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 Performance Analysis


Good practices for evaluation of machine learning systems

arXiv.org Artificial Intelligence

Many development decisions affect the results obtained from ML experiments: training data, features, model architecture, hyperparameters, test data, etc. Among these aspects, arguably the most important design decisions are those that involve the evaluation procedure. This procedure is what determines whether the conclusions drawn from the experiments will or will not generalize to unseen data and whether they will be relevant to the application of interest. If the data is incorrectly selected, the wrong metric is chosen for evaluation or the significance of the comparisons between models is overestimated, conclusions may be misleading or result in suboptimal development decisions. To avoid such problems, the evaluation protocol should be very carefully designed before experimentation starts. In this work we discuss the main aspects involved in the design of the evaluation protocol: data selection, metric selection, and statistical significance. This document is not meant to be an exhaustive tutorial on each of these aspects. Instead, the goal is to explain the main guidelines that should be followed in each case. We include examples taken from the speech processing field, and provide a list of common mistakes related to each aspect.


Soft Checksums to Flag Untrustworthy Machine Learning Surrogate Predictions and Application to Atomic Physics Simulations

arXiv.org Artificial Intelligence

Trained neural networks (NN) are attractive as surrogate models to replace costly calculations in physical simulations, but are often unknowingly applied to states not adequately represented in the training dataset. We present the novel technique of soft checksums for scientific machine learning, a general-purpose method to differentiate between trustworthy predictions with small errors on in-distribution (ID) data points, and untrustworthy predictions with large errors on out-of-distribution (OOD) data points. By adding a check node to the existing output layer, we train the model to learn the chosen checksum function encoded within the NN predictions and show that violations of this function correlate with high prediction errors. As the checksum function depends only on the NN predictions, we can calculate the checksum error for any prediction with a single forward pass, incurring negligible time and memory costs. Additionally, we find that incorporating the checksum function into the loss function and exposing the NN to OOD data points during the training process improves separation between ID and OOD predictions. By applying soft checksums to a physically complex and high-dimensional non-local thermodynamic equilibrium atomic physics dataset, we show that a well-chosen threshold checksum error can effectively separate ID and OOD predictions.


State Frequency Estimation for Anomaly Detection

arXiv.org Artificial Intelligence

Many works have studied the efficacy of state machines for detecting anomalies within NetFlows. These works typically learn a model from unlabeled data and compute anomaly scores for arbitrary traces based on their likelihood of occurrence or how well they fit within the model. However, these methods do not dynamically adapt their scores based on the traces seen at test time. This becomes a problem when an adversary produces seemingly common traces in their attack, causing the model to miss the detection by assigning low anomaly scores. We propose SEQUENT, a new approach that uses the state visit frequency to adapt its scoring for anomaly detection dynamically. SEQUENT subsequently uses the scores to generate root causes for anomalies. These allow the grouping of alarms and simplify the analysis of anomalies. Our evaluation of SEQUENT on three NetFlow datasets indicates that our approach outperforms existing methods, demonstrating its effectiveness in detecting anomalies.


Detecting Redundant Health Survey Questions Using Language-agnostic BERT Sentence Embedding (LaBSE)

arXiv.org Artificial Intelligence

The goal of this work was to compute the semantic similarity among publicly available health survey questions in order to facilitate the standardization of survey-based Person-Generated Health Data (PGHD). We compiled various health survey questions authored in both English and Korean from the NIH CDE Repository, PROMIS, Korean public health agencies, and academic publications. Questions were drawn from various health lifelog domains. A randomized question pairing scheme was used to generate a Semantic Text Similarity (STS) dataset consisting of 1758 question pairs. Similarity scores between each question pair were assigned by two human experts. The tagged dataset was then used to build three classifiers featuring: Bag-of-Words, SBERT with BERT-based embeddings, and SBRET with LaBSE embeddings. The algorithms were evaluated using traditional contingency statistics. Among the three algorithms, SBERT-LaBSE demonstrated the highest performance in assessing question similarity across both languages, achieving an Area Under the Receiver Operating Characteristic (ROC) and Precision-Recall Curves of over 0.99. Additionally, it proved effective in identifying cross-lingual semantic similarities.The SBERT-LaBSE algorithm excelled at aligning semantically equivalent sentences across both languages but encountered challenges in capturing subtle nuances and maintaining computational efficiency. Future research should focus on testing with larger multilingual datasets and on calibrating and normalizing scores across the health lifelog domains to improve consistency. This study introduces the SBERT-LaBSE algorithm for calculating semantic similarity across two languages, showing it outperforms BERT-based models and the Bag of Words approach, highlighting its potential to improve semantic interoperability of survey-based PGHD across language barriers.


