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Machine Learning-Driven Convergence Analysis in Multijurisdictional Compliance Using BERT and K-Means Clustering

arXiv.org Artificial Intelligence

Digital data continues to grow, there has been a shift towards using effective regulatory mechanisms to safeguard personal information. The CCPA of California and the General Data Protection Regulation (GDPR) of the European Union are two of the most important privacy laws. The regulation is intended to safeguard consumer privacy, but it varies greatly in scope, definitions, and methods of enforcement. This paper presents a fresh approach to adaptive compliance, using machine learning and emphasizing natural language processing (NLP) as the primary focus of comparison between the GDPR and CCPA. Using NLP, this study compares various regulations to identify areas where they overlap or diverge. This includes the "right to be forgotten" provision in the GDPR and the "opt-out of sale" provision under CCPA. International companies can learn valuable lessons from this report, as it outlines strategies for better enforcement of laws across different nations. Additionally, the paper discusses the challenges of utilizing NLP in legal literature and proposes methods to enhance the model-ability of machine learning models for studying regulations. The study's objective is to "bridge the gap between legal knowledge and technical expertise" by developing regulatory compliance strategies that are more efficient in operation and more effective in data protection.


Personalized Interpolation: An Efficient Method to Tame Flexible Optimization Window Estimation

arXiv.org Artificial Intelligence

In the realm of online advertising, optimizing conversions is crucial for delivering relevant products to users and enhancing business outcomes. Predicting conversion events is challenging due to variable delays between user interactions, such as impressions or clicks, and the actual conversions. These delays differ significantly across various advertisers and products, necessitating distinct optimization time windows for targeted conversions. To address this, we introduce a novel approach named the \textit{Personalized Interpolation} method, which innovatively builds upon existing fixed conversion window models to estimate flexible conversion windows. This method allows for the accurate estimation of conversions across a variety of delay ranges, thus meeting the diverse needs of advertisers without increasing system complexity. To validate the efficacy of our proposed method, we conducted comprehensive experiments using ads conversion model. Our experiments demonstrate that this method not only achieves high prediction accuracy but also does so more efficiently than other existing solutions. This validation underscores the potential of our Personalized Interpolation method to significantly enhance conversion optimization in real-world online advertising systems, promising improved targeting and effectiveness in advertising strategies.


Fast Iterative and Task-Specific Imputation with Online Learning

arXiv.org Artificial Intelligence

Missing feature values are a significant hurdle for downstream machine-learning tasks such as classification and regression. However, they are pervasive in multiple real-life use cases, for instance, in drug discovery research. Moreover, imputation methods might be time-consuming and offer few guarantees on the imputation quality, especially for not-missing-at-random mechanisms. We propose an imputation approach named F3I based on the iterative improvement of a K-nearest neighbor imputation that learns the weights for each neighbor of a data point, optimizing for the most likely distribution of points over data points. This algorithm can also be jointly trained with a downstream task on the imputed values. We provide a theoretical analysis of the imputation quality by F3I for several types of missing mechanisms. We also demonstrate the performance of F3I on both synthetic data sets and real-life drug repurposing and handwritten-digit recognition data.


Making Reliable and Flexible Decisions in Long-tailed Classification

arXiv.org Machine Learning

Long-tailed classification is challenging due to its heavy imbalance in class probabilities. While existing methods often focus on overall accuracy or accuracy for tail classes, they overlook a critical aspect: certain types of errors can carry greater risks than others in real-world long-tailed problems. For example, misclassifying patients (a tail class) as healthy individuals (a head class) entails far more serious consequences than the reverse scenario. To address this critical issue, we introduce Making Reliable and Flexible Decisions in Long-tailed Classification (RF-DLC), a novel framework aimed at reliable predictions in long-tailed problems. Leveraging Bayesian Decision Theory, we introduce an integrated gain to seamlessly combine long-tailed data distributions and the decision-making procedure. We further propose an efficient variational optimization strategy for the decision risk objective. Our method adapts readily to diverse utility matrices, which can be designed for specific tasks, ensuring its flexibility for different problem settings. In empirical evaluation, we design a new metric, False Head Rate, to quantify tail-sensitivity risk, along with comprehensive experiments on multiple real-world tasks, including large-scale image classification and uncertainty quantification, to demonstrate the reliability and flexibility of our method.


Credit Risk Identification in Supply Chains Using Generative Adversarial Networks

arXiv.org Artificial Intelligence

Credit risk management within supply chains has emerged as a critical research area due to its significant implications for operational stability and financial sustainability. The intricate interdependencies among supply chain participants mean that credit risks can propagate across networks, with impacts varying by industry. This study explores the application of Generative Adversarial Networks (GANs) to enhance credit risk identification in supply chains. GANs enable the generation of synthetic credit risk scenarios, addressing challenges related to data scarcity and imbalanced datasets. By leveraging GAN-generated data, the model improves predictive accuracy while effectively capturing dynamic and temporal dependencies in supply chain data. The research focuses on three representative industries-manufacturing (steel), distribution (pharmaceuticals), and services (e-commerce) to assess industry-specific credit risk contagion. Experimental results demonstrate that the GAN-based model outperforms traditional methods, including logistic regression, decision trees, and neural networks, achieving superior accuracy, recall, and F1 scores. The findings underscore the potential of GANs in proactive risk management, offering robust tools for mitigating financial disruptions in supply chains. Future research could expand the model by incorporating external market factors and supplier relationships to further enhance predictive capabilities. Keywords- Generative Adversarial Networks (GANs); Supply Chain Risk; Credit Risk Identification; Machine Learning; Data Augmentation


