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 Performance Analysis


Bias-to-Text: Debiasing Unknown Visual Biases through Language Interpretation

arXiv.org Artificial Intelligence

Biases in models pose a critical issue when deploying machine learning systems, but diagnosing them in an explainable manner can be challenging. To address this, we introduce the bias-to-text (B2T) framework, which uses language interpretation to identify and mitigate biases in vision models, such as image classifiers and text-to-image generative models. Our language descriptions of visual biases provide explainable forms that enable the discovery of novel biases and effective model debiasing. To achieve this, we analyze common keywords in the captions of mispredicted or generated images. Here, we propose novel score functions to avoid biases in captions by comparing the similarities between bias keywords and those images. Additionally, we present strategies to debias zero-shot classifiers and text-to-image diffusion models using the bias keywords from the B2T framework. We demonstrate the effectiveness of our framework on various image classification and generation tasks. For classifiers, we discover a new spurious correlation between the keywords "(sports) player" and "female" in Kaggle Face and improve the worst-group accuracy on Waterbirds by 11% through debiasing, compared to the baseline. For generative models, we detect and effectively prevent unfair (e.g., gender-biased) and unsafe (e.g., "naked") image generation.


Trade-Offs Between Fairness and Privacy in Language Modeling

arXiv.org Artificial Intelligence

Protecting privacy in contemporary NLP models is gaining in importance. So does the need to mitigate social biases of such models. But can we have both at the same time? Existing research suggests that privacy preservation comes at the price of worsening biases in classification tasks. In this paper, we explore the extent to which this tradeoff really holds when we incorporate both privacy preservation and de-biasing techniques into training text generation models. How does improving the model along one dimension affect the other dimension as well as the utility of the model? We conduct an extensive set of experiments that include bias detection, privacy attacks, language modeling, and performance on downstream tasks.


SELFOOD: Self-Supervised Out-Of-Distribution Detection via Learning to Rank

arXiv.org Artificial Intelligence

Deep neural classifiers trained with cross-entropy loss (CE loss) often suffer from poor calibration, necessitating the task of out-of-distribution (OOD) detection. Traditional supervised OOD detection methods require expensive manual annotation of in-distribution and OOD samples. To address the annotation bottleneck, we introduce SELFOOD, a self-supervised OOD detection method that requires only in-distribution samples as supervision. We cast OOD detection as an inter-document intra-label (IDIL) ranking problem and train the classifier with our pairwise ranking loss, referred to as IDIL loss. Specifically, given a set of in-distribution documents and their labels, for each label, we train the classifier to rank the softmax scores of documents belonging to that label to be higher than the scores of documents that belong to other labels. Unlike CE loss, our IDIL loss function reaches zero when the desired confidence ranking is achieved and gradients are backpropagated to decrease probabilities associated with incorrect labels rather than continuously increasing the probability of the correct label. Extensive experiments with several classifiers on multiple classification datasets demonstrate the effectiveness of our method in both coarse- and fine-grained settings.


Accurate and Reliable Confidence Estimation Based on Non-Autoregressive End-to-End Speech Recognition System

arXiv.org Artificial Intelligence

Estimating confidence scores for recognition results is a classic task in ASR field and of vital importance for kinds of downstream tasks and training strategies. Previous end-to-end~(E2E) based confidence estimation models (CEM) predict score sequences of equal length with input transcriptions, leading to unreliable estimation when deletion and insertion errors occur. In this paper we proposed CIF-Aligned confidence estimation model (CA-CEM) to achieve accurate and reliable confidence estimation based on novel non-autoregressive E2E ASR model - Paraformer. CA-CEM utilizes the modeling character of continuous integrate-and-fire (CIF) mechanism to generate token-synchronous acoustic embedding, which solves the estimation failure issue above. We measure the quality of estimation with AUC and RMSE in token level and ECE-U - a proposed metrics in utterance level. CA-CEM gains 24% and 19% relative reduction on ECE-U and also better AUC and RMSE on two test sets. Furthermore, we conduct analysis to explore the potential of CEM for different ASR related usage.


Flocks of Stochastic Parrots: Differentially Private Prompt Learning for Large Language Models

arXiv.org Artificial Intelligence

Large language models (LLMs) are excellent in-context learners. However, the sensitivity of data contained in prompts raises privacy concerns. Our work first shows that these concerns are valid: we instantiate a simple but highly effective membership inference attack against the data used to prompt LLMs. To address this vulnerability, one could forego prompting and resort to fine-tuning LLMs with known algorithms for private gradient descent. However, this comes at the expense of the practicality and efficiency offered by prompting. Therefore, we propose to privately learn to prompt. We first show that soft prompts can be obtained privately through gradient descent on downstream data. However, this is not the case for discrete prompts. Thus, we orchestrate a noisy vote among an ensemble of LLMs presented with different prompts, i.e., a flock of stochastic parrots. The vote privately transfers the flock's knowledge into a single public prompt. We show that LLMs prompted with our private algorithms closely match the non-private baselines. For example, using GPT3 as the base model, we achieve a downstream accuracy of 92.7% on the sst2 dataset with ($\epsilon=0.147, \delta=10^{-6}$)-differential privacy vs. 95.2% for the non-private baseline. Through our experiments, we also show that our prompt-based approach is easily deployed with existing commercial APIs.


Algorithmic Unfairness through the Lens of EU Non-Discrimination Law: Or Why the Law is not a Decision Tree

arXiv.org Artificial Intelligence

Concerns regarding unfairness and discrimination in the context of artificial intelligence (AI) systems have recently received increased attention from both legal and computer science scholars. Yet, the degree of overlap between notions of algorithmic bias and fairness on the one hand, and legal notions of discrimination and equality on the other, is often unclear, leading to misunderstandings between computer science and law. What types of bias and unfairness does the law address when it prohibits discrimination? What role can fairness metrics play in establishing legal compliance? In this paper, we aim to illustrate to what extent European Union (EU) non-discrimination law coincides with notions of algorithmic fairness proposed in computer science literature and where they differ. The contributions of this paper are as follows. First, we analyse seminal examples of algorithmic unfairness through the lens of EU non-discrimination law, drawing parallels with EU case law. Second, we set out the normative underpinnings of fairness metrics and technical interventions and compare these to the legal reasoning of the Court of Justice of the EU. Specifically, we show how normative assumptions often remain implicit in both disciplinary approaches and explain the ensuing limitations of current AI practice and non-discrimination law. We conclude with implications for AI practitioners and regulators.


Measuring Bias in AI Models: An Statistical Approach Introducing N-Sigma

arXiv.org Artificial Intelligence

The new regulatory framework proposal on Artificial Intelligence (AI) published by the European Commission establishes a new risk-based legal approach. The proposal highlights the need to develop adequate risk assessments for the different uses of AI. This risk assessment should address, among others, the detection and mitigation of bias in AI. In this work we analyze statistical approaches to measure biases in automatic decision-making systems. We focus our experiments in face recognition technologies. We propose a novel way to measure the biases in machine learning models using a statistical approach based on the N-Sigma method. N-Sigma is a popular statistical approach used to validate hypotheses in general science such as physics and social areas and its application to machine learning is yet unexplored. In this work we study how to apply this methodology to develop new risk assessment frameworks based on bias analysis and we discuss the main advantages and drawbacks with respect to other popular statistical tests.


Patient Outcome Predictions Improve Operations at a Large Hospital Network

arXiv.org Artificial Intelligence

Problem definition: Access to accurate predictions of patients' outcomes can enhance medical staff's decision-making, which ultimately benefits all stakeholders in the hospitals. A large hospital network in the US has been collaborating with academics and consultants to predict short-term and long-term outcomes for all inpatients across their seven hospitals. Methodology/results: We develop machine learning models that predict the probabilities of next 24-hr/48-hr discharge and intensive care unit transfers, end-of-stay mortality and discharge dispositions. All models achieve high out-of-sample AUC (75.7%-92.5%) and are well calibrated. In addition, combining 48-hr discharge predictions with doctors' predictions simultaneously enables more patient discharges (10%-28.7%) and fewer 7-day/30-day readmissions ($p$-value $<0.001$). We implement an automated pipeline that extracts data and updates predictions every morning, as well as user-friendly software and a color-coded alert system to communicate these patient-level predictions (alongside explanations) to clinical teams. Managerial implications: Since we have been gradually deploying the tool, and training medical staff, over 200 doctors, nurses, and case managers across seven hospitals use it in their daily patient review process. We observe a significant reduction in the average length of stay (0.67 days per patient) following its adoption and anticipate substantial financial benefits (between \$55 and \$72 million annually) for the healthcare system.


Unit-based Speech-to-Speech Translation Without Parallel Data

arXiv.org Artificial Intelligence

We propose an unsupervised speech-to-speech translation (S2ST) system that does not rely on parallel data between the source and target languages. Our approach maps source and target language speech signals into automatically discovered, discrete units and reformulates the problem as unsupervised unit-to-unit machine translation. We develop a three-step training procedure that involves (a) pre-training an unit-based encoder-decoder language model with a denoising objective (b) training it with word-by-word translated utterance pairs created by aligning monolingual text embedding spaces and (c) running unsupervised backtranslation bootstrapping off of the initial translation model. Our approach avoids mapping the speech signal into text and uses speech-to-unit and unit-to-speech models instead of automatic speech recognition and text to speech models. We evaluate our model on synthetic-speaker Europarl-ST English-German and German-English evaluation sets, finding that unit-based translation is feasible under this constrained scenario, achieving 9.29 ASR-BLEU in German to English and 8.07 in English to German.


Airborne Sound Analysis for the Detection of Bearing Faults in Railway Vehicles with Real-World Data

arXiv.org Artificial Intelligence

In this paper, we address the challenging problem of detecting bearing faults in railway vehicles by analyzing acoustic signals recorded during regular operation. For this, we introduce Mel Frequency Cepstral Coefficients (MFCCs) as features, which form the input to a simple Multi-Layer Perceptron classifier. The proposed method is evaluated with real-world data that was obtained for state-of-the-art commuter railway vehicles in a measurement campaign. The experiments show that with the chosen MFCC features bearing faults can be reliably detected even for bearing damages that were not included in training.