Goto

Collaborating Authors

 Performance Analysis


Bridging Prediction and Intervention Problems in Social Systems

arXiv.org Machine Learning

Many automated decision systems (ADS) are designed to solve prediction problems -- where the goal is to learn patterns from a sample of the population and apply them to individuals from the same population. In reality, these prediction systems operationalize holistic policy interventions in deployment. Once deployed, ADS can shape impacted population outcomes through an effective policy change in how decision-makers operate, while also being defined by past and present interactions between stakeholders and the limitations of existing organizational, as well as societal, infrastructure and context. In this work, we consider the ways in which we must shift from a prediction-focused paradigm to an interventionist paradigm when considering the impact of ADS within social systems. We argue this requires a new default problem setup for ADS beyond prediction, to instead consider predictions as decision support, final decisions, and outcomes. We highlight how this perspective unifies modern statistical frameworks and other tools to study the design, implementation, and evaluation of ADS systems, and point to the research directions necessary to operationalize this paradigm shift. Using these tools, we characterize the limitations of focusing on isolated prediction tasks, and lay the foundation for a more intervention-oriented approach to developing and deploying ADS.


OpenFActScore: Open-Source Atomic Evaluation of Factuality in Text Generation

arXiv.org Artificial Intelligence

We introduce OpenFActScore, an open-source implementation of the FActScore framework for evaluating the factuality of text generated by large language models (LLMs). FActScore evaluates the factual accuracy of long-form text by using Atomic Fact Generation (AFG) to extract individual factual claims and Atomic Fact Validation (AFV) to verify each claim against a trusted knowledge source. While the original FActScore relies on closed-source and commercial models such as InstructGPT and ChatGPT, OpenFActScore enables the use of any Hugging Face-compatible model for both AFG and AFV. We provide a detailed technical overview of our implementation, highlighting design choices and modifications made to support open models. We evaluate multiple open-source LLMs on both AFG and AFV using the original FActScore benchmark, reporting BERTScore-F1 for AFG and Error Rate relative to human annotations for AFV. Our results show that open models can approximate the performance of closed-source systems, with Gemma achieving the best overall performance, and our final setup obtains a 0.99 Pearson correlation with the original FActScore experiments. OpenFActScore promotes transparency, reproducibility, and cost-effective evaluation, and is available at: https://github.com/lflage/OpenFActScore.


Exploring Partial Multi-Label Learning via Integrating Semantic Co-occurrence Knowledge

arXiv.org Artificial Intelligence

JOURNAL OF L A T EX CLASS FILES, VOL. 18, NO. 9, SEPTEMBER 2024 1 Exploring Partial Multi-Label Learning via Integrating Semantic Co-occurrence Knowledge Xin Wu, Fei Teng, Y ue Feng, Kaibo Shi, Zhuosheng Lin, Ji Zhang and James Wang Abstract --Partial multi-label learning aims to extract knowledge from incompletely annotated data, which includes known correct labels, known incorrect labels, and unknown labels. The core challenge lies in accurately identifying the ambiguous relationships between labels and instances. In this paper, we emphasize that matching co-occurrence patterns between labels and instances is key to addressing this challenge. T o this end, we propose Semantic Co-occurrence Insight Network (SCINet), a novel and effective framework for partial multi-label learning. Specifically, SCINet introduces a bi-dominant prompter module, which leverages an off-the-shelf multimodal model to capture text-image correlations and enhance semantic alignment. T o reinforce instance-label interdependencies, we develop a cross-modality fusion module that jointly models inter-label correlations, inter-instance relationships, and co-occurrence patterns across instance-label assignments. Moreover, we propose an intrinsic semantic augmentation strategy that enhances the model's understanding of intrinsic data semantics by applying diverse image transformations, thereby fostering a synergistic relationship between label confidence and sample difficulty. Extensive experiments on four widely-used benchmark datasets demonstrate that SCINet surpasses state-of-the-art methods. I NTRODUCTION M UL TI-LABEL learning has demonstrated tremendous potential in fields. However, due to the high cost of labeling and the subjectivity of annotators, real-world datasets often suffer from incomplete and noisy labels. This challenge has spurred the exploration of partial multi-label learning methods aimed at addressing these issues more effectively. Consequently, driven by this research need, partial multi-label learning has garnered vibrant attention in machine learning [1], [2]. It represents a new paradigm for multi-label recognition This work was supported by the National Natural Science Foundation of China (No.62272398), Sichuan Science and Technology Program (No.2024NSFJQ0019).