Defending against Adversarial Malware Attacks on ML-based Android Malware Detection Systems

arXiv.org Artificial Intelligence

Android malware presents a persistent threat to users' privacy and data integrity. To combat this, researchers have proposed machine learning-based (ML-based) Android malware detection (AMD) systems. However, adversarial Android malware attacks compromise the detection integrity of the ML-based AMD systems, raising significant concerns. Existing defenses against adversarial Android malware provide protections against feature space attacks which generate adversarial feature vectors only, leaving protection against realistic threats from problem space attacks which generate real adversarial malware an open problem. In this paper, we address this gap by proposing ADD, a practical adversarial Android malware defense framework designed as a plug-in to enhance the adversarial robustness of the ML-based AMD systems against problem space attacks. Our extensive evaluation across various ML-based AMD systems demonstrates that ADD is effective against state-of-the-art problem space adversarial Android malware attacks. Additionally, ADD shows the defense effectiveness in enhancing the adversarial robustness of real-world antivirus solutions.


Towards Robust Multimodal Open-set Test-time Adaptation via Adaptive Entropy-aware Optimization

arXiv.org Artificial Intelligence

Test-time adaptation (TTA) has demonstrated significant potential in addressing distribution shifts between training and testing data. Open-set test-time adaptation (OSTTA) aims to adapt a source pre-trained model online to an unlabeled target domain that contains unknown classes. This task becomes more challenging when multiple modalities are involved. Existing methods have primarily focused on unimodal OSTTA, often filtering out low-confidence samples without addressing the complexities of multimodal data. In this work, we present Adaptive Entropy-aware Optimization (AEO), a novel framework specifically designed to tackle Multimodal Open-set Test-time Adaptation (MM-OSTTA) for the first time. Our analysis shows that the entropy difference between known and unknown samples in the target domain strongly correlates with MM-OSTTA performance. To leverage this, we propose two key components: Unknown-aware Adaptive Entropy Optimization (UAE) and Adaptive Modality Prediction Discrepancy Optimization (AMP). These components enhance the model's ability to distinguish unknown class samples during online adaptation by amplifying the entropy difference between known and unknown samples. To thoroughly evaluate our proposed methods in the MM-OSTTA setting, we establish a new benchmark derived from existing datasets. This benchmark includes two downstream tasks - action recognition and 3D semantic segmentation - and incorporates five modalities: video, audio, and optical flow for action recognition, as well as LiDAR and camera for 3D semantic segmentation. Extensive experiments across various domain shift scenarios demonstrate the efficacy and versatility of the AEO framework. Additionally, we highlight the strong performance of AEO in long-term and continual MM-OSTTA settings, both of which are challenging and highly relevant to real-world applications. This underscores AEO's robustness and adaptability in dynamic environments. Our source code is available at https://github.com/donghao51/AEO. Test-time adaptation (TTA) significantly enhances the robustness and adaptability of machine learning models by enabling a source pre-trained model to adapt to target domains experiencing distribution shifts (Wang et al., 2021).


GraphRAG under Fire

arXiv.org Artificial Intelligence

GraphRAG advances retrieval-augmented generation (RAG) by structuring external knowledge as multi-scale knowledge graphs, enabling language models to integrate both broad context and granular details in their reasoning. While GraphRAG has demonstrated success across domains, its security implications remain largely unexplored. To bridge this gap, this work examines GraphRAG's vulnerability to poisoning attacks, uncovering an intriguing security paradox: compared to conventional RAG, GraphRAG's graph-based indexing and retrieval enhance resilience against simple poisoning attacks; meanwhile, the same features also create new attack surfaces. We present GRAGPoison, a novel attack that exploits shared relations in the knowledge graph to craft poisoning text capable of compromising multiple queries simultaneously. GRAGPoison employs three key strategies: i) relation injection to introduce false knowledge, ii) relation enhancement to amplify poisoning influence, and iii) narrative generation to embed malicious content within coherent text. Empirical evaluation across diverse datasets and models shows that GRAGPoison substantially outperforms existing attacks in terms of effectiveness (up to 98% success rate) and scalability (using less than 68% poisoning text). We also explore potential defensive measures and their limitations, identifying promising directions for future research.


Learning under Commission and Omission Event Outliers

arXiv.org Machine Learning

Event stream is an important data format in real life. The events are usually expected to follow some regular patterns over time. However, the patterns could be contaminated by unexpected absences or occurrences of events. In this paper, we adopt the temporal point process framework for learning event stream and we provide a simple-but-effective method to deal with both commission and omission event outliers. In particular, we introduce a novel weight function to dynamically adjust the importance of each observed event so that the final estimator could offer multiple statistical merits. We compare the proposed method with the vanilla one in the classification problems, where event streams can be clustered into different groups. Both theoretical and numerical results confirm the effectiveness of our new approach. To our knowledge, our method is the first one to provably handle both commission and omission outliers simultaneously.


Combining Human Predictions with Model Probabilities via Confusion Matrices and Calibration

Neural Information Processing Systems

An increasingly common use case for machine learning models is augmenting the abilities of human decision makers. For classification tasks where neither the human nor model are perfectly accurate, a key step in obtaining high performance is combining their individual predictions in a manner that leverages their relative strengths. In this work, we develop a set of algorithms that combine the probabilistic output of a model with the class-level output of a human. We show theoretically that the accuracy of our combination model is driven not only by the individual human and model accuracies, but also by the model's confidence. Empirical results on image classification with CIFAR-10 and a subset of ImageNet demonstrate that such human-model combinations consistently have higher accuracies than the model or human alone, and that the parameters of the combination method can be estimated effectively with as few as ten labeled datapoints.