Goto

Collaborating Authors

 Large Language Model


Effective Red-Teaming of Policy-Adherent Agents

arXiv.org Artificial Intelligence

Task-oriented LLM-based agents are increasingly used in domains with strict policies, such as refund eligibility or cancellation rules. The challenge lies in ensuring that the agent consistently adheres to these rules and policies, appropriately refusing any request that would violate them, while still maintaining a helpful and natural interaction. This calls for the development of tailored design and evaluation methodologies to ensure agent resilience against malicious user behavior. We propose a novel threat model that focuses on adversarial users aiming to exploit policy-adherent agents for personal benefit. To address this, we present CRAFT, a multi-agent red-teaming system that leverages policy-aware persuasive strategies to undermine a policy-adherent agent in a customer-service scenario, outperforming conventional jailbreak methods such as DAN prompts, emotional manipulation, and coercive. Building upon the existing tau-bench benchmark, we introduce tau-break, a complementary benchmark designed to rigorously assess the agent's robustness against manipulative user behavior. Finally, we evaluate several straightforward yet effective defense strategies. While these measures provide some protection, they fall short, highlighting the need for stronger, research-driven safeguards to protect policy-adherent agents from adversarial attacks


CoLMbo: Speaker Language Model for Descriptive Profiling

arXiv.org Artificial Intelligence

--Speaker recognition systems are often limited to classification tasks and struggle to generate detailed speaker characteristics or provide context-rich descriptions. These models primarily extract embeddings for speaker identification but fail to capture demographic attributes such as dialect, gender, and age in a structured manner . This paper introduces CoLMbo, a Speaker Language Model (SLM) that addresses these limitations by integrating a speaker encoder with prompt-based conditioning. This allows for the creation of detailed captions based on speaker embeddings. CoLMbo utilizes user-defined prompts to adapt dynamically to new speaker characteristics and provides customized descriptions, including regional dialect variations and age-related traits. This innovative approach not only enhances traditional speaker profiling but also excels in zero-shot scenarios across diverse datasets, marking a significant advancement in the field of speaker recognition.


Reasoning with RAGged events: RAG-Enhanced Event Knowledge Base Construction and reasoning with proof-assistants

arXiv.org Artificial Intelligence

Extracting structured representations of historical events from narrative sources still remains challenging when one constructs them manually. While RDF/OWL reasoners support graph-based reasoning, their expressiveness is limited to restricted fragments of first-order logic. We develop automated models for historical event extraction using large language models (GPT-4, Claude, Llama 3.2) with three strategies: direct generation, knowledge-graph augmentation, and retrieval-augmented generation (RAG). Using the 10 first chapters of Thucydides works as a case study, we find that different enhancement strategies optimize different performance dimensions rather than providing across the board universal improvements. Direct generation favors coverage, while RAG improves precision but reduces breadth. Model architecture influences this trade-off: large models show stable baselines with incremental RAG benefits, while Llama 3.2 exhibits extreme variance from competitive to catastrophic performance. To address RDF's expressivity limitations, we develop a translation pipeline converting RDF outputs to Coq proof assistant specifications, enabling temporal arithmetic with BCE dates, multi-step causal inference, and formal validation of domain-specific event types. This demonstrates that optimal enhancement strategies depend on specific application requirements, while establishing foundations for computational humanities combining NLP scalability with formal verification.


AudioLens: A Closer Look at Auditory Attribute Perception of Large Audio-Language Models

arXiv.org Artificial Intelligence

--Understanding the internal mechanisms of large audio-language models (LALMs) is crucial for interpreting their behavior and improving performance. This work presents the first in-depth analysis of how LALMs internally perceive and recognize auditory attributes. By applying vocabulary projection on three state-of-the-art LALMs, we track how attribute information evolves across layers and token positions. We find that attribute information generally decreases with layer depth when recognition fails, and that resolving attributes at earlier layers correlates with better accuracy. Moreover, LALMs heavily rely on querying auditory inputs for predicting attributes instead of aggregating necessary information in hidden states at attribute-mentioning positions. Based on our findings, we demonstrate a method to enhance LALMs. Our results offer insights into auditory attribute processing, paving the way for future improvements. Index T erms--Large audio-language model, auditory attribute perception, internal mechanism, interpretability.


