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Can Performant LLMs Be Ethical? Quantifying the Impact of Web Crawling Opt-Outs

arXiv.org Artificial Intelligence

The increasing adoption of web crawling opt-outs by copyright holders of online content raises critical questions about the impact of data compliance on large language model (LLM) performance. However, little is known about how these restrictions (and the resultant filtering of pretraining datasets) affect the capabilities of models trained using these corpora. In this work, we conceptualize this effect as the $\textit{data compliance gap}$ (DCG), which quantifies the performance difference between models trained on datasets that comply with web crawling opt-outs, and those that do not. We measure the data compliance gap in two settings: pretraining models from scratch and continual pretraining from existing compliant models (simulating a setting where copyrighted data could be integrated later in pretraining). Our experiments with 1.5B models show that, as of January 2025, compliance with web data opt-outs does not degrade general knowledge acquisition (close to 0\% DCG). However, in specialized domains such as biomedical research, excluding major publishers leads to performance declines. These findings suggest that while general-purpose LLMs can be trained to perform equally well using fully open data, performance in specialized domains may benefit from access to high-quality copyrighted sources later in training. Our study provides empirical insights into the long-debated trade-off between data compliance and downstream model performance, informing future discussions on AI training practices and policy decisions. Our website is available at https://data-compliance.github.io/.


Inherent and emergent liability issues in LLM-based agentic systems: a principal-agent perspective

arXiv.org Artificial Intelligence

Agentic systems powered by large language models (LLMs) are becoming progressively more complex and capable. Their increasing agency and expanding deployment settings attract growing attention to effective governance policies, monitoring, and control protocols. Based on the emerging landscape of the agentic market, we analyze potential liability issues arising from the delegated use of LLM agents and their extended systems through a principal-agent perspective. Our analysis complements existing risk-based studies on artificial agency and covers the spectrum of important aspects of the principal-agent relationship and their potential consequences at deployment. Furthermore, we motivate method developments for technical governance along the directions of interpretability and behavior evaluations, reward and conflict management, and the mitigation of misalignment and misconduct through principled engineering of detection and fail-safe mechanisms. By illustrating the outstanding issues in AI liability for LLM-based agentic systems, we aim to inform the system design, auditing, and tracing to enhance transparency and liability attribution.


Why do LLMs attend to the first token?

arXiv.org Artificial Intelligence

Large Language Models (LLMs) tend to attend heavily to the first token in the sequence -- creating a so-called attention sink. Many works have studied this phenomenon in detail, proposing various ways to either leverage or alleviate it. Attention sinks have been connected to quantisation difficulties, security issues, and streaming attention. Yet, while many works have provided conditions in which they occur or not, a critical question remains shallowly answered: Why do LLMs learn such patterns and how are they being used? In this work, we argue theoretically and empirically that this mechanism provides a method for LLMs to avoid over-mixing, connecting this to existing lines of work that study mathematically how information propagates in Transformers. We conduct experiments to validate our theoretical intuitions and show how choices such as context length, depth, and data packing influence the sink behaviour. We hope that this study provides a new practical perspective on why attention sinks are useful in LLMs, leading to a better understanding of the attention patterns that form during training.


CompassVerifier: A Unified and Robust Verifier for LLMs Evaluation and Outcome Reward

arXiv.org Artificial Intelligence

Answer verification is crucial not only for evaluating large language models (LLMs) by matching their unstructured outputs against standard answers, but also serves as the reward model to guide LLM optimization. Most evaluation frameworks rely on regularized matching or employ general LLMs for answer verification, which demands extensive, repetitive customization for regex rules or evaluation prompts. Two fundamental limitations persist in current methodologies: 1) the absence of comprehensive benchmarks that systematically evaluate verification capabilities across different LLMs; and 2) the nascent stage of verifier development, where existing approaches lack both the robustness to handle complex edge cases and the generalizability across different domains. In this work, we develop CompassVerifier, an accurate and robust lightweight verifier model for evaluation and outcome reward. It demonstrates multi-domain competency spanning math, knowledge, and diverse reasoning tasks, with the capability to process various answer types, including multi-subproblems, formulas, and sequence answers, while effectively identifying abnormal/invalid responses. We introduce VerifierBench benchmark comprising model outputs collected from multiple data sources, augmented through manual analysis of metaerror patterns to enhance CompassVerifier. We anticipate that CompassVerifier and VerifierBench will facilitate answer verification, evaluation protocols, and reinforcement learning research. Code and dataset are available at https://github.com/open-compass/CompassVerifier.


No LLM Solved Yu Tsumura's 554th Problem

arXiv.org Artificial Intelligence

We show, contrary to the optimism about LLM's problem-solving abilities, fueled by the recent gold medals that were attained, that a problem exists -- Yu Tsumura's 554th problem -- that a) is within the scope of an IMO problem in terms of proof sophistication, b) is not a combinatorics problem which has caused issues for LLMs, c) requires fewer proof techniques than typical hard IMO problems, d) has a publicly available solution (likely in the training data of LLMs), and e) that cannot be readily solved by any existing off-the-shelf LLM (commercial or open-source).


