Information Extraction
Backtesting Sentiment Signals for Trading: Evaluating the Viability of Alpha Generation from Sentiment Analysis
Pontes, Elvys Linhares, González-Gallardo, Carlos-Emiliano, Bordea, Georgeta, Moreno, José G., Jannet, Mohamed Ben, Zhao, Yuxuan, Doucet, Antoine
Sentiment analysis, widely used in product reviews, also impacts financial markets by influencing asset prices through microblogs and news articles. Despite research in sentiment-driven finance, many studies focus on sentence-level classification, overlooking its practical application in trading. This study bridges that gap by evaluating sentiment-based trading strategies for generating positive alpha. We conduct a backtesting analysis using sentiment predictions from three models (two classification and one regression) applied to news articles on Dow Jones 30 stocks, comparing them to the benchmark Buy&Hold strategy. Results show all models produced positive returns, with the regression model achieving the highest return of 50.63% over 28 months, outperforming the benchmark Buy&Hold strategy. This highlights the potential of sentiment in enhancing investment strategies and financial decision-making.
DoMIX: An Efficient Framework for Exploiting Domain Knowledge in Fine-Tuning
Kim, Dohoon, Kang, Donghun, Moon, Taesup
Domain-Adaptive Pre-training (DAP) has recently gained attention for its effectiveness in fine-tuning pre-trained models. Building on this, continual DAP has been explored to develop pre-trained models capable of incrementally incorporating different domain datasets. However, existing continual DAP methods face several limitations: (1) high computational cost and GPU memory usage during training; (2) sensitivity to incremental data order; and (3) providing a single, generalized model for all end tasks, which contradicts the essence of DAP. In this paper, we propose DoMIX, a novel approach that addresses these challenges by leveraging LoRA modules, a representative parameter-efficient fine-tuning (PEFT) method. Our approach enables efficient and parallel domain-adaptive pre-training that is robust to domain order and effectively utilizes accumulated knowledge to provide tailored pre-trained models for specific tasks. We also demonstrate that our method can be extended beyond the DAP setting to standard LLM fine-tuning scenarios. Code is available at https://github.com/dohoonkim-ai/DoMIX.
NEU-ESC: A Comprehensive Vietnamese dataset for Educational Sentiment analysis and topic Classification toward multitask learning
Mai, Phan Quoc Hung, Nguyen, Quang Hung, Duong, Phuong Giang, Nguyen, Hong Hanh, Long, Nguyen Tuan
In the field of education, understanding students' opinions through their comments is crucial, especially in the Vietnamese language, where resources remain limited. Existing educational datasets often lack domain relevance and student slang. To address these gaps, we introduce NEU-ESC, a new Vietnamese dataset for Educational Sentiment Classification and Topic Classification, curated from university forums, which offers more samples, richer class diversity, longer texts, and broader vocabulary. In addition, we explore multitask learning using encoder-only language models (BERT), in which we showed that it achieves performance up to 83.7% and 79.8% accuracy for sentiment and topic classification tasks. We also benchmark our dataset and model with other datasets and models, including Large Language Models, and discuss these benchmarks. The dataset is publicly available at: https://huggingface.co/datasets/hung20gg/NEU-ESC.
AI-Driven Sentiment Analytics: Unlocking Business Value in the E-Commerce Landscape
Wu, Qianye, Xia, Chengxuan, Tian, Sixuan
The rapid growth of e-commerce has led to an overwhelming volume of customer feedback, from product reviews to service interactions. Extracting meaningful insights from this data is crucial for businesses aiming to improve customer satisfaction and optimize decision-making. This paper presents an AI-driven sentiment analysis system designed specifically for e-commerce applications, balancing accuracy with interpretability. Our approach integrates traditional machine learning techniques with modern deep learning models, allowing for a more nuanced understanding of customer sentiment while ensuring transparency in decision-making. Experimental results show that our system outperforms standard sentiment analysis methods, achieving an accuracy of 89.7% on diverse, large-scale datasets. Beyond technical performance, real-world implementation across multiple e-commerce platforms demonstrates tangible improvements in customer engagement and operational efficiency. This study highlights both the potential and the challenges of applying AI to sentiment analysis in a commercial setting, offering insights into practical deployment strategies and areas for future refinement.
DISCIE -- Discriminative Closed Information Extraction
Möller, Cedric, Usbeck, Ricardo
This paper introduces a novel method for closed information extraction. The method employs a discriminative approach that incorporates type and entity-specific information to improve relation extraction accuracy, particularly benefiting long-tail relations. Notably, this method demonstrates superior performance compared to state-of-the-art end-to-end generative models. This is especially evident for the problem of large-scale closed information extraction where we are confronted with millions of entities and hundreds of relations. Furthermore, we emphasize the efficiency aspect by leveraging smaller models. In particular, the integration of type-information proves instrumental in achieving performance levels on par with or surpassing those of a larger generative model. This advancement holds promise for more accurate and efficient information extraction techniques.
