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A Random Matrix Analysis of In-context Memorization for Nonlinear Attention

arXiv.org Machine Learning

Attention mechanisms have revolutionized machine learning (ML) by enabling efficient modeling of global dependencies across inputs. Their inherently parallelizable structures allow for efficient scaling with the exponentially increasing size of both pretrained data and model parameters. Yet, despite their central role as the computational backbone of modern large language models (LLMs), the theoretical understanding of Attentions, especially in the nonlinear setting, remains limited. In this paper, we provide a precise characterization of the \emph{in-context memorization error} of \emph{nonlinear Attention}, in the high-dimensional proportional regime where the number of input tokens $n$ and their embedding dimension $p$ are both large and comparable. Leveraging recent advances in the theory of large kernel random matrices, we show that nonlinear Attention typically incurs higher memorization error than linear ridge regression on random inputs. However, this gap vanishes, and can even be reversed, when the input exhibits statistical structure, particularly when the Attention weights align with the input signal direction. Our results reveal how nonlinearity and input structure interact with each other to govern the memorization performance of nonlinear Attention. The theoretical insights are supported by numerical experiments.


Memorization to Generalization: Emergence of Diffusion Models from Associative Memory

arXiv.org Machine Learning

Hopfield networks are associative memory (AM) systems, designed for storing and retrieving patterns as local minima of an energy landscape. In the classical Hopfield model, an interesting phenomenon occurs when the amount of training data reaches its critical memory load $- spurious\,\,states$, or unintended stable points, emerge at the end of the retrieval dynamics, leading to incorrect recall. In this work, we examine diffusion models, commonly used in generative modeling, from the perspective of AMs. The training phase of diffusion model is conceptualized as memory encoding (training data is stored in the memory). The generation phase is viewed as an attempt of memory retrieval. In the small data regime the diffusion model exhibits a strong memorization phase, where the network creates distinct basins of attraction around each sample in the training set, akin to the Hopfield model below the critical memory load. In the large data regime, a different phase appears where an increase in the size of the training set fosters the creation of new attractor states that correspond to manifolds of the generated samples. Spurious states appear at the boundary of this transition and correspond to emergent attractor states, which are absent in the training set, but, at the same time, have distinct basins of attraction around them. Our findings provide: a novel perspective on the memorization-generalization phenomenon in diffusion models via the lens of AMs, theoretical prediction of existence of spurious states, empirical validation of this prediction in commonly-used diffusion models.


Robots and Children that Learn Together : Improving Knowledge Retention by Teaching Peer-Like Interactive Robots

arXiv.org Artificial Intelligence

Despite growing interest in Learning-by-Teaching (LbT), few studies have explored how this paradigm can be implemented with autonomous, peer-like social robots in real classrooms. Most prior work has relied on scripted or Wizard-of-Oz behaviors, limiting our understanding of how real-time, interactive learning can be supported by artificial agents. This study addresses this gap by introducing Interactive Reinforcement Learning (RL) as a cognitive model for teachable social robots. We conducted two between-subject experiments with 58 primary school children, who either taught a robot or practiced independently on a tablet while learning French vocabulary (memorization) and grammatical rules (inference). The robot, powered by Interactive RL, learned from the child's evaluative feedback. Children in the LbT condition achieved significantly higher retention gains compared to those in the self-practice condition, especially on the grammar task. Learners with lower prior knowledge benefited most from teaching the robot. Behavioural metrics revealed that children adapted their teaching strategies over time and engaged more deeply during inference tasks. This work makes two contributions: (1) it introduces Interactive RL as a pedagogically effective and scalable model for peer-robot learning, and (2) it demonstrates, for the first time, the feasibility of deploying multiple autonomous robots simultaneously in real classrooms. These findings extend theoretical understanding of LbT by showing that social robots can function not only as passive tutees but as adaptive partners that enhance meta-cognitive engagement and long-term learning outcomes.


Too Big to Think: Capacity, Memorization, and Generalization in Pre-Trained Transformers

arXiv.org Artificial Intelligence

The relationship between memorization and generalization in large language models (LLMs) remains an open area of research, with growing evidence that the two are deeply intertwined. In this work, we investigate this relationship by pre-training a series of capacity-limited Transformer models from scratch on two synthetic character-level tasks designed to separately probe generalization (via arithmetic extrapolation) and memorization (via factual recall). We observe a consistent trade-off: small models extrapolate to unseen arithmetic cases but fail to memorize facts, while larger models memorize but fail to extrapolate. An intermediate-capacity model exhibits a similar shift toward memorization. When trained on both tasks jointly, no model (regardless of size) succeeds at extrapolation. These findings suggest that pre-training may intrinsically favor one learning mode over the other. By isolating these dynamics in a controlled setting, our study offers insight into how model capacity shapes learning behavior and offers broader implications for the design and deployment of small language models.


Capacity Matters: a Proof-of-Concept for Transformer Memorization on Real-World Data

arXiv.org Artificial Intelligence

This paper studies how the model architecture and data configurations influence the empirical memorization capacity of generative transformers. The models are trained using synthetic text datasets derived from the Systematized Nomenclature of Medicine (SNOMED) knowledge graph: triplets, representing static connections, and sequences, simulating complex relation patterns. The results show that embedding size is the primary determinant of learning speed and capacity, while additional layers provide limited benefits and may hinder performance on simpler datasets. Activation functions play a crucial role, and Softmax demonstrates greater stability and capacity. Furthermore, increasing the complexity of the data set seems to improve the final memorization. These insights improve our understanding of transformer memory mechanisms and provide a framework for optimizing model design with structured real-world data.


