled test data. Furthermore, although TTRL is only supervised by the Maj@N metric, TTRL has demonstrated performance to consistently surpass the upper limit of the initial model, and approach the performance of models trained directly on test data with ground-truth labels. Our experimental findings validate the general effectiveness of TTRL across various tasks and highlight TTRL's potential for broader tasks and domains.


Towards Robust Zero-Shot Reinforcement Learning

Neural Information Processing Systems

The recent development of zero-shot reinforcement learning (RL) has opened a new avenue for learning pre-trained generalist policies that can adapt to arbitrary new tasks in a zero-shot manner. While the popular Forward-Backward representations (FB) and related methods have shown promise in zero-shot RL, we empirically found that their modeling lacks expressivity and that extrapolation errors caused by out-of-distribution (OOD) actions during offline learning sometimes lead to biased representations, ultimately resulting in suboptimal performance. To address these issues, we propose Behavior-REgularizEd Zero-shot RL with Expressivity enhancement (BREEZE), an upgraded FB-based framework that simultaneously enhances learning stability, policy extraction capability, and representation learning quality. BREEZE introduces behavioral regularization in zero-shot RL policy learning, transforming policy optimization into a stable in-sample learning paradigm.