Finance Language Model Evaluation (FLaME)
Matlin, Glenn, Okamoto, Mika, Pardawala, Huzaifa, Yang, Yang, Chava, Sudheer
Language Models (LMs) have demonstrated impressive capabilities with core Natural Language Processing (NLP) tasks. The effectiveness of LMs for highly specialized knowledge-intensive tasks in finance remains difficult to assess due to major gaps in the methodologies of existing evaluation frameworks, which have caused an erroneous belief in a far lower bound of LMs' performance on common Finance NLP (FinNLP) tasks. To demonstrate the potential of LMs for these FinNLP tasks, we present the first holistic benchmarking suite for Financial Language Model Evaluation (FLaME). We are the first research paper to comprehensively study LMs against 'reasoning-reinforced' LMs, with an empirical study of 23 foundation LMs over 20 core NLP tasks in finance. We open-source our framework software along with all data and results.
ETS: Open Vocabulary Electroencephalography-To-Text Decoding and Sentiment Classification
Masry, Mohamed, Amen, Mohamed, Elzyat, Mohamed, Hamed, Mohamed, Magdy, Norhan, Khaled, Maram
Decoding natural language from brain activity using non-invasive electroencephalography (EEG) remains a significant challenge in neuroscience and machine learning, particularly for open-vocabulary scenarios where traditional methods struggle with noise and variability. Previous studies have achieved high accuracy on small-closed vocabularies, but it still struggles on open vocabularies. In this study, we propose ETS, a framework that integrates EEG with synchronized eye-tracking data to address two critical tasks: (1) open-vocabulary text generation and (2) sentiment classification of perceived language. Our model achieves a superior performance on BLEU and Rouge score for EEG-To-Text decoding and up to 10% F1 score on EEG-based ternary sentiment classification, which significantly outperforms supervised baselines. Furthermore, we show that our proposed model can handle data from various subjects and sources, showing great potential for high performance open vocabulary eeg-to-text system.
Characterizing Linguistic Shifts in Croatian News via Diachronic Word Embeddings
Dukić, David, Barić, Ana, Čuljak, Marko, Jukić, Josip, Tutek, Martin
Measuring how semantics of words change over time improves our understanding of how cultures and perspectives change. Diachronic word embeddings help us quantify this shift, although previous studies leveraged substantial temporally annotated corpora. In this work, we use a corpus of 9.5 million Croatian news articles spanning the past 25 years and quantify semantic change using skip-gram word embeddings trained on five-year periods. Our analysis finds that word embeddings capture linguistic shifts of terms pertaining to major topics in this timespan (COVID-19, Croatia joining the European Union, technological advancements). We also find evidence that embeddings from post-2020 encode increased positivity in sentiment analysis tasks, contrasting studies reporting a decline in mental health over the same period.
Development of the user-friendly decision aid Rule-based Evaluation and Support Tool (REST) for optimizing the resources of an information extraction task
Bazin, Guillaume, Tannier, Xavier, Adda, Fanny, Cohen, Ariel, Redjdal, Akram, Kempf, Emmanuelle
Rules could be an information extraction (IE) default option, compared to ML and LLMs in terms of sustainability, transferability, interpretability, and development burden. We suggest a sustainable and combined use of rules and ML as an IE method. Our approach starts with an exhaustive expert manual highlighting in a single working session of a representative subset of the data corpus. We developed and validated the feasibility and the performance metrics of the REST decision tool to help the annotator choose between rules as a by default option and ML for each entity of an IE task. REST makes the annotator visualize the characteristics of each entity formalization in the free texts and the expected rule development feasibility and IE performance metrics. ML is considered as a backup IE option and manual annotation for training is therefore minimized. The external validity of REST on a 12-entity use case showed good reproducibility.
M-MRE: Extending the Mutual Reinforcement Effect to Multimodal Information Extraction
Gan, Chengguang, Cai, Zhixi, Wei, Yanbin, Liang, Yunhao, Ni, Shiwen, Mori, Tatsunori
Mutual Reinforcement Effect (MRE) is an emerging subfield at the intersection of information extraction and model interpretability. MRE aims to leverage the mutual understanding between tasks of different granularities, enhancing the performance of both coarse-grained and fine-grained tasks through joint modeling. While MRE has been explored and validated in the textual domain, its applicability to visual and multimodal domains remains unexplored. In this work, we extend MRE to the multimodal information extraction domain for the first time. Specifically, we introduce a new task: Multimodal Mutual Reinforcement Effect (M-MRE), and construct a corresponding dataset to support this task. To address the challenges posed by M-MRE, we further propose a Prompt Format Adapter (PFA) that is fully compatible with various Large Vision-Language Models (LVLMs). Experimental results demonstrate that MRE can also be observed in the M-MRE task, a multimodal text-image understanding scenario. This provides strong evidence that MRE facilitates mutual gains across three interrelated tasks, confirming its generalizability beyond the textual domain.