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 Performance Analysis


Decision-Theoretic Approaches in Learning-Augmented Algorithms

arXiv.org Artificial Intelligence

In this work, we initiate the systemic study of decision-theoretic metrics in the design and analysis of algorithms with machine-learned predictions. We introduce approaches based on both deterministic measures such as distance-based evaluation, that help us quantify how close the algorithm is to an ideal solution, as well as stochastic measures that allow us to balance the trade-off between the algorithm's performance and the risk associated with the imperfect oracle. These approaches help us quantify the algorithmic performance across the entire spectrum of prediction error, unlike several previous works that focus on few, and often extreme values of the error. We apply these techniques to two well-known problems from resource allocation and online decision making, namely contract scheduling and 1-max search.


Learning the Optimal Stopping for Early Classification within Finite Horizons via Sequential Probability Ratio Test

arXiv.org Artificial Intelligence

Time-sensitive machine learning benefits from Sequential Probability Ratio Test (SPRT), which provides an optimal stopping time for early classification of time series. However, in finite horizon scenarios, where input lengths are finite, determining the optimal stopping rule becomes computationally intensive due to the need for backward induction, limiting practical applicability. We thus introduce FIRMBOUND, an SPRT-based framework that efficiently estimates the solution to backward induction from training data, bridging the gap between optimal stopping theory and real-world deployment. It employs density ratio estimation and convex function learning to provide statistically consistent estimators for sufficient statistic and conditional expectation, both essential for solving backward induction; consequently, FIRMBOUND minimizes Bayes risk to reach optimality. Additionally, we present a faster alternative using Gaussian process regression, which significantly reduces training time while retaining low deployment overhead, albeit with potential compromise in statistical consistency. Experiments across independent and identically distributed (i.i.d.), non-i.i.d., binary, multiclass, synthetic, and real-world datasets show that FIRMBOUND achieves optimalities in the sense of Bayes risk and speed-accuracy tradeoff. Furthermore, it advances the tradeoff boundary toward optimality when possible and reduces decision-time variance, ensuring reliable decision-making. Code is publicly available at https://github.com/Akinori-F-Ebihara/FIRMBOUND


Entropy-Synchronized Neural Hashing for Unsupervised Ransomware Detection

arXiv.org Artificial Intelligence

Entropy-based detection methodologies have gained significant attention due to their ability to analyze structural irregularities within executable files, particularly in the identification of malicious software employing advanced obfuscation techniques. The Entropy-Synchronized Neural Hashing (ESNH) framework introduces a novel approach that leverages entropy-driven hash representations to classify software binaries based on their underlying entropy characteristics. Through the synchronization of entropy profiles with neural network architectures, the model generates robust and unique hash values that maintain stability even when faced with polymorphic and metamorphic transformations. Comparative analysis against traditional detection approaches revealed superior performance in identifying novel threats, reducing false-positive rates, and achieving consistent classification across diverse ransomware families. The incorporation of a self-regulating hash convergence mechanism further ensured that entropy-synchronized hashes remained invariant across executions, minimizing classification inconsistencies that often arise due to dynamic modifications in ransomware payloads. Experimental results demonstrated high detection rates across contemporary ransomware strains, with the model exhibiting resilience against encryption-based evasion mechanisms, code injection strategies, and reflective loading techniques. Unlike conventional detection mechanisms that rely on static signatures and heuristic analysis, the proposed entropy-aware classification framework adapts to emerging threats through an inherent ability to capture entropy anomalies within executable structures. The findings reinforce the potential of entropy-based detection in addressing the limitations of traditional methodologies while enhancing detection robustness against obfuscation and adversarial evasion techniques.