Schema-R1: A reasoning training approach for schema linking in Text-to-SQL Task

arXiv.org Artificial Intelligence

Schema linking is a critical step in Text-to-SQL task, aiming to accurately predict the table names and column names required for the SQL query based on the given question. However, current fine-tuning approaches for schema linking models employ a rote-learning paradigm, excessively optimizing for ground truth schema linking outcomes while compromising reasoning ability. This limitation arises because of the difficulty in acquiring a high-quality reasoning sample for downstream tasks. To address this, we propose Schema-R1, a reasoning schema linking model trained using reinforcement learning. Specifically, Schema-R1 consists of three key steps: constructing small batches of high-quality reasoning samples, supervised fine-tuning for cold-start initialization, and rule-based reinforcement learning training. The final results demonstrate that our method effectively enhances the reasoning ability of the schema linking model, achieving a 10\% improvement in filter accuracy compared to the existing method. Our code is available at https://github.com/hongWin/Schema-R1/.


Understanding Input Selectivity in Mamba: Impact on Approximation Power, Memorization, and Associative Recall Capacity

arXiv.org Artificial Intelligence

State-Space Models (SSMs), and particularly Mamba, have recently emerged as a promising alternative to Transformers. Mamba introduces input selectivity to its SSM layer (S6) and incorporates convolution and gating into its block definition. While these modifications do improve Mamba's performance over its SSM predecessors, it remains largely unclear how Mamba leverages the additional functionalities provided by input selectivity, and how these interact with the other operations in the Mamba architecture. In this work, we demystify the role of input selectivity in Mamba, investigating its impact on function approximation power, long-term memorization, and associative recall capabilities. In particular: (i) we prove that the S6 layer of Mamba can represent projections onto Haar wavelets, providing an edge over its Diagonal SSM (S4D) predecessor in approximating discontinuous functions commonly arising in practice; (ii) we show how the S6 layer can dynamically counteract memory decay; (iii) we provide analytical solutions to the MQAR associative recall task using the Mamba architecture with different mixers -- Mamba, Mamba-2, and S4D. We demonstrate the tightness of our theoretical constructions with empirical results on concrete tasks. Our findings offer a mechanistic understanding of Mamba and reveal opportunities for improvement.


A Fictional Q&A Dataset for Studying Memorization and Knowledge Acquisition

arXiv.org Artificial Intelligence

When language models are trained on textual data, they acquire both knowledge about the structure of language as well as knowledge of facts about the world. At inference time, their knowledge of facts can be leveraged to solve interesting problems and perform useful knowledge work for users. It is well known that language models can verbatim memorize long sequences from their training data. However, it is much less well understood how language models memorize facts seen during training. In this work, we propose a new dataset to specifically empower researchers to study the dual processes of fact memorization and verbatim sequence memorization. The dataset consists of synthetically-generated, webtext-like documents about fictional events, as well as question-answer pairs about the events. We conduct training experiments showing how synthetic data about fictional events can be effective in teasing apart different forms of memorization. We also document the challenges in effectively building realistic, fictional synthetic data.


Quantifying Cross-Modality Memorization in Vision-Language Models

arXiv.org Artificial Intelligence

Understanding what and how neural networks memorize during training is crucial, both from the perspective of unintentional memorization of potentially sensitive information and from the standpoint of effective knowledge acquisition for real-world, knowledge-intensive tasks. While previous studies primarily investigate memorization within a single modality, such as text memorization in large language models or image memorization in diffusion models, unified multimodal models are becoming increasingly prevalent in practical applications. In this work, we focus on the unique characteristics of cross-modality memorization and conduct a systematic study centered on vision-language models. To facilitate controlled experiments, we first introduce a synthetic persona dataset comprising diverse synthetic person images and textual descriptions. We quantify factual knowledge memorization and cross-modal transferability by training models on a single modality and evaluating their performance in the other. Our results reveal that facts learned in one modality transfer to the other, but a significant gap exists between recalling information in the source and target modalities. Furthermore, we observe that this gap exists across various scenarios, including more capable models, machine unlearning, and the multi-hop case. At the end, we propose a baseline method to mitigate this challenge. We hope our study can inspire future research on developing more robust multimodal learning techniques to enhance cross-modal transferability.


Trade-offs in Data Memorization via Strong Data Processing Inequalities

arXiv.org Machine Learning

Recent research demonstrated that training large language models involves memorization of a significant fraction of training data. Such memorization can lead to privacy violations when training on sensitive user data and thus motivates the study of data memorization's role in learning. In this work, we develop a general approach for proving lower bounds on excess data memorization, that relies on a new connection between strong data processing inequalities and data memorization. We then demonstrate that several simple and natural binary classification problems exhibit a trade-off between the number of samples available to a learning algorithm, and the amount of information about the training data that a learning algorithm needs to memorize to be accurate. In particular, $Ω(d)$ bits of information about the training data need to be memorized when $O(1)$ $d$-dimensional examples are available, which then decays as the number of examples grows at a problem-specific rate. Further, our lower bounds are generally matched (up to logarithmic factors) by simple learning algorithms. We also extend our lower bounds to more general mixture-of-clusters models. Our definitions and results build on the work of Brown et al. (2021) and address several limitations of the lower bounds in their work.