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 Large Language Model


FinCon: A Synthesized LLM Multi-Agent System with Conceptual Verbal Reinforcement for Enhanced Financial Decision Making

Neural Information Processing Systems

Large language models (LLMs) have demonstrated notable potential in conducting complex tasks and are increasingly utilized in various financial applications. However, high-quality sequential financial investment decision-making remains challenging. These tasks require multiple interactions with a volatile environment for every decision, demanding sufficient intelligence to maximize returns and manage risks. Although LLMs have been used to develop agent systems that surpass human teams and yield impressive investment returns, opportunities to enhance multi-source information synthesis and optimize decision-making outcomes through timely experience refinement remain unexplored. Here, we introduce FinCon, an LLM-based multi-agent framework tailored for diverse financial tasks.


Aligning LLM Agents by Learning Latent Preference from User Edits

Neural Information Processing Systems

We study interactive learning of language agents based on user edits made to the agent's output. In a typical setting such as writing assistants, the user interacts with a language agent to generate a response given a context, and may optionally edit the agent response to personalize it based on their latent preference, in addition to improving the correctness. The edit feedback is naturally generated, making it a suitable candidate for improving the agent's alignment with the user's preference, and for reducing the cost of user edits over time. We propose a learning framework, PRELUDE that infers a description of the user's latent preference based on historic edit data and using it to define a prompt policy that drives future response generation. This avoids fine-tuning the agent, which is costly, challenging to scale with the number of users, and may even degrade its performance on other tasks.


Zero-shot Generalizable Incremental Learning for Vision-Language Object Detection

Neural Information Processing Systems

This paper presents Incremental Vision-Language Object Detection (IVLOD), a novel learning task designed to incrementally adapt pre-trained Vision-Language Object Detection Models (VLODMs) to various specialized domains, while simultaneously preserving their zero-shot generalization capabilities for the generalized domain. To address this new challenge, we present the Zero-interference Reparameterizable Adaptation (ZiRa), a novel method that introduces Zero-interference Loss and reparameterization techniques to tackle IVLOD without incurring a significant increase in memory usage. Comprehensive experiments on COCO and ODinW-13 datasets demonstrate that ZiRa effectively safeguards the zero-shot generalization ability of VLODMs while continuously adapting to new tasks. Specifically, after training on ODinW-13 datasets, ZiRa exhibits superior performance compared to CL-DETR and iDETR, boosting zero-shot generalizability by substantial $\textbf{13.91}$


KG-FIT: Knowledge Graph Fine-Tuning Upon Open-World Knowledge

Neural Information Processing Systems

Knowledge Graph Embedding (KGE) techniques are crucial in learning compact representations of entities and relations within a knowledge graph, facilitating efficient reasoning and knowledge discovery. While existing methods typically focus either on training KGE models solely based on graph structure or fine-tuning pre-trained language models with classification data in KG, KG-FIT leverages LLM-guided refinement to construct a semantically coherent hierarchical structure of entity clusters.


Proximal Causal Inference With Text Data

Neural Information Processing Systems

Recent text-based causal methods attempt to mitigate confounding bias by estimating proxies of confounding variables that are partially or imperfectly measured from unstructured text data. These approaches, however, assume analysts have supervised labels of the confounders given text for a subset of instances, a constraint that is sometimes infeasible due to data privacy or annotation costs. In this work, we address settings in which an important confounding variable is completely unobserved. We propose a new causal inference method that uses two instances of pre-treatment text data, infers two proxies using two zero-shot models on the separate instances, and applies these proxies in the proximal g-formula. We prove, under certain assumptions about the instances of text and accuracy of the zero-shot predictions, that our method of inferring text-based proxies satisfies identification conditions of the proximal g-formula while other seemingly reasonable proposals do not. To address untestable assumptions associated with our method and the proximal g-formula, we further propose an odds ratio falsification heuristic that flags when to proceed with downstream effect estimation using the inferred proxies. We evaluate our method in synthetic and semi-synthetic settings---the latter with real-world clinical notes from MIMIC-III and open large language models for zero-shot prediction---and find that our method produces estimates with low bias. We believe that this text-based design of proxies allows for the use of proximal causal inference in a wider range of scenarios, particularly those for which obtaining suitable proxies from structured data is difficult.