Towards a Principled Evaluation of Knowledge Editors

arXiv.org Artificial Intelligence

Model editing has been gaining increasing attention over the past few years. For Knowledge Editing in particular, more challenging evaluation datasets have recently been released. These datasets use different methodologies to score the success of editors. Yet, it remains under-explored how robust these methodologies are and whether they unfairly favor some editors. Moreover, the disruptive impact of these editors on overall model capabilities remains a constant blind spot. We address both of these problems and show that choosing different metrics and evaluation methodologies as well as different edit batch sizes can lead to a different ranking of knowledge editors. Crucially we demonstrate this effect also on general language understanding tasks evaluated alongside the knowledge editing tasks. Further we include a manual assessment of the string matching based evaluation method for knowledge editing that is favored by recently released datasets, revealing a tendency to produce false positive matches.


When Transformers Meet Recommenders: Integrating Self-Attentive Sequential Recommendation with Fine-Tuned LLMs

arXiv.org Artificial Intelligence

Self-Attentive Sequential Recommendation (SASRec) effectively captures long-term user preferences by applying attention mechanisms to historical interactions. Concurrently, the rise of Large Language Models (LLMs) has motivated research into LLM-based recommendation, which leverages their powerful generalization and language understanding capabilities. However, LLMs often lack the domain-specific knowledge and collaborative signals essential for high-quality recommendations when relying solely on textual prompts. To address this limitation, this study proposes SASRecLLM, a novel framework that integrates SASRec as a collaborative encoder with an LLM fine-tuned using Low-Rank Adaptation (LoRA). The components are connected via a mapping layer to align their dimensional spaces, and three targeted training strategies are designed to optimize the hybrid architecture. Extensive experiments on multiple datasets demonstrate that SASRecLLM achieves robust and consistent improvements over strong baselines in both cold-start and warm-start scenarios. This work advances the field of LLM-based recommendation by presenting a modular and effective paradigm for fusing structured collaborative filtering with the semantic power of fine-tuned LLMs. The implementation is available on GitHub: https://github.com/kechenkristin/RecLLM


Disappearing Ink: Obfuscation Breaks N-gram Code Watermarks in Theory and Practice

arXiv.org Artificial Intelligence

Distinguishing AI-generated code from human-written code is becoming crucial for tasks such as authorship attribution, content tracking, and misuse detection. Based on this, N-gram-based watermarking schemes have emerged as prominent, which inject secret watermarks to be detected during the generation. However, their robustness in code content remains insufficiently evaluated. Most claims rely solely on defenses against simple code transformations or code optimizations as a simulation of attack, creating a questionable sense of robustness. In contrast, more sophisticated schemes already exist in the software engineering world, e.g., code obfuscation, which significantly alters code while preserving functionality. Although obfuscation is commonly used to protect intellectual property or evade software scanners, the robustness of code watermarking techniques against such transformations remains largely unexplored. In this work, we formally model the code obfuscation and prove the impossibility of N-gram-based watermarking's robustness with only one intuitive and experimentally verified assumption, distribution consistency, satisfied. Given the original false positive rate of the watermarking detection, the ratio that the detector failed on the watermarked code after obfuscation will increase to 1 - fpr. The experiments have been performed on three SOTA watermarking schemes, two LLMs, two programming languages, four code benchmarks, and four obfuscators. Among them, all watermarking detectors show coin-flipping detection abilities on obfuscated codes (AUROC tightly surrounds 0.5). Among all models, watermarking schemes, and datasets, both programming languages own obfuscators that can achieve attack effects with no detection AUROC higher than 0.6 after the attack. Based on the theoretical and practical observations, we also proposed a potential path of robust code watermarking.