Utilizing Machine Learning Models to Predict Acute Kidney Injury in Septic Patients from MIMIC-III Database

arXiv.org Artificial Intelligence

Sepsis is a severe condition that causes the body to respond incorrectly to an infection. This reaction can subsequently cause organ failure, a major one being acute kidney injury (AKI). For septic patients, approximately 50% develop AKI, with a mortality rate above 40%. Creating models that can accurately predict AKI based on specific qualities of septic patients is crucial for early detection and intervention. Using medical data from septic patients during intensive care unit (ICU) admission from the Medical Information Mart for Intensive Care 3 (MIMIC-III) database, we extracted 3301 patients with sepsis, with 73% of patients developing AKI. The data was randomly divided into a training set (n = 1980, 40%), a test set (n = 661, 10%), and a validation set (n = 660, 50%). The proposed model was logistic regression, and it was compared against five baseline models: XGBoost, K Nearest Neighbors (KNN), Support Vector Machines (SVM), Random Forest (RF), and LightGBM. Area Under the Curve (AUC), Accuracy, F1-Score, and Recall were calculated for each model. After analysis, we were able to select 23 features to include in our model, the top features being urine output, maximum bilirubin, minimum bilirubin, weight, maximum blood urea nitrogen, and minimum estimated glomerular filtration rate. The logistic regression model performed the best, achieving an AUC score of 0.887 (95% CI: [0.861-0.915]), an accuracy of 0.817, an F1 score of 0.866, a recall score of 0.827, and a Brier score of 0.13. Compared to the best existing literature in this field, our model achieved an 8.57% improvement in AUC while using 13 fewer variables, showcasing its effectiveness in determining AKI in septic patients. While the features selected for predicting AKI in septic patients are similar to previous literature, the top features that influenced our model's performance differ.


CredID: Credible Multi-Bit Watermark for Large Language Models Identification

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are widely used in complex natural language processing tasks but raise privacy and security concerns due to the lack of identity recognition. This paper proposes a multi-party credible watermarking framework (CredID) involving a trusted third party (TTP) and multiple LLM vendors to address these issues. In the watermark embedding stage, vendors request a seed from the TTP to generate watermarked text without sending the user's prompt. In the extraction stage, the TTP coordinates each vendor to extract and verify the watermark from the text. This provides a credible watermarking scheme while preserving vendor privacy. Furthermore, current watermarking algorithms struggle with text quality, information capacity, and robustness, making it challenging to meet the diverse identification needs of LLMs. Thus, we propose a novel multi-bit watermarking algorithm and an open-source toolkit to facilitate research. Experiments show our CredID enhances watermark credibility and efficiency without compromising text quality. Additionally, we successfully utilized this framework to achieve highly accurate identification among multiple LLM vendors.


Time-Reversal Provides Unsupervised Feedback to LLMs

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are typically trained to predict in the forward direction of time. However, recent works have shown that prompting these models to look back and critique their own generations can produce useful feedback. Motivated by this, we explore the question of whether LLMs can be empowered to think (predict and score) backwards to provide unsupervised feedback that complements forward LLMs. Towards this, we introduce Time Reversed Language Models (TRLMs), which can score and generate queries when conditioned on responses, effectively functioning in the reverse direction of time. Further, to effectively infer in the response to query direction, we pre-train and fine-tune a language model (TRLM-Ba) in the reverse token order from scratch. We show empirically (and theoretically in a stylized setting) that time-reversed models can indeed complement forward model predictions when used to score the query given response for re-ranking multiple forward generations. We obtain up to 5\% improvement on the widely used AlpacaEval Leaderboard over the competent baseline of best-of-N re-ranking using self log-perplexity scores. We further show that TRLM scoring outperforms conventional forward scoring of response given query, resulting in significant gains in applications such as citation generation and passage retrieval. We next leverage the generative ability of TRLM to augment or provide unsupervised feedback to input safety filters of LLMs, demonstrating a drastic reduction in false negative rate with negligible impact on false positive rates against several attacks published on the popular JailbreakBench leaderboard.