WHEN TO ACT, WHEN TO WAIT: Modeling the Intent-Action Alignment Problem in Dialogue

arXiv.org Artificial Intelligence

Dialogue systems often fail when user utterances are semantically complete yet lack the clarity and completeness required for appropriate system action. This mismatch arises because users frequently do not fully understand their own needs, while systems require precise intent definitions. This highlights the critical Intent-Action Alignment Problem: determining when an expression is not just understood, but truly ready for a system to act upon. We present STORM, a framework modeling asymmetric information dynamics through conversations between UserLLM (full internal access) and AgentLLM (observable behavior only). STORM produces annotated corpora capturing trajectories of expression phrasing and latent cognitive transitions, enabling systematic analysis of how collaborative understanding develops. Our contributions include: (1) formalizing asymmetric information processing in dialogue systems; (2) modeling intent formation tracking collaborative understanding evolution; and (3) evaluation metrics measuring internal cognitive improvements alongside task performance. Experiments across four language models reveal that moderate uncertainty (40-60%) can outperform complete transparency in certain scenarios, with model-specific patterns suggesting reconsideration of optimal information completeness in human-AI collaboration. These findings contribute to understanding asymmetric reasoning dynamics and inform uncertainty-calibrated dialogue system design.


Self-Correcting Code Generation Using Small Language Models

arXiv.org Artificial Intelligence

Self-correction has demonstrated potential in code generation by allowing language models to revise and improve their outputs through successive refinement. Recent studies have explored prompting-based strategies that incorporate verification or feedback loops using proprietary models, as well as training-based methods that leverage their strong reasoning capabilities. However, whether smaller models possess the capacity to effectively guide their outputs through self-reflection remains unexplored. Our findings reveal that smaller models struggle to exhibit reflective revision behavior across both self-correction paradigms. In response, we introduce CoCoS, an approach designed to enhance the ability of small language models for multi-turn code correction. Specifically, we propose an online reinforcement learning objective that trains the model to confidently maintain correct outputs while progressively correcting incorrect outputs as turns proceed. Our approach features an accumulated reward function that aggregates rewards across the entire trajectory and a fine-grained reward better suited to multi-turn correction scenarios. This facilitates the model in enhancing initial response quality while achieving substantial improvements through self-correction. With 1B-scale models, CoCoS achieves improvements of 35.8% on the MBPP and 27.7% on HumanEval compared to the baselines.


Words Like Knives: Backstory-Personalized Modeling and Detection of Violent Communication

arXiv.org Artificial Intelligence

Conversational breakdowns in close relationships are deeply shaped by personal histories and emotional context, yet most NLP research treats conflict detection as a general task, overlooking the relational dynamics that influence how messages are perceived. In this work, we leverage nonviolent communication (NVC) theory to evaluate LLMs in detecting conversational breakdowns and assessing how relationship backstory influences both human and model perception of conflicts. Given the sensitivity and scarcity of real-world datasets featuring conflict between familiar social partners with rich personal backstories, we contribute the PersonaConflicts Corpus, a dataset of N=5,772 naturalistic simulated dialogues spanning diverse conflict scenarios between friends, family members, and romantic partners. Through a controlled human study, we annotate a subset of dialogues and obtain fine-grained labels of communication breakdown types on individual turns, and assess the impact of backstory on human and model perception of conflict in conversation. We find that the polarity of relationship backstories significantly shifted human perception of communication breakdowns and impressions of the social partners, yet models struggle to meaningfully leverage those backstories in the detection task. Additionally, we find that models consistently overestimate how positively a message will make a listener feel. Our findings underscore the critical role of personalization to relationship contexts in enabling LLMs to serve as effective mediators in human communication for authentic connection.


