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 Large Language Model


Causal-Counterfactual RAG: The Integration of Causal-Counterfactual Reasoning into RAG

arXiv.org Artificial Intelligence

Large language models (LLMs) have transformed natural language processing (NLP), enabling diverse applications by integrating large-scale pre-trained knowledge. However, their static knowledge limits dynamic reasoning over external information, especially in knowledge-intensive domains. Retrieval-Augmented Generation (RAG) addresses this challenge by combining retrieval mechanisms with generative modeling to improve contextual understanding. Traditional RAG systems suffer from disrupted contextual integrity due to text chunking and over-reliance on semantic similarity for retrieval, often resulting in shallow and less accurate responses. We propose Causal-Counterfactual RAG, a novel framework that integrates explicit causal graphs representing cause-effect relationships into the retrieval process and incorporates counterfactual reasoning grounded on the causal structure. Unlike conventional methods, our framework evaluates not only direct causal evidence but also the counterfactuality of associated causes, combining results from both to generate more robust, accurate, and interpretable answers. By leveraging causal pathways and associated hypothetical scenarios, Causal-Counterfactual RAG preserves contextual coherence, reduces hallucination, and enhances reasoning fidelity.


Canary-1B-v2 & Parakeet-TDT-0.6B-v3: Efficient and High-Performance Models for Multilingual ASR and AST

arXiv.org Artificial Intelligence

This report introduces Canary-1B-v2, a fast, robust multilingual model for Automatic Speech Recognition (ASR) and Speech-to-Text Translation (AST). Built with a FastConformer encoder and Transformer decoder, it supports 25 languages primarily European. The model was trained on 1.7M hours of total data samples, including Granary and NeMo ASR Set 3.0, with non-speech audio added to reduce hallucinations for ASR and AST. We describe its two-stage pre-training and fine-tuning process with dynamic data balancing, as well as experiments with an nGPT encoder. Results show nGPT scales well with massive data, while FastConformer excels after fine-tuning. For timestamps, Canary-1B-v2 uses the NeMo Forced Aligner (NFA) with an auxiliary CTC model, providing reliable segment-level timestamps for ASR and AST. Evaluations show Canary-1B-v2 outperforms Whisper-large-v3 on English ASR while being 10x faster, and delivers competitive multilingual ASR and AST performance against larger models like Seamless-M4T-v2-large and LLM-based systems. We also release Parakeet-TDT-0.6B-v3, a successor to v2, offering multilingual ASR across the same 25 languages with just 600M parameters.


ButterflyQuant: Ultra-low-bit LLM Quantization through Learnable Orthogonal Butterfly Transforms

arXiv.org Artificial Intelligence

Large language models require massive memory footprints, severely limiting deployment on consumer hardware. Quantization reduces memory through lower numerical precision, but extreme 2-bit quantization suffers from catastrophic performance loss due to outliers in activations. Rotation-based methods such as QuIP and QuaRot apply orthogonal transforms to eliminate outliers before quantization, using computational invariance: $\mathbf{y} = \mathbf{Wx} = (\mathbf{WQ}^T)(\mathbf{Qx})$ for orthogonal $\mathbf{Q}$. However, these methods use fixed transforms--Hadamard matrices achieving optimal worst-case coherence $μ= 1/\sqrt{n}$--that cannot adapt to specific weight distributions. We identify that different transformer layers exhibit distinct outlier patterns, motivating layer-adaptive rotations rather than one-size-fits-all approaches. In this work, we propose ButterflyQuant, which replaces Hadamard rotations with learnable butterfly transforms parameterized by continuous Givens rotation angles. Unlike Hadamard's discrete $\{+1, -1\}$ entries that are non-differentiable and thus prohibit gradient-based learning, butterfly transforms' continuous parameterization enables smooth optimization while guaranteeing orthogonality by construction. This orthogonal constraint ensures theoretical guarantees in outlier suppression while achieving $O(n \log n)$ computational complexity with only $\frac{n \log n}{2}$ learnable parameters. We further introduce a uniformity regularization on post-transformation activations to promote smoother distributions amenable to quantization. Learning requires only 128 calibration samples and converges in minutes on a single GPU--a negligible one-time cost. For LLaMA-2-7B with 2-bit quantization, ButterflyQuant achieves 15.4 perplexity versus 37.3 for QuIP. \href{https://github.com/42Shawn/Butterflyquant-llm}{Codes} are available.


