Learning Graphical Models
Formal Verification and Control with Conformal Prediction
Lindemann, Lars, Zhao, Yiqi, Yu, Xinyi, Pappas, George J., Deshmukh, Jyotirmoy V.
In this survey, we design formal verification and control algorithms for autonomous systems with practical safety guarantees using conformal prediction (CP), a statistical tool for uncertainty quantification. We focus on learning-enabled autonomous systems (LEASs) in which the complexity of learning-enabled components (LECs) is a major bottleneck that hampers the use of existing model-based verification and design techniques. Instead, we advocate for the use of CP, and we will demonstrate its use in formal verification, systems and control theory, and robotics. We argue that CP is specifically useful due to its simplicity (easy to understand, use, and modify), generality (requires no assumptions on learned models and data distributions, i.e., is distribution-free), and efficiency (real-time capable and accurate). We pursue the following goals with this survey. First, we provide an accessible introduction to CP for non-experts who are interested in using CP to solve problems in autonomy. Second, we show how to use CP for the verification of LECs, e.g., for verifying input-output properties of neural networks. Third and fourth, we review recent articles that use CP for safe control design as well as offline and online verification of LEASs. We summarize their ideas in a unifying framework that can deal with the complexity of LEASs in a computationally efficient manner. In our exposition, we consider simple system specifications, e.g., robot navigation tasks, as well as complex specifications formulated in temporal logic formalisms. Throughout our survey, we compare to other statistical techniques (e.g., scenario optimization, PAC-Bayes theory, etc.) and how these techniques have been used in verification and control. Lastly, we point the reader to open problems and future research directions.
FastBO: Fast HPO and NAS with Adaptive Fidelity Identification
Hyperparameter optimization (HPO) and neural architecture search (NAS) are powerful in attaining state-of-the-art machine learning models, with Bayesian optimization (BO) standing out as a mainstream method. Extending BO into the multi-fidelity setting has been an emerging research topic, but faces the challenge of determining an appropriate fidelity for each hyperparameter configuration to fit the surrogate model. To tackle the challenge, we propose a multi-fidelity BO method named FastBO, which adaptively decides the fidelity for each configuration and efficiently offers strong performance. The advantages are achieved based on the novel concepts of efficient point and saturation point for each configuration. We also show that our adaptive fidelity identification strategy provides a way to extend any single-fidelity method to the multi-fidelity setting, highlighting its generality and applicability.
Towards understanding Diffusion Models (on Graphs)
Diffusion models have emerged from various theoretical and methodological perspectives, each offering unique insights into their underlying principles. In this work, we provide an overview of the most prominent approaches, drawing attention to their striking analogies - namely, how seemingly diverse methodologies converge to a similar mathematical formulation of the core problem. While our ultimate goal is to understand these models in the context of graphs, we begin by conducting experiments in a simpler setting to build foundational insights. Through an empirical investigation of different diffusion and sampling techniques, we explore three critical questions: (1) What role does noise play in these models? Our findings aim to enhance the understanding of diffusion models and in the long run their application in graph machine learning. The forward process is modelled by a Markov process. The reverse process is unknown and needs to be approximated; this is usually done with a neural network. Consider the analogy of dropping a small amount of paint into a glass of water. Initially, the paint is concentrated in one location, but over time, it diffuses throughout the water until it reaches a state of equilibrium.
Particle Flows for Source Localization in 3-D Using TDOA Measurements
Zhang, Wenyu, Khojasteh, Mohammad Javad, Meyer, Florian
Localization using time-difference of arrival (TDOA) has myriad applications, e.g., in passive surveillance systems and marine mammal research. In this paper, we present a Bayesian estimation method that can localize an unknown number of static sources in 3-D based on TDOA measurements. The proposed localization algorithm based on particle flow (PFL) can overcome the challenges related to the highly nonlinear TDOA measurement model, the data association (DA) uncertainty, and the uncertainty in the number of sources to be localized. Different PFL strategies are compared within a unified belief propagation (BP) framework in a challenging multisensor source localization problem. In particular, we consider PFL-based approximation of beliefs based on one or multiple Gaussian kernels with parameters computed using deterministic and stochastic flow processes. Our numerical results demonstrate that the proposed method can correctly determine the number of sources and provide accurate location estimates. The stochastic flow demonstrates greater accuracy compared to the deterministic flow when using the same number of particles.
Flow Matching for Optimal Reaction Coordinates of Biomolecular System
Zhang, Mingyuan, Zhang, Zhicheng, Wang, Yong, Wu, Hao
We present Flow Matching for Reaction Coordinates (FMRC), a novel deep learning algorithm designed to identify optimal reaction coordinates (RC) in biomolecular reversible dynamics. FMRC is based on the mathematical principles of lumpability and decomposability, which we reformulate into a conditional probability framework for efficient data-driven optimization using deep generative models. While FMRC does not explicitly learn the well-established transfer operator or its eigenfunctions, it can effectively encode the dynamics of leading eigenfunctions of the system transfer operator into its low-dimensional RC space. We further quantitatively compare its performance with several state-of-the-art algorithms by evaluating the quality of Markov State Models (MSM) constructed in their respective RC spaces, demonstrating the superiority of FMRC in three increasingly complex biomolecular systems. Finally, we discuss its potential applications in downstream applications such as enhanced sampling methods and MSM construction.
Using Quantum Solved Deep Boltzmann Machines to Increase the Data Efficiency of RL Agents
Kent, Daniel, O'Rourke, Clement, Southall, Jake, Duncan, Kirsty, Bedford, Adrian
Deep Learning algorithms, such as those used in Reinforcement Learning, often require large quantities of data to train effectively. In most cases, the availability of data is not a significant issue. However, for some contexts, such as in autonomous cyber defence, we require data efficient methods. Recently, Quantum Machine Learning and Boltzmann Machines have been proposed as solutions to this challenge. In