Performance Analysis
A Survey on Small Sample Imbalance Problem: Metrics, Feature Analysis, and Solutions
Zhao, Shuxian, Gui, Jie, Dong, Minjing, Yu, Baosheng, Gui, Zhipeng, Dong, Lu, Tang, Yuan Yan, Kwok, James Tin-Yau
The small sample imbalance (S&I) problem is a major challenge in machine learning and data analysis. It is characterized by a small number of samples and an imbalanced class distribution, which leads to poor model performance. In addition, indistinct inter-class feature distributions further complicate classification tasks. Existing methods often rely on algorithmic heuristics without sufficiently analyzing the underlying data characteristics. We argue that a detailed analysis from the data perspective is essential before developing an appropriate solution. Therefore, this paper proposes a systematic analytical framework for the S\&I problem. We first summarize imbalance metrics and complexity analysis methods, highlighting the need for interpretable benchmarks to characterize S&I problems. Second, we review recent solutions for conventional, complexity-based, and extreme S&I problems, revealing methodological differences in handling various data distributions. Our summary finds that resampling remains a widely adopted solution. However, we conduct experiments on binary and multiclass datasets, revealing that classifier performance differences significantly exceed the improvements achieved through resampling. Finally, this paper highlights open questions and discusses future trends.
Causality for Natural Language Processing
In the field of natural language processing (NLP), the capability to infer and reason about causality is increasingly recognized as a critical component of intelligent systems. Despite the recent advancement of large language models (LLMs) (Radford et al., 2019; Devlin et al., 2019; Brown et al., 2020; Zhang et al., 2022; OpenAI, 2023; Ignat et al., 2024, inter alia), a key question still remains: Can these models understand and reason about causality? This is a critical skill before we can trust AI agents to be integrated into decision-making systems. Moreover, even if LLMs succeed at some extent of reasoning, they still lack transparency of how their decisions are made, forming a strong need for interpretabil-ity (Luo and Specia, 2024; Räuker et al., 2023; Zou et al., 2023). T o bridge the gap, this thesis explores various facets of causal reasoning in LLMs. W e present a series of studies that collectively advance the knowledge of how well these models perform causal reasoning (Part I), how their decisions are made (Part II), how causality among learning variables influences NLP tasks (Part III), and how causality and NLP can together analyze social problems (Part IV). Below we introduce an overview of the four parts and their corresponding chapters.
Balancing Fairness and Performance in Healthcare AI: A Gradient Reconciliation Approach
Wang, Xiaoyang, Yang, Christopher C.
The rapid growth of healthcare data and advances in computational power have accelerated the adoption of artificial intelligence (AI) in medicine. However, AI systems deployed without explicit fairness considerations risk exacerbating existing healthcare disparities, potentially leading to inequitable resource allocation and diagnostic disparities across demographic subgroups. To address this challenge, we propose FairGrad, a novel gradient reconciliation framework that automatically balances predictive performance and multi-attribute fairness optimization in healthcare AI models. Our method resolves conflicting optimization objectives by projecting each gradient vector onto the orthogonal plane of the others, thereby regularizing the optimization trajectory to ensure equitable consideration of all objectives. Evaluated on diverse real-world healthcare datasets and predictive tasks - including Substance Use Disorder (SUD) treatment and sepsis mortality - FairGrad achieved statistically significant improvements in multi-attribute fairness metrics (e.g., equalized odds) while maintaining competitive predictive accuracy. These results demonstrate the viability of harmonizing fairness and utility in mission-critical medical AI applications.
Experience-based Refinement of Task Planning Knowledge in Autonomous Robots
Jazzaa, Hadeel, McCluskey, Thomas, Peebles, David
The requirement for autonomous robots to exhibit higher-level cognitive skills by planning and adapting in an ever-changing environment is indeed a great challenge for the AI community. Progress has been made in the automated planning community on refinement and repair of an agent's symbolic knowledge to do task planning in an incomplete or changing environmental model, but these advances up to now have not been transferred to real physical robots. This paper demonstrates how a physical robot can be capable of adapting its symbolic knowledge of the environment, by using experiences in robot action execution to drive knowledge refinement and hence to improve the success rate of the task plans the robot creates. To implement more robust planning systems, we propose a method for refining domain knowledge to improve the knowledge on which intelligent robot behavior is based. This architecture has been implemented and evaluated using a NAO robot. The refined knowledge leads to the future synthesis of task plans which demonstrate decreasing rates of failure over time as faulty knowledge is removed or adjusted.
A synthetic dataset of French electric load curves with temperature conditioning
Nabil, Tahar, Agoua, Ghislain, Cauchois, Pierre, De Moliner, Anne, Grossin, Benoît
The undergoing energy transition is causing behavioral changes in electricity use, e.g. with self-consumption of local generation, or flexibility services for demand control. To better understand these changes and the challenges they induce, accessing individual smart meter data is crucial. Yet this is personal data under the European GDPR. A widespread use of such data requires thus to create synthetic realistic and privacy-preserving samples. This paper introduces a new synthetic load curve dataset generated by conditional latent diffusion. We also provide the contracted power, time-of-use plan and local temperature used for generation. Fidelity, utility and privacy of the dataset are thoroughly evaluated, demonstrating its good quality and thereby supporting its interest for energy modeling applications.
Toward Automated Qualitative Analysis: Leveraging Large Language Models for Tutoring Dialogue Evaluation
Gu, Megan, Zhao, Chloe Qianhui, Liu, Claire, Patel, Nikhil, Shah, Jahnvi, Lin, Jionghao, Koedinger, Kenneth R.
Our study introduces an automated system leveraging large language models (LLMs) to assess the effectiveness of five key tutoring strategies: 1. giving effective praise, 2. reacting to errors, 3. determining what students know, 4. helping students manage inequity, and 5. responding to negative self-talk. Using a public dataset from the Teacher-Student Chatroom Corpus, our system classifies each tutoring strategy as either being employed as desired or undesired. Our study utilizes GPT-3.5 with few-shot prompting to assess the use of these strategies and analyze tutoring dialogues. The results show that for the five tutoring strategies, True Negative Rates (TNR) range from 0.655 to 0.738, and Recall ranges from 0.327 to 0.432, indicating that the model is effective at excluding incorrect classifications but struggles to consistently identify the correct strategy. The strategy \textit{helping students manage inequity} showed the highest performance with a TNR of 0.738 and Recall of 0.432. The study highlights the potential of LLMs in tutoring strategy analysis and outlines directions for future improvements, including incorporating more advanced models for more nuanced feedback.
Self-Mixing Laser Interferometry: In Search of an Ambient Noise-Resilient Alternative to Acoustic Sensing
Proesmans, Remko, Lips, Thomas, wyffels, Francis
Self-mixing interferometry (SMI) has been lauded for its sensitivity in detecting microvibrations, while requiring no physical contact with its target. Microvibrations, i.e., sounds, have recently been used as a salient indicator of extrinsic contact in robotic manipulation. In previous work, we presented a robotic fingertip using SMI for extrinsic contact sensing as an ambient-noise-resilient alternative to acoustic sensing. Here, we extend the validation experiments to the frequency domain. We find that for broadband ambient noise, SMI still outperforms acoustic sensing, but the difference is less pronounced than in time-domain analyses. For targeted noise disturbances, analogous to multiple robots simultaneously collecting data for the same task, SMI is still the clear winner. Lastly, we show how motor noise affects SMI sensing more so than acoustic sensing, and that a higher SMI readout frequency is important for future work. Design and data files are available at https://github.com/RemkoPr/icra2025-SMI-tactile-sensing.
Single-loop Algorithms for Stochastic Non-convex Optimization with Weakly-Convex Constraints
Yang, Ming, Li, Gang, Hu, Quanqi, Lin, Qihang, Yang, Tianbao
Constrained optimization with multiple functional inequality constraints has significant applications in machine learning. This paper examines a crucial subset of such problems where both the objective and constraint functions are weakly convex. Existing methods often face limitations, including slow convergence rates or reliance on double-loop algorithmic designs. To overcome these challenges, we introduce a novel single-loop penalty-based stochastic algorithm. Following the classical exact penalty method, our approach employs a {\bf hinge-based penalty}, which permits the use of a constant penalty parameter, enabling us to achieve a {\bf state-of-the-art complexity} for finding an approximate Karush-Kuhn-Tucker (KKT) solution. We further extend our algorithm to address finite-sum coupled compositional objectives, which are prevalent in artificial intelligence applications, establishing improved complexity over existing approaches. Finally, we validate our method through experiments on fair learning with receiver operating characteristic (ROC) fairness constraints and continual learning with non-forgetting constraints.
Assessing Surrogate Heterogeneity in Real World Data Using Meta-Learners
Knowlton, Rebecca, Parast, Layla
Surrogate markers are most commonly studied within the context of randomized clinical trials. However, the need for alternative outcomes extends beyond these settings and may be more pronounced in real-world public health and social science research, where randomized trials are often impractical. Research on identifying surrogates in real-world non-randomized data is scarce, as available statistical approaches for evaluating surrogate markers tend to rely on the assumption that treatment is randomized. While the few methods that allow for non-randomized treatment/exposure appropriately handle confounding individual characteristics, they do not offer a way to examine surrogate heterogeneity with respect to patient characteristics. In this paper, we propose a framework to assess surrogate heterogeneity in real-world, i.e., non-randomized, data and implement this framework using various meta-learners. Our approach allows us to quantify heterogeneity in surrogate strength with respect to patient characteristics while accommodating confounders through the use of flexible, off-the-shelf machine learning methods. In addition, we use our framework to identify individuals for whom the surrogate is a valid replacement of the primary outcome. We examine the performance of our methods via a simulation study and application to examine heterogeneity in the surrogacy of hemoglobin A1c as a surrogate for fasting plasma glucose.
Some Optimizers are More Equal: Understanding the Role of Optimizers in Group Fairness
Kolahdouzi, Mojtaba, Gunes, Hatice, Etemad, Ali
We study whether and how the choice of optimization algorithm can impact group fairness in deep neural networks. Through stochastic differential equation analysis of optimization dynamics in an analytically tractable setup, we demonstrate that the choice of optimization algorithm indeed influences fairness outcomes, particularly under severe imbalance. Furthermore, we show that when comparing two categories of optimizers, adaptive methods and stochastic methods, RMSProp (from the adaptive category) has a higher likelihood of converging to fairer minima than SGD (from the stochastic category). Building on this insight, we derive two new theoretical guarantees showing that, under appropriate conditions, RMSProp exhibits fairer parameter updates and improved fairness in a single optimization step compared to SGD. We then validate these findings through extensive experiments on three publicly available datasets, namely CelebA, FairFace, and MS-COCO, across different tasks as facial expression recognition, gender classification, and multi-label classification, using various backbones. Considering multiple fairness definitions including equalized odds, equal opportunity, and demographic parity, adaptive optimizers like RMSProp and Adam consistently outperform SGD in terms of group fairness, while maintaining comparable predictive accuracy. Our results highlight the role of adaptive updates as a crucial yet overlooked mechanism for promoting fair outcomes.