A sketch of an AI control safety case

arXiv.org Artificial Intelligence

As LLM agents gain a greater capacity to cause harm, AI developers might increasingly rely on control measures such as monitoring to justify that they are safe. We sketch how developers could construct a "control safety case", which is a structured argument that models are incapable of subverting control measures in order to cause unacceptable outcomes. As a case study, we sketch an argument that a hypothetical LLM agent deployed internally at an AI company won't exfiltrate sensitive information. The sketch relies on evidence from a "control evaluation,"' where a red team deliberately designs models to exfiltrate data in a proxy for the deployment environment. The safety case then hinges on several claims: (1) the red team adequately elicits model capabilities to exfiltrate data, (2) control measures remain at least as effective in deployment, and (3) developers conservatively extrapolate model performance to predict the probability of data exfiltration in deployment. This safety case sketch is a step toward more concrete arguments that can be used to show that a dangerously capable LLM agent is safe to deploy.


ViT-2SPN: Vision Transformer-based Dual-Stream Self-Supervised Pretraining Networks for Retinal OCT Classification

arXiv.org Artificial Intelligence

Optical Coherence Tomography (OCT) is a non-invasive imaging modality essential for diagnosing various eye diseases. Despite its clinical significance, developing OCT-based diagnostic tools faces challenges, such as limited public datasets, sparse annotations, and privacy concerns. Although deep learning has made progress in automating OCT analysis, these challenges remain unresolved. To address these limitations, we introduce the Vision Transformer-based Dual-Stream Self-Supervised Pretraining Network (ViT-2SPN), a novel framework designed to enhance feature extraction and improve diagnostic accuracy. ViT-2SPN employs a three-stage workflow: Supervised Pretraining, Self-Supervised Pretraining (SSP), and Supervised Fine-Tuning. The pretraining phase leverages the OCTMNIST dataset (97,477 unlabeled images across four disease classes) with data augmentation to create dual-augmented views. A Vision Transformer (ViT-Base) backbone extracts features, while a negative cosine similarity loss aligns feature representations. Pretraining is conducted over 50 epochs with a learning rate of 0.0001 and momentum of 0.999. Fine-tuning is performed on a stratified 5.129% subset of OCTMNIST using 10-fold cross-validation. ViT-2SPN achieves a mean AUC of 0.93, accuracy of 0.77, precision of 0.81, recall of 0.75, and an F1 score of 0.76, outperforming existing SSP-based methods.


Graph of Attacks with Pruning: Optimizing Stealthy Jailbreak Prompt Generation for Enhanced LLM Content Moderation

arXiv.org Artificial Intelligence

We present a modular pipeline that automates the generation of stealthy jailbreak prompts derived from high-level content policies, enhancing LLM content moderation. First, we address query inefficiency and jailbreak strength by developing Graph of Attacks with Pruning (GAP), a method that utilizes strategies from prior jailbreaks, resulting in 92% attack success rate on GPT-3.5 using only 54% of the queries of the prior algorithm. Second, we address the cold-start issue by automatically generating seed prompts from the high-level policy using LLMs. Finally, we demonstrate the utility of these generated jailbreak prompts of improving content moderation by fine-tuning PromptGuard, a model trained to detect jailbreaks, increasing its accuracy on the Toxic-Chat dataset from 5.1% to 93.89%.


COS(M+O)S: Curiosity and RL-Enhanced MCTS for Exploring Story Space via Language Models

arXiv.org Artificial Intelligence

We present COS(M+O)S, a System 2-inspired framework for open-ended plot development that systematically explores the vast space of possible story expansions, enabling a 3B-parameter language model to approach the plot quality of a 70B model on select short-story tasks. The method accomplishes this by combining Monte Carlo Tree Search (MCTS), guided by a step-level value model that rewards moderate surprisal (curiosity) while penalizing incoherence, and Odds Ratio Preference Optimization (ORPO) to fine-tune the policy on high-value plot expansions. This iterative reinforcement learning loop systematically explores multiple candidate plot branches, backpropagates quality signals, and adapts the policy for faster convergence, notably shifting the policy from puzzle-based Chain-of-Thought to more character-driven storytelling. In small-scale tests with short-story prompts, 67%-77% of participants favored COS(M+O)S's highest-rated expansions over lower-rated ones, suggesting that our learned value function aligns. GPT-4o ratings further show that COS(M+O)S surpasses naive single-pass decoding from Llama 3.2 3B by 0.59 SD, coming within 0.06 SD of Llama 3.1 70B (no significant difference, p=0.93). Pairwise comparisons with o1 place COS(M+O)S 1.5 SD above the 3B baseline and find no statistically significant gap from 70B. Nevertheless, absolute story quality remains modest, constrained by the small model's capacity and limited training data.