DARG: Dynamic Evaluation of Large Language Models via Adaptive Reasoning Graph

Neural Information Processing Systems

The current paradigm of evaluating Large Language Models (LLMs) through static benchmarks comes with significant limitations, such as vulnerability to data contamination and a lack of adaptability to the evolving capabilities of LLMs. Therefore, evaluation methods that can adapt and generate evaluation data with controlled complexity are urgently needed. In this work, we introduce Dynamic Evaluation of LLMs via Adaptive Reasoning Graph Evolvement (DARG) to dynamically extend current benchmarks with controlled complexity and diversity. Specifically, we first extract the reasoning graphs of data points in current benchmarks and then perturb the reasoning graphs to generate novel testing data. Such newly generated test samples can have different levels of complexity while maintaining linguistic diversity similar to the original benchmarks.


A Concept-Based Explainability Framework for Large Multimodal Models

Neural Information Processing Systems

Large multimodal models (LMMs) combine unimodal encoders and large language models (LLMs) to perform multimodal tasks. Despite recent advancements towards the interpretability of these models, understanding internal representations of LMMs remains largely a mystery. In this paper, we present a novel framework for the interpretation of LMMs. We propose a dictionary learning based approach, applied to the representation of tokens. The elements of the learned dictionary correspond to our proposed concepts. We show that these concepts are well semantically grounded in both vision and text.


Language Model as Visual Explainer

Neural Information Processing Systems

Central to our strategy is the collaboration between vision models and LLM to craft explanations. On one hand, the LLM is harnessed to delineate hierarchical visual attributes, while concurrently, a text-to-image API retrieves images that are most aligned with these textual concepts. By mapping the collected texts and images to the vision model's embedding space, we construct a hierarchy-structured visual embedding tree. This tree is dynamically pruned and grown by querying the LLM using language templates, tailoring the explanation to the model. Such a scheme allows us to seamlessly incorporate new attributes while eliminating undesired concepts based on the model's representations. When applied to testing samples, our method provides human-understandable explanations in the form of attribute-laden trees. Beyond explanation, we retrained the vision model by calibrating it on the generated concept hierarchy, allowing the model to incorporate the refined knowledge of visual attributes. To access the effectiveness of our approach, we introduce new benchmarks and conduct rigorous evaluations, demonstrating its plausibility, faithfulness, and stability.


Membership Inference Attacks against Fine-tuned Large Language Models via Self-prompt Calibration

Neural Information Processing Systems

Membership Inference Attacks (MIA) aim to infer whether a target data record has been utilized for model training or not. Existing MIAs designed for large language models (LLMs) can be bifurcated into two types: reference-free and reference-based attacks. Although reference-based attacks appear promising performance by calibrating the probability measured on the target model with reference models, this illusion of privacy risk heavily depends on a reference dataset that closely resembles the training set. Both two types of attacks are predicated on the hypothesis that training records consistently maintain a higher probability of being sampled. However, this hypothesis heavily relies on the overfitting of target models, which will be mitigated by multiple regularization methods and the generalization of LLMs. Thus, these reasons lead to high false-positive rates of MIAs in practical scenarios.We propose a Membership Inference Attack based on Self-calibrated Probabilistic Variation (SPV-MIA). Specifically, we introduce a self-prompt approach, which constructs the dataset to fine-tune the reference model by prompting the target LLM itself. In this manner, the adversary can collect a dataset with a similar distribution from public APIs.Furthermore, we introduce probabilistic variation, a more reliable membership signal based on LLM memorization rather than overfitting, from which we rediscover the neighbour attack with theoretical grounding. Comprehensive evaluation conducted on three datasets and four exemplary LLMs shows that SPV-MIA raises the AUC of MIAs from 0.7 to a significantly high level of 0.9.


Can LLMs Solve Molecule Puzzles? A Multimodal Benchmark for Molecular Structure Elucidation

Neural Information Processing Systems

Large Language Models (LLMs) have shown significant problem-solving capabilities across predictive and generative tasks in chemistry. However, their proficiency in multi-step chemical reasoning remains underexplored. We introduce a new challenge: molecular structure elucidation, which involves deducing a molecule's structure from various types of spectral data. Solving such a molecular puzzle, akin to solving crossword puzzles, poses reasoning challenges that require integrating clues from diverse sources and engaging in iterative hypothesis testing. To address this challenging problem with LLMs, we present \textbf{MolPuzzle}, a benchmark comprising 217 instances of structure elucidation, which feature over 23,000 QA samples presented in a sequential puzzle-solving process, involving three interlinked sub-tasks: molecule understanding, spectrum interpretation, and molecule construction. Our evaluation of 12 LLMs reveals that the best-performing LLM, GPT-4o, performs significantly worse than humans, with only a small portion (1.4\%) of its answers exactly matching the ground truth. However, it performs nearly perfectly in the first subtask of molecule understanding, achieving accuracy close to 100\%. This discrepancy highlights the potential of developing advanced LLMs with improved chemical reasoning capabilities in the other two sub-tasks.