Deep Learning of Continuous and Structured Policies for Aggregated Heterogeneous Treatment Effects

arXiv.org Artificial Intelligence

As estimation of Heterogeneous Treatment Effect (HTE) is increasingly adopted across a wide range of scientific and industrial applications, the treatment action space can naturally expand, from a binary treatment variable to a structured treatment policy. This policy may include several policy factors such as a continuous treatment intensity variable, or discrete treatment assignments. From first principles, we derive the formulation for incorporating multiple treatment policy variables into the functional forms of individual and average treatment effects. Building on this, we develop a methodology to directly rank subjects using aggregated HTE functions. In particular, we construct a Neural-Augmented Naive Bayes layer within a deep learning framework to incorporate an arbitrary number of factors that satisfies the Naive Bayes assumption. The factored layer is then applied with continuous treatment variables, treatment assignment, and direct ranking of aggregated treatment effect functions. Together, these algorithms build towards a generic framework for deep learning of heterogeneous treatment policies, and we show their power to improve performance with public datasets.


A Survey on Model Extraction Attacks and Defenses for Large Language Models

arXiv.org Artificial Intelligence

Model extraction attacks pose significant security threats to deployed language models, potentially compromising intellectual property and user privacy. This survey provides a comprehensive taxonomy of LLM-specific extraction attacks and defenses, categorizing attacks into functionality extraction, training data extraction, and prompt-targeted attacks. We analyze various attack methodologies including API-based knowledge distillation, direct querying, parameter recovery, and prompt stealing techniques that exploit transformer architectures. We then examine defense mechanisms organized into model protection, data privacy protection, and prompt-targeted strategies, evaluating their effectiveness across different deployment scenarios. We propose specialized metrics for evaluating both attack effectiveness and defense performance, addressing the specific challenges of generative language models. Through our analysis, we identify critical limitations in current approaches and propose promising research directions, including integrated attack methodologies and adaptive defense mechanisms that balance security with model utility. This work serves NLP researchers, ML engineers, and security professionals seeking to protect language models in production environments.


Topological Signatures vs. Gradient Histograms: A Comparative Study for Medical Image Classification

arXiv.org Artificial Intelligence

We present the first comparative study of two fundamentally distinct feature extraction techniques: Histogram of Oriented Gradients (HOG) and Topological Data Analysis (TDA), for medical image classification using retinal fundus images. HOG captures local texture and edge patterns through gradient orientation histograms, while TDA, using cubical persistent homology, extracts high-level topological signatures that reflect the global structure of pixel intensities. We evaluate both methods on the large APTOS dataset for two classification tasks: binary detection (normal versus diabetic retinopathy) and five-class diabetic retinopathy severity grading. From each image, we extract 26244 HOG features and 800 TDA features, using them independently to train seven classical machine learning models with 10-fold cross-validation. XGBoost achieved the best performance in both cases: 94.29 percent accuracy (HOG) and 94.18 percent (TDA) on the binary task; 74.41 percent (HOG) and 74.69 percent (TDA) on the multi-class task. Our results show that both methods offer competitive performance but encode different structural aspects of the images. This is the first work to benchmark gradient-based and topological features on retinal imagery. The techniques are interpretable, applicable to other medical imaging domains, and suitable for integration into deep learning pipelines.


Absolute Evaluation Measures for Machine Learning: A Survey

arXiv.org Artificial Intelligence

Machine Learning is a diverse field applied across various domains such as computer science, social sciences, medicine, chemistry, and finance. This diversity results in varied evaluation approaches, making it difficult to compare models effectively. Absolute evaluation measures offer a practical solution by assessing a model's performance on a fixed scale, independent of reference models and data ranges, enabling explicit comparisons. However, many commonly used measures are not universally applicable, leading to a lack of comprehensive guidance on their appropriate use. This survey addresses this gap by providing an overview of absolute evaluation metrics in ML, organized by the type of learning problem. While classification metrics have been extensively studied, this work also covers clustering, regression, and ranking metrics. By grouping these measures according to the specific ML challenges they address, this survey aims to equip practitioners with the tools necessary to select appropriate metrics for their models. The provided overview thus improves individual model evaluation and facilitates meaningful comparisons across different models and applications.