Deep Learning
Parking Availability Prediction via Fusing Multi-Source Data with A Self-Supervised Learning Enhanced Spatio-Temporal Inverted Transformer
Huang, Yin, Dong, Yongqi, Tang, Youhua, Li, Li
The rapid growth of private car ownership has worsened the urban parking predicament, underscoring the need for accurate and effective parking availability prediction to support urban planning and management. To address key limitations in modeling spatio-temporal dependencies and exploiting multi-source data for parking availability prediction, this study proposes a novel approach with SST-iTransformer. The methodology leverages K-means clustering to establish parking cluster zones (PCZs), extracting and integrating traffic demand characteristics from various transportation modes (i.e., metro, bus, online ride-hailing, and taxi) associated with the targeted parking lots. Upgraded on vanilla iTransformer, SST-iTransformer integrates masking-reconstruction-based pretext tasks for self-supervised spatio-temporal representation learning, and features an innovative dual-branch attention mechanism: Series Attention captures long-term temporal dependencies via patching operations, while Channel Attention models cross-variate interactions through inverted dimensions. Extensive experiments using real-world data from Chengdu, China, demonstrate that SST-iTransformer outperforms baseline deep learning models (including Informer, Autoformer, Crossformer, and iTransformer), achieving state-of-the-art performance with the lowest mean squared error (MSE) and competitive mean absolute error (MAE). Comprehensive ablation studies quantitatively reveal the relative importance of different data sources: incorporating ride-hailing data provides the largest performance gains, followed by taxi, whereas fixed-route transit features (bus/metro) contribute marginally. Spatial correlation analysis further confirms that excluding historical data from correlated parking lots within PCZs leads to substantial performance degradation, underscoring the importance of modeling spatial dependencies.
Diffusion Generative Models Meet Compressed Sensing, with Applications to Image Data and Financial Time Series
Guo, Zhengyi, Li, Jiatu, Tang, Wenpin, Yao, David D.
This paper develops dimension reduction techniques for accelerating diffusion model inference in the context of synthetic data generation. The idea is to integrate compressed sensing into diffusion models: (i) compress the data into a latent space, (ii) train a diffusion model in the latent space, and (iii) apply a compressed sensing algorithm to the samples generated in the latent space, facilitating the efficiency of both model training and inference. Under suitable sparsity assumptions on data, the proposed algorithm is proved to enjoy faster convergence by combining diffusion model inference with sparse recovery. As a byproduct, we obtain an optimal value for the latent space dimension. We also conduct numerical experiments on a range of datasets, including image data (handwritten digits, medical images, and climate data) and financial time series for stress testing. Key words: Complexity, compressed sensing, diffusion models, inference time, signal recovery, sparsity.
Sparse Autoencoder Neural Operators: Model Recovery in Function Spaces
Tolooshams, Bahareh, Shen, Ailsa, Anandkumar, Anima
We frame the problem of unifying representations in neural models as one of sparse model recovery and introduce a framework that extends sparse autoencoders (SAEs) to lifted spaces and infinite-dimensional function spaces, enabling mechanistic interpretability of large neural operators (NO). While the Platonic Representation Hypothesis suggests that neural networks converge to similar representations across architectures, the representational properties of neural operators remain underexplored despite their growing importance in scientific computing. We compare the inference and training dynamics of SAEs, lifted-SAE, and SAE neural operators. We highlight how lifting and operator modules introduce beneficial inductive biases, enabling faster recovery, improved recovery of smooth concepts, and robust inference across varying resolutions, a property unique to neural operators.