One Model for All Tasks: Leveraging Efficient World Models in Multi-Task Planning

arXiv.org Artificial Intelligence

In heterogeneous multi-task decision-making, tasks not only exhibit diverse observation and action spaces but also vary substantially in their underlying complexities. While conventional multi-task world models like UniZero excel in single-task settings, we find that when handling a broad and diverse suite of tasks, gradient conflicts and the loss of model plasticity often constrain their sample efficiency. In this work, we address these challenges from two complementary perspectives: the single learning iteration and the overall learning process. First, to mitigate the gradient conflicts, we systematically investigate key architectural designs for extending UniZero. Our investigation identifies a Mixture-of-Experts (MoE) architecture as the most effective approach. We demonstrate, both theoretically and empirically, that this architecture alleviates gradient conflicts by routing task-specific representations to specialized sub-networks. This finding leads to our proposed model, \textit{ScaleZero}. Second, to dynamically allocate model capacity throughout the learning process, we introduce an online Dynamic Parameter Scaling (DPS) strategy. This strategy progressively integrates LoRA adapters in response to task-specific progress, enabling adaptive knowledge retention and parameter expansion. Evaluations on a diverse set of standard benchmarks (Atari, DMC, Jericho) demonstrate that ScaleZero, utilizing solely online reinforcement learning with one model, performs on par with specialized single-task agents. With the DPS strategy, it remains competitive while using just 71.5% of the environment interactions. These findings underscore the potential of ScaleZero for effective multi-task planning. Our code is available at \textcolor{magenta}{https://github.com/opendilab/LightZero}.


LM-Searcher: Cross-domain Neural Architecture Search with LLMs via Unified Numerical Encoding

arXiv.org Artificial Intelligence

Recent progress in Large Language Models (LLMs) has opened new avenues for solving complex optimization problems, including Neural Architecture Search (NAS). However, existing LLM-driven NAS approaches rely heavily on prompt engineering and domain-specific tuning, limiting their practicality and scalability across diverse tasks. In this work, we propose LM-Searcher, a novel framework that leverages LLMs for cross-domain neural architecture optimization without the need for extensive domain-specific adaptation. Central to our approach is NCode, a universal numerical string representation for neural architectures, which enables cross-domain architecture encoding and search. We also reformulate the NAS problem as a ranking task, training LLMs to select high-performing architectures from candidate pools using instruction-tuning samples derived from a novel pruning-based subspace sampling strategy. Our curated dataset, encompassing a wide range of architecture-performance pairs, encourages robust and transferable learning. Comprehensive experiments demonstrate that LM-Searcher achieves competitive performance in both in-domain (e.g., CNNs for image classification) and out-of-domain (e.g., LoRA configurations for segmentation and generation) tasks, establishing a new paradigm for flexible and generalizable LLM-based architecture search. The datasets and models will be released at https://github.com/Ashone3/LM-Searcher.


PLaMo 2 Technical Report

arXiv.org Artificial Intelligence

In this report, we introduce PLaMo 2, a series of Japanese-focused large language models featuring a hybrid Samba-based architecture that transitions to full attention via continual pre-training to support 32K token contexts. Training leverages extensive synthetic corpora to overcome data scarcity, while computational efficiency is achieved through weight reuse and structured pruning. This efficient pruning methodology produces an 8B model that achieves performance comparable to our previous 100B model. Post-training further refines the models using a pipeline of supervised fine-tuning (SFT) and direct preference optimization (DPO), enhanced by synthetic Japanese instruction data and model merging techniques. Optimized for inference using vLLM and quantization with minimal accuracy loss, the PLaMo 2 models achieve state-of-the-art results on Japanese benchmarks, outperforming similarly-sized open models in instruction-following, language fluency, and Japanese-specific knowledge.