Agent Lightning: Train ANY AI Agents with Reinforcement Learning

arXiv.org Artificial Intelligence

We present Agent Lightning, a flexible and extensible framework that enables Reinforcement Learning (RL)-based training of Large Language Models (LLMs) for any AI agent. Unlike existing methods that tightly couple RL training with agent or rely on sequence concatenation with masking, Agent Lightning achieves complete decoupling between agent execution and training, allowing seamless integration with existing agents developed via diverse ways (e.g., using frameworks like LangChain, OpenAI Agents SDK, AutoGen, and building from scratch) with almost ZERO code modifications. By formulating agent execution as Markov decision process, we define an unified data interface and propose a hierarchical RL algorithm, LightningRL, which contains a credit assignment module, allowing us to decompose trajectories generated by ANY agents into training transition. This enables RL to handle complex interaction logic, such as multi-agent scenarios and dynamic workflows. For the system design, we introduce a Training-Agent Disaggregation architecture, and brings agent observability frameworks into agent runtime, providing a standardized agent finetuning interface. Experiments across text-to-SQL, retrieval-augmented generation, and math tool-use tasks demonstrate stable, continuous improvements, showcasing the framework's potential for real-world agent training and deployment.


More Than a Score: Probing the Impact of Prompt Specificity on LLM Code Generation

arXiv.org Artificial Intelligence

State-of-the-art Large Language Models (LLMs) achieve high pass@1 on general benchmarks like HumanEval but underperform on specialized suites such as ParEval. Is this due to LLMs missing domain knowledge or insufficient prompt detail is given? To answer this, we introduce PartialOrderEval, which augments any code generation benchmark with a partial order of prompts from minimal to maximally detailed. Applying it to HumanEval and both serial and OpenMP subsets of ParEval, we measure how pass@1 scales with prompt specificity. Our experiments with Llama-3.x and Qwen2.5-Coder demonstrate varying degrees of prompt sensitivity across different tasks, and a qualitative analysis highlights explicit I/O specifications, edge-case handling, and stepwise breakdowns as the key drivers of prompt detail improvement.


OmniShape: Zero-Shot Multi-Hypothesis Shape and Pose Estimation in the Real World

arXiv.org Artificial Intelligence

-- We would like to estimate the pose and full shape of an object from a single observation, without assuming known 3D model or category. In this work, we propose OmniShape, the first method of its kind to enable probabilistic pose and shape estimation. OmniShape is based on the key insight that shape completion can be decoupled into two multi-modal distributions: one capturing how measurements project into a normalized object reference frame defined by the dataset and the other modelling a prior over object geometries represented as triplanar neural fields. By training separate conditional diffusion models for these two distributions, we enable sampling multiple hypotheses from the joint pose and shape distribution. OmniShape demonstrates compelling performance on challenging real world datasets. Detailed understanding of the 3D world is a core challenge in applications ranging from augmented reality to robotics. Despite recent progress in open-world image understanding [1], [2], estimating the complete and accurate 3D geometry of objects in a scene from a single view is an open problem.


CTR-Sink: Attention Sink for Language Models in Click-Through Rate Prediction

arXiv.org Artificial Intelligence

Click-Through Rate (CTR) prediction, a core task in recommendation systems, estimates user click likelihood using historical behavioral data. Modeling user behavior sequences as text to leverage Language Models (LMs) for this task has gained traction, owing to LMs' strong semantic understanding and contextual modeling capabilities. However, a critical structural gap exists: user behavior sequences consist of discrete actions connected by semantically empty separators, differing fundamentally from the coherent natural language in LM pre-training. This mismatch causes semantic fragmentation, where LM attention scatters across irrelevant tokens instead of focusing on meaningful behavior boundaries and inter-behavior relationships, degrading prediction performance. To address this, we propose $\textit{CTR-Sink}$, a novel framework introducing behavior-level attention sinks tailored for recommendation scenarios. Inspired by attention sink theory, it constructs attention focus sinks and dynamically regulates attention aggregation via external information. Specifically, we insert sink tokens between consecutive behaviors, incorporating recommendation-specific signals such as temporal distance to serve as stable attention sinks. To enhance generality, we design a two-stage training strategy that explicitly guides LM attention toward sink tokens and a attention sink mechanism that amplifies inter-sink dependencies to better capture behavioral correlations. Experiments on one industrial dataset and two open-source datasets (MovieLens, Kuairec), alongside visualization results, validate the method's effectiveness across scenarios.


Efficient Morphology-Aware Policy Transfer to New Embodiments

arXiv.org Artificial Intelligence

Morphology-aware policy learning is a means of enhancing policy sample efficiency by aggregating data from multiple agents. These types of policies have previously been shown to help generalize over dynamic, kinematic, and limb configuration variations between agent morphologies. Unfortunately, these policies still have sub-optimal zero-shot performance compared to end-to-end finetuning on morphologies at deployment. This limitation has ramifications in practical applications such as robotics because further data collection to perform end-to-end finetuning can be computationally expensive. In this work, we investigate combining morphology-aware pretraining with parameter efficient finetuning (PEFT) techniques to help reduce the learnable parameters necessary to specialize a morphology-aware policy to a target embodiment. We compare directly tuning sub-sets of model weights, input learnable adapters, and prefix tuning techniques for online finetuning. Our analysis reveals that PEFT techniques in conjunction with policy pre-training generally help reduce the number of samples to necessary to improve a policy compared to training models end-to-end from scratch. We further find that tuning as few as less than 1% of total parameters will improve policy performance compared the zero-shot performance of the base pretrained a policy.