A Hybrid Deep Learning CNN Model for Enhanced COVID-19 Detection from Computed Tomography (CT) Scan Images

arXiv.org Artificial Intelligence

Early detection of COVID-19 is crucial for effective treatment and controlling its spread. This study proposes a novel hybrid deep learning model for detecting COVID-19 from CT scan images, designed to assist overburdened medical professionals. Our proposed model leverages the strengths of VGG16, DenseNet121, and MobileNetV2 to extract features, followed by Principal Component Analysis (PCA) for dimensionality reduction, after which the features are stacked and classified using a Support Vector Classifier (SVC). We conducted comparative analysis between the proposed hybrid model and individual pre-trained CNN models, using a dataset of 2,108 training images and 373 test images comprising both COVID-positive and non-COVID images. Our proposed hybrid model achieved an accuracy of 98.93%, outperforming the individual models in terms of precision, recall, F1 scores, and ROC curve performance.


Quantifying Uncertainty and Variability in Machine Learning: Confidence Intervals for Quantiles in Performance Metric Distributions

arXiv.org Artificial Intelligence

Machine learning models are widely used in applications where reliability and robustness are critical. Model evaluation often relies on single-point estimates of performance metrics such as accuracy, F1 score, or mean squared error, that fail to capture the inherent variability in model performance. This variability arises from multiple sources, including train-test split, weights initialization, and hyperparameter tuning. Investigating the characteristics of performance metric distributions, rather than focusing on a single point only, is essential for informed decision-making during model selection and optimization, especially in high-stakes settings. How does the performance metric vary due to intrinsic uncertainty in the selected modeling approach? For example, train-test split is modified, initial weights for optimization are modified or hyperparameter tuning is done using an algorithm with probabilistic nature? This is shifting the focus from identifying a single best model to understanding a distribution of the performance metric that captures variability across different training conditions. By running multiple experiments with varied settings, empirical distributions of performance metrics can be generated. Analyzing these distributions can lead to more robust models that generalize well across diverse scenarios. This contribution explores the use of quantiles and confidence intervals to analyze such distributions, providing a more complete understanding of model performance and its uncertainty. Aimed at a statistically interested audience within the machine learning community, the suggested approaches are easy to implement and apply to various performance metrics for classification and regression problems. Given the often long training times in ML, particular attention is given to small sample sizes (in the order of 10-25).


Knoop: Practical Enhancement of Knockoff with Over-Parameterization for Variable Selection

arXiv.org Machine Learning

Variable selection plays a crucial role in enhancing modeling effectiveness across diverse fields, addressing the challenges posed by high-dimensional datasets of correlated variables. This work introduces a novel approach namely Knockoff with over-parameterization (Knoop) to enhance Knockoff filters for variable selection. Specifically, Knoop first generates multiple knockoff variables for each original variable and integrates them with the original variables into an over-parameterized Ridgeless regression model. For each original variable, Knoop evaluates the coefficient distribution of its knockoffs and compares these with the original coefficients to conduct an anomaly-based significance test, ensuring robust variable selection. Extensive experiments demonstrate superior performance compared to existing methods in both simulation and real-world datasets. Knoop achieves a notably higher Area under the Curve (AUC) of the Receiver Operating Characteristic (ROC) Curve for effectively identifying relevant variables against the ground truth by controlled simulations, while showcasing enhanced predictive accuracy across diverse regression and classification tasks. The analytical results further backup our observations.