DecisionFlow: Advancing Large Language Model as Principled Decision Maker

arXiv.org Artificial Intelligence

In high-stakes domains such as healthcare and finance, effective decision-making demands not just accurate outcomes but transparent and explainable reasoning. However, current language models often lack the structured deliberation needed for such tasks, instead generating decisions and justifications in a disconnected, post-hoc manner. To address this, we propose DecisionFlow, a novel decision modeling framework that guides models to reason over structured representations of actions, attributes, and constraints. Rather than predicting answers directly from prompts, DecisionFlow builds a semantically grounded decision space and infers a latent utility function to evaluate trade-offs in a transparent, utility-driven manner. This process produces decisions tightly coupled with interpretable rationales reflecting the model's reasoning. Empirical results on two high-stakes benchmarks show that DecisionFlow not only achieves up to 30% accuracy gains over strong prompting baselines but also enhances alignment in outcomes. Our work is a critical step toward integrating symbolic reasoning with LLMs, enabling more accountable, explainable, and reliable LLM decision support systems. Code and data are at https://github.com/xiusic/DecisionFlow.


Security Concerns for Large Language Models: A Survey

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have demonstrated remarkable capabilities in natural language processing (NLP), including text generation, translation, summarization, and code synthesis, as a consequence of which revolutionizing a wide range of AI applications [10, 56, 45]. Models such as OpenAI's ChatGPT series, Google's Gemini, and Anthropic's Claude have been widely deployed in commercial systems, including search engines, customer support, software development tools, and personal assistants [45, 55, 3]. However, as their capabilities grow, so do their attack surfaces and the potential for misuse [51, 77, 50]. While the scale and specific nature of these vulnerabilities are new, the fundamental challenge of ensuring that powerful AI systems operate safely and align with human intent is a longstanding concern in the AI community. Foundational work, such as the identification of concrete problems in AI safety long before the current LLM era, laid the groundwork for understanding issues like reward hacking and negative side effects that remain highly relevant today [1]. The susceptibility arises because the models are trained on vast, yet imperfectly curated, datasets containing potentially harmful content, and because they interact with users through open-ended prompts that can be manipulated [48, 17, 16]. Researchers and practitioners are increasingly concerned that these systems can be manipulated, misused, or even behave in misaligned and potentially deceptive ways [25, 42, 6]. Consequently, the security and alignment of LLMs have become critical areas of study, requiring an understanding of emergent threats and robust, multi-faceted defenses [17, 70, 43].


Exploring the Vulnerability of the Content Moderation Guardrail in Large Language Models via Intent Manipulation

arXiv.org Artificial Intelligence

Intent detection, a core component of natural language understanding, has considerably evolved as a crucial mechanism in safeguarding large language models (LLMs). While prior work has applied intent detection to enhance LLMs' moderation guardrails, showing a significant success against content-level jailbreaks, the robustness of these intent-aware guardrails under malicious manipulations remains under-explored. In this work, we investigate the vulnerability of intent-aware guardrails and demonstrate that LLMs exhibit implicit intent detection capabilities. We propose a two-stage intent-based prompt-refinement framework, IntentPrompt, that first transforms harmful inquiries into structured outlines and further reframes them into declarative-style narratives by iteratively optimizing prompts via feedback loops to enhance jailbreak success for red-teaming purposes. Extensive experiments across four public benchmarks and various black-box LLMs indicate that our framework consistently outperforms several cutting-edge jailbreak methods and evades even advanced Intent Analysis (IA) and Chain-of-Thought (CoT)-based defenses. Specifically, our "FSTR+SPIN" variant achieves attack success rates ranging from 88.25% to 96.54% against CoT-based defenses on the o1 model, and from 86.75% to 97.12% on the GPT-4o model under IA-based defenses. These findings highlight a critical weakness in LLMs' safety mechanisms and suggest that intent manipulation poses a growing challenge to content moderation guardrails.