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 Information Extraction


RUIE: Retrieval-based Unified Information Extraction using Large Language Model

arXiv.org Artificial Intelligence

Unified information extraction (UIE) aims to complete all information extraction tasks using a single model or framework. While previous work has primarily focused on instruction-tuning large language models (LLMs) with constructed datasets, these methods require significant computational resources and struggle to generalize to unseen tasks. To address these limitations, we propose RUIE (Retrieval-based Unified Information Extraction), a framework that leverages in-context learning to enable rapid generalization while reducing computational costs. The key challenge in RUIE is selecting the most beneficial demonstrations for LLMs to effectively handle diverse IE tasks. To achieve this, we integrate LLM preferences for ranking candidate demonstrations and design a keyword-enhanced reward model to capture fine-grained relationships between queries and demonstrations. We then train a bi-encoder retriever for UIE through contrastive learning and knowledge distillation. To the best of our knowledge, RUIE is the first trainable retrieval framework for UIE. Experimental results on 8 held-out datasets demonstrate RUIE's effectiveness in generalizing to unseen tasks, with average F1-score improvements of 19.22 and 3.13 compared to instruction-tuning methods and other retrievers, respectively. Further analysis confirms RUIE's adaptability to LLMs of varying sizes and the importance of its key components.


Cross-Lingual News Event Correlation for Stock Market Trend Prediction

arXiv.org Artificial Intelligence

In the modern economic landscape, integrating financial services with Financial Technology (FinTech) has become essential, particularly in stock trend analysis. This study addresses the gap in comprehending financial dynamics across diverse global economies by creating a structured financial dataset and proposing a cross-lingual Natural Language-based Financial Forecasting (NLFF) pipeline for comprehensive financial analysis. Utilizing sentiment analysis, Named Entity Recognition (NER), and semantic textual similarity, we conducted an analytical examination of news articles to extract, map, and visualize financial event timelines, uncovering the correlation between news events and stock market trends. Our method demonstrated a meaningful correlation between stock price movements and cross-linguistic news sentiments, validated by processing two-year cross-lingual news data on two prominent sectors of the Pakistan Stock Exchange. This study offers significant insights into key events, ensuring a substantial decision margin for investors through effective visualization and providing optimal investment opportunities.


Comprehensive Study on Sentiment Analysis: From Rule-based to modern LLM based system

arXiv.org Artificial Intelligence

This paper provides a comprehensive survey of sentiment analysis within the context of artificial intelligence (AI) and large language models (LLMs). Sentiment analysis, a critical aspect of natural language processing (NLP), has evolved significantly from traditional rule-based methods to advanced deep learning techniques. This study examines the historical development of sentiment analysis, highlighting the transition from lexicon-based and pattern-based approaches to more sophisticated machine learning and deep learning models. Key challenges are discussed, including handling bilingual texts, detecting sarcasm, and addressing biases. The paper reviews state-of-the-art approaches, identifies emerging trends, and outlines future research directions to advance the field. By synthesizing current methodologies and exploring future opportunities, this survey aims to understand sentiment analysis in the AI and LLM context thoroughly.


Meta-Learn Unimodal Signals with Weak Supervision for Multimodal Sentiment Analysis

arXiv.org Artificial Intelligence

Multimodal sentiment analysis aims to effectively integrate information from various sources to infer sentiment, where in many cases there are no annotations for unimodal labels. Therefore, most works rely on multimodal labels for training. However, there exists the noisy label problem for the learning of unimodal signals as multimodal annotations are not always the ideal substitutes for the unimodal ones, failing to achieve finer optimization for individual modalities. In this paper, we explore the learning of unimodal labels under the weak supervision from the annotated multimodal labels. Specifically, we propose a novel meta uni-label generation (MUG) framework to address the above problem, which leverages the available multimodal labels to learn the corresponding unimodal labels by the meta uni-label correction network (MUCN). We first design a contrastive-based projection module to bridge the gap between unimodal and multimodal representations, so as to use multimodal annotations to guide the learning of MUCN. Afterwards, we propose unimodal and multimodal denoising tasks to train MUCN with explicit supervision via a bi-level optimization strategy. We then jointly train unimodal and multimodal learning tasks to extract discriminative unimodal features for multimodal inference. Experimental results suggest that MUG outperforms competitive baselines and can learn accurate unimodal labels.


PanoSent: A Panoptic Sextuple Extraction Benchmark for Multimodal Conversational Aspect-based Sentiment Analysis

arXiv.org Artificial Intelligence

While existing Aspect-based Sentiment Analysis (ABSA) has received extensive effort and advancement, there are still gaps in defining a more holistic research target seamlessly integrating multimodality, conversation context, fine-granularity, and also covering the changing sentiment dynamics as well as cognitive causal rationales. This paper bridges the gaps by introducing a multimodal conversational ABSA, where two novel subtasks are proposed: 1) Panoptic Sentiment Sextuple Extraction, panoramically recognizing holder, target, aspect, opinion, sentiment, rationale from multi-turn multi-party multimodal dialogue. 2) Sentiment Flipping Analysis, detecting the dynamic sentiment transformation throughout the conversation with the causal reasons. To benchmark the tasks, we construct PanoSent, a dataset annotated both manually and automatically, featuring high quality, large scale, multimodality, multilingualism, multi-scenarios, and covering both implicit and explicit sentiment elements. To effectively address the tasks, we devise a novel Chain-of-Sentiment reasoning framework, together with a novel multimodal large language model (namely Sentica) and a paraphrase-based verification mechanism. Extensive evaluations demonstrate the superiority of our methods over strong baselines, validating the efficacy of all our proposed methods. The work is expected to open up a new era for the ABSA community, and thus all our codes and data are open at https://PanoSent.github.io/