ScribeAgent: Towards Specialized Web Agents Using Production-Scale Workflow Data

arXiv.org Artificial Intelligence

Large Language Model (LLM) agents are rapidly improving to handle increasingly complex web-based tasks. Most of these agents rely on general-purpose, proprietary models like GPT-4 and focus on designing better prompts to improve their planning abilities. However, general-purpose LLMs are not specifically trained to understand specialized web contexts such as HTML, and they often struggle with long-horizon planning. We explore an alternative approach that fine-tunes open-source LLMs using production-scale workflow data collected from over 250 domains corresponding to 6 billion tokens. This simple yet effective approach shows substantial gains over prompting-based agents on existing benchmarks -- ScribeAgent achieves state-of-the-art direct generation performance on Mind2Web and improves the task success rate by 7.3% over the previous best text-only web agents on WebArena. We further perform detailed ablation studies on various fine-tuning design choices and provide insights into LLM selection, training recipes, context window optimization, and effect of dataset sizes.


Beyond algorithm hyperparameters: on preprocessing hyperparameters and associated pitfalls in machine learning applications

arXiv.org Machine Learning

Adequately generating and evaluating prediction models based on supervised machine learning (ML) is often challenging, especially for less experienced users in applied research areas. Special attention is required in settings where the model generation process involves hyperparameter tuning, i.e. data-driven optimization of different types of hyperparameters to improve the predictive performance of the resulting model. Discussions about tuning typically focus on the hyperparameters of the ML algorithm (e.g., the minimum number of observations in each terminal node for a tree-based algorithm). In this context, it is often neglected that hyperparameters also exist for the preprocessing steps that are applied to the data before it is provided to the algorithm (e.g., how to handle missing feature values in the data). As a consequence, users experimenting with different preprocessing options to improve model performance may be unaware that this constitutes a form of hyperparameter tuning - albeit informal and unsystematic - and thus may fail to report or account for this optimization. To illuminate this issue, this paper reviews and empirically illustrates different procedures for generating and evaluating prediction models, explicitly addressing the different ways algorithm and preprocessing hyperparameters are typically handled by applied ML users. By highlighting potential pitfalls, especially those that may lead to exaggerated performance claims, this review aims to further improve the quality of predictive modeling in ML applications.


Deep Learning, Machine Learning, Advancing Big Data Analytics and Management

arXiv.org Artificial Intelligence

Advancements in artificial intelligence, machine learning, and deep learning have catalyzed the transformation of big data analytics and management into pivotal domains for research and application. This work explores the theoretical foundations, methodological advancements, and practical implementations of these technologies, emphasizing their role in uncovering actionable insights from massive, high-dimensional datasets. The study presents a systematic overview of data preprocessing techniques, including data cleaning, normalization, integration, and dimensionality reduction, to prepare raw data for analysis. Core analytics methodologies such as classification, clustering, regression, and anomaly detection are examined, with a focus on algorithmic innovation and scalability. Furthermore, the text delves into state-of-the-art frameworks for data mining and predictive modeling, highlighting the role of neural networks, support vector machines, and ensemble methods in tackling complex analytical challenges. Special emphasis is placed on the convergence of big data with distributed computing paradigms, including cloud and edge computing, to address challenges in storage, computation, and real-time analytics. The integration of ethical considerations, including data privacy and compliance with global standards, ensures a holistic perspective on data management. Practical applications across healthcare, finance, marketing, and policy-making illustrate the real-world impact of these technologies. Through comprehensive case studies and Python-based implementations, this work equips researchers, practitioners, and data enthusiasts with the tools to navigate the complexities of modern data analytics. It bridges the gap between theory and practice, fostering the development of innovative solutions for managing and leveraging data in the era of artificial intelligence.