One-Embedding-Fits-All: Efficient Zero-Shot Time Series Forecasting by a Model Zoo

arXiv.org Artificial Intelligence

The proliferation of Time Series Foundation Models (TSFMs) has significantly advanced zero-shot forecasting, enabling predictions for unseen time series without task-specific fine-tuning. Extensive research has confirmed that no single TSFM excels universally, as different models exhibit preferences for distinct temporal patterns. This diversity suggests an opportunity: how to take advantage of the complementary abilities of TSFMs. To this end, we propose ZooCast, which characterizes each model's distinct forecasting strengths. ZooCast can intelligently assemble current TSFMs into a model zoo that dynamically selects optimal models for different forecasting tasks. Our key innovation lies in the One-Embedding-Fits-All paradigm that constructs a unified representation space where each model in the zoo is represented by a single embedding, enabling efficient similarity matching for all tasks. Experiments demonstrate ZooCast's strong performance on the GIFT-Eval zero-shot forecasting benchmark while maintaining the efficiency of a single TSFM. In real-world scenarios with sequential model releases, the framework seamlessly adds new models for progressive accuracy gains with negligible overhead.


CoT-Space: A Theoretical Framework for Internal Slow-Thinking via Reinforcement Learning

arXiv.org Artificial Intelligence

Reinforcement Learning (RL) has become a pivotal approach for enhancing the reasoning capabilities of Large Language Models (LLMs). However, a significant theoretical gap persists, as traditional token-level RL frameworks fail to align with the reasoning-level nature of complex, multi-step thought processes like Chain-of-Thought (CoT). To address this challenge, we introduce CoT-Space, a novel theoretical framework that recasts LLM reasoning from a discrete token-prediction task to an optimization process within a continuous, reasoning-level semantic space. This shift in perspective serves as a conceptual bridge, revitalizing foundational principles from classical learning theory to analyze the unique dynamics of LLMs. By analyzing this process from both a noise perspective and a risk perspective, we demonstrate that the convergence to an optimal CoT length is a natural consequence of the fundamental trade-off between underfitting and overfitting. Furthermore, extensive experiments provide strong empirical validation for our theoretical findings. Our framework not only provides a coherent explanation for empirical phenomena such as overthinking but also offers a solid theoretical foundation to guide the future development of more effective and generalizable reasoning agents. We open-source our code at https://github.com/ZyGan1999/CoT-Space.


On Entropy Control in LLM-RL Algorithms

arXiv.org Artificial Intelligence

For RL algorithms, appropriate entropy control is crucial to their effectiveness. To control the policy entropy, a commonly used method is entropy regularization, which is adopted in various popular RL algorithms including PPO, SAC and A3C. Although entropy regularization proves effective in robotic and games RL conventionally, studies found that it gives weak to no gains in LLM-RL training. In this work, we study the issues of entropy bonus in LLM-RL setting. Specifically, we first argue that the conventional entropy regularization suffers from the LLM's extremely large response space and the sparsity of the optimal outputs. As a remedy, we propose AEnt, an entropy control method that utilizes a new clamped entropy bonus with an automatically adjusted coefficient. The clamped entropy is evaluated with the re-normalized policy defined on certain smaller token space, which encourages exploration within a more compact response set. In addition, the algorithm automatically adjusts entropy coefficient according to the clamped entropy value, effectively controlling the entropy-induced bias while leveraging the entropy's benefits. AEnt is tested in math-reasoning tasks under different base models and datasets, and it is observed that AEnt outperforms the baselines consistently across multiple benchmarks.


MathBuddy: A Multimodal System for Affective Math Tutoring

arXiv.org Artificial Intelligence

The rapid adoption of LLM-based conversational systems is already transforming the landscape of educational technology. However, the current state-of-the-art learning models do not take into account the student's affective states. Multiple studies in educational psychology support the claim that positive or negative emotional states can impact a student's learning capabilities. To bridge this gap, we present MathBuddy, an emotionally aware LLM-powered Math Tutor, which dynamically models the student's emotions and maps them to relevant pedagogical strategies, making the tutor-student conversation a more empathetic one. The student's emotions are captured from the conversational text as well as from their facial expressions. The student's emotions are aggregated from both modalities to confidently prompt our LLM Tutor for an emotionally-aware response. We have evaluated our model using automatic evaluation metrics across eight pedagogical dimensions and user studies. We report a massive 23 point performance gain using the win rate and a 3 point gain at an overall level using DAMR scores which strongly supports our hypothesis of improving LLM-based tutor's pedagogical abilities by modeling students' emotions. Our dataset and code are available at: https://github.com/ITU-NLP/MathBuddy .