Audio-Guided Fusion Techniques for Multimodal Emotion Analysis

arXiv.org Artificial Intelligence

In this paper, we propose a solution for the semi-supervised learning track (MER-SEMI) in MER2024. First, in order to enhance the performance of the feature extractor on sentiment classification tasks,we fine-tuned video and text feature extractors, specifically CLIP-vit-large and Baichuan-13B, using labeled data. This approach effectively preserves the original emotional information conveyed in the videos. Second, we propose an Audio-Guided Transformer (AGT) fusion mechanism, which leverages the robustness of Hubert-large, showing superior effectiveness in fusing both inter-channel and intra-channel information. Third, To enhance the accuracy of the model, we iteratively apply self-supervised learning by using high-confidence unlabeled data as pseudo-labels. Finally, through black-box probing, we discovered an imbalanced data distribution between the training and test sets. Therefore, We adopt a prior-knowledge-based voting mechanism. The results demonstrate the effectiveness of our strategy, ultimately earning us third place in the MER-SEMI track.


RexUniNLU: Recursive Method with Explicit Schema Instructor for Universal NLU

arXiv.org Artificial Intelligence

Information Extraction (IE) and Text Classification (CLS) serve as the fundamental pillars of NLU, with both disciplines relying on analyzing input sequences to categorize outputs into pre-established schemas. However, there is no existing encoder-based model that can unify IE and CLS tasks from this perspective. To fully explore the foundation shared within NLU tasks, we have proposed a Recursive Method with Explicit Schema Instructor for Universal NLU. Specifically, we firstly redefine the true universal information extraction (UIE) with a formal formulation that covers almost all extraction schemas, including quadruples and quintuples which remain unsolved for previous UIE models. Then, we expands the formulation to all CLS and multi-modal NLU tasks. Based on that, we introduce RexUniNLU, an universal NLU solution that employs explicit schema constraints for IE and CLS, which encompasses all IE and CLS tasks and prevent incorrect connections between schema and input sequence. To avoid interference between different schemas, we reset the position ids and attention mask matrices. Extensive experiments are conducted on IE, CLS in both English and Chinese, and multi-modality, revealing the effectiveness and superiority. Our codes are publicly released.


Learning in Order! A Sequential Strategy to Learn Invariant Features for Multimodal Sentiment Analysis

arXiv.org Artificial Intelligence

This work proposes a novel and simple sequential learning strategy to train models on videos and texts for multimodal sentiment analysis. To estimate sentiment polarities on unseen out-of-distribution data, we introduce a multimodal model that is trained either in a single source domain or multiple source domains using our learning strategy. This strategy starts with learning domain invariant features from text, followed by learning sparse domain-agnostic features from videos, assisted by the selected features learned in text. Our experimental results demonstrate that our model achieves significantly better performance than the state-of-the-art approaches on average in both single-source and multi-source settings. Our feature selection procedure favors the features that are independent to each other and are strongly correlated with their polarity labels. To facilitate research on this topic, the source code of this work will be publicly available upon acceptance.


An Effective Deployment of Diffusion LM for Data Augmentation in Low-Resource Sentiment Classification

arXiv.org Artificial Intelligence

Sentiment classification (SC) often suffers from low-resource challenges such as domain-specific contexts, imbalanced label distributions, and few-shot scenarios. The potential of the diffusion language model (LM) for textual data augmentation (DA) remains unexplored, moreover, textual DA methods struggle to balance the diversity and consistency of new samples. Most DA methods either perform logical modifications or rephrase less important tokens in the original sequence with the language model. In the context of SC, strong emotional tokens could act critically on the sentiment of the whole sequence. Therefore, contrary to rephrasing less important context, we propose DiffusionCLS to leverage a diffusion LM to capture in-domain knowledge and generate pseudo samples by reconstructing strong label-related tokens. This approach ensures a balance between consistency and diversity, avoiding the introduction of noise and augmenting crucial features of datasets. DiffusionCLS also comprises a Noise-Resistant Training objective to help the model generalize. Experiments demonstrate the effectiveness of our method in various low-resource scenarios including domain-specific and domain-general problems. Ablation studies confirm the effectiveness of our framework's modules, and visualization studies highlight optimal deployment conditions, reinforcing our conclusions.


DualKanbaFormer: Kolmogorov-Arnold Networks and State Space Model Transformer for Multimodal Aspect-based Sentiment Analysis

arXiv.org Artificial Intelligence

Multimodal aspect-based sentiment analysis (MABSA) enhances sentiment detection by combining text with other data types like images. However, despite setting significant benchmarks, attention mechanisms exhibit limitations in efficiently modelling long-range dependencies between aspect and opinion targets within the text. They also face challenges in capturing global-context dependencies for visual representations. To this end, we propose Kolmogorov-Arnold Networks (KANs) and Selective State Space model (Mamba) transformer (DualKanbaFormer), a novel architecture to address the above issues. We leverage the power of Mamba to capture global context dependencies, Multi-head Attention (MHA) to capture local context dependencies, and KANs to capture non-linear modelling patterns for both textual representations (textual KanbaFormer) and visual representations (visual KanbaFormer). Furthermore, we fuse the textual KanbaFormer and visual KanbaFomer with a gated fusion layer to capture the inter-modality dynamics. According to extensive experimental results, our model outperforms some state-of-the-art (SOTA) studies on two public datasets.