The Personality Illusion: Revealing Dissociation Between Self-Reports & Behavior in LLMs
Han, Pengrui, Kocielnik, Rafal, Song, Peiyang, Debnath, Ramit, Mobbs, Dean, Anandkumar, Anima, Alvarez, R. Michael
Personality traits have long been studied as predictors of human behavior.Recent advances in Large Language Models (LLMs) suggest similar patterns may emerge in artificial systems, with advanced LLMs displaying consistent behavioral tendencies resembling human traits like agreeableness and self-regulation. Understanding these patterns is crucial, yet prior work primarily relied on simplified self-reports and heuristic prompting, with little behavioral validation. In this study, we systematically characterize LLM personality across three dimensions: (1) the dynamic emergence and evolution of trait profiles throughout training stages; (2) the predictive validity of self-reported traits in behavioral tasks; and (3) the impact of targeted interventions, such as persona injection, on both self-reports and behavior. Our findings reveal that instructional alignment (e.g., RLHF, instruction tuning) significantly stabilizes trait expression and strengthens trait correlations in ways that mirror human data. However, these self-reported traits do not reliably predict behavior, and observed associations often diverge from human patterns. While persona injection successfully steers self-reports in the intended direction, it exerts little or inconsistent effect on actual behavior. By distinguishing surface-level trait expression from behavioral consistency, our findings challenge assumptions about LLM personality and underscore the need for deeper evaluation in alignment and interpretability.
RAGuard: A Novel Approach for in-context Safe Retrieval Augmented Generation for LLMs
Walker, Connor, Aslansefat, Koorosh, Akram, Mohammad Naveed, Papadopoulos, Yiannis
Accuracy and safety are paramount in Offshore Wind (OSW) maintenance, yet conventional Large Language Models (LLMs) often fail when confronted with highly specialised or unexpected scenarios. We introduce RAGuard, an enhanced Retrieval-Augmented Generation (RAG) framework that explicitly integrates safety-critical documents alongside technical manuals.By issuing parallel queries to two indices and allocating separate retrieval budgets for knowledge and safety, RAGuard guarantees both technical depth and safety coverage. We further develop a SafetyClamp extension that fetches a larger candidate pool, "hard-clamping" exact slot guarantees to safety. We evaluate across sparse (BM25), dense (Dense Passage Retrieval) and hybrid retrieval paradigms, measuring Technical Recall@K and Safety Recall@K. Both proposed extensions of RAG show an increase in Safety Recall@K from almost 0\% in RAG to more than 50\% in RAGuard, while maintaining Technical Recall above 60\%. These results demonstrate that RAGuard and SafetyClamp have the potential to establish a new standard for integrating safety assurance into LLM-powered decision support in critical maintenance contexts.
A Primer on Causal and Statistical Dataset Biases for Fair and Robust Image Analysis
Machine learning methods often fail when deployed in the real world. Worse still, they fail in high-stakes situations and across socially sensitive lines. These issues have a chilling effect on the adoption of machine learning methods in settings such as medical diagnosis, where they are arguably best-placed to provide benefits if safely deployed. In this primer, we introduce the causal and statistical structures which induce failure in machine learning methods for image analysis. We highlight two previously overlooked problems, which we call the \textit{no fair lunch} problem and the \textit{subgroup separability} problem. We elucidate why today's fair representation learning methods fail to adequately solve them and propose potential paths forward for the field.
Connections between reinforcement learning with feedback,test-time scaling, and diffusion guidance: An anthology
Jiao, Yuchen, Chen, Yuxin, Li, Gen
The rise of large language models (LLMs) has catalyzed a diverse array of post-training techniques that are reshaping the frontiers of artificial intelligence. Approaches such as reinforcement learning with feedback -- e.g., reinforcement learning with human feedback (RLHF) (Kaufmann et al., 2023) and reinforcement learning with internal feedback (RLIF) (Zhao et al., 2025) -- and test-time scaling methods (e.g., best-of-N sampling) (Snell et al., 2024) have become pivotal in enhancing model performance. Historically, these approaches have evolved along nearly independent trajectories, with their mathematical underpinnings developed largely in isolation. This technical note reflects on some basic, yet intricate, connections among these paradigms, offering some unified perspectives that might inform and improve the design of each.
SharedRep-RLHF: A Shared Representation Approach to RLHF with Diverse Preferences
Mukherjee, Arpan, Bullo, Marcello, Gรผndรผz, Deniz
Uniform-reward reinforcement learning from human feedback (RLHF), which trains a single reward model to represent the preferences of all annotators, fails to capture the diversity of opinions across sub-populations, inadvertently favoring dominant groups. The state-of-the-art, MaxMin-RLHF, addresses this by learning group-specific reward models, and by optimizing for the group receiving the minimum reward, thereby promoting fairness. However, we identify that a key limitation of MaxMin-RLHF is its poor performance when the minimum-reward group is a minority. To mitigate this drawback, we introduce a novel framework, termed {\em SharedRep-RLHF}. At its core, SharedRep-RLHF learns and leverages {\em shared traits} in annotations among various groups, in contrast to learning separate reward models across groups. We first show that MaxMin-RLHF is provably suboptimal in learning shared traits, and then quantify the sample complexity of SharedRep-RLHF. Experiments across diverse natural language tasks showcase the effectiveness of SharedRep-RLHF compared to MaxMin-RLHF with a gain of up to 20% in win rate.
Continuous Monitoring of Large-Scale Generative AI via Deterministic Knowledge Graph Structures
Gupta, Kishor Datta, Haque, Mohd Ariful, Ali, Hasmot, Kamal, Marufa, Alam, Syed Bahauddin, Rahman, Mohammad Ashiqur
Generative AI (GEN AI) models have revolutionized diverse application domains but present substantial challenges due to reliability concerns, including hallucinations, semantic drift, and inherent biases. These models typically operate as black-boxes, complicating transparent and objective evaluation. Current evaluation methods primarily depend on subjective human assessment, limiting scalability, transparency, and effectiveness. This research proposes a systematic methodology using deterministic and Large Language Model (LLM)-generated Knowledge Graphs (KGs) to continuously monitor and evaluate GEN AI reliability. We construct two parallel KGs: (i) a deterministic KG built using explicit rule-based methods, predefined ontologies, domain-specific dictionaries, and structured entity-relation extraction rules, and (ii) an LLM-generated KG dynamically derived from real-time textual data streams such as live news articles. Utilizing real-time news streams ensures authenticity, mitigates biases from repetitive training, and prevents adaptive LLMs from bypassing predefined benchmarks through feedback memorization. To quantify structural deviations and semantic discrepancies, we employ several established KG metrics, including Instantiated Class Ratio (ICR), Instantiated Property Ratio (IPR), and Class Instantiation (CI). An automated real-time monitoring framework continuously computes deviations between deterministic and LLM-generated KGs. By establishing dynamic anomaly thresholds based on historical structural metric distributions, our method proactively identifies and flags significant deviations, thus promptly detecting semantic anomalies or hallucinations. This structured, metric-driven comparison between deterministic and dynamically generated KGs delivers a robust and scalable evaluation framework.
When three experiments are better than two: Avoiding intractable correlated aleatoric uncertainty by leveraging a novel bias--variance tradeoff
Scherer, Paul, Kirsch, Andreas, Taylor-King, Jake P.
Real-world experimental scenarios are characterized by the presence of heteroskedastic aleatoric uncertainty, and this uncertainty can be correlated in batched settings. The bias--variance tradeoff can be used to write the expected mean squared error between a model distribution and a ground-truth random variable as the sum of an epistemic uncertainty term, the bias squared, and an aleatoric uncertainty term. We leverage this relationship to propose novel active learning strategies that directly reduce the bias between experimental rounds, considering model systems both with and without noise. Finally, we investigate methods to leverage historical data in a quadratic manner through the use of a novel cobias--covariance relationship, which naturally proposes a mechanism for batching through an eigendecomposition strategy. When our difference-based method leveraging the cobias--covariance relationship is utilized in a batched setting (with a quadratic estimator), we outperform a number of canonical methods including BALD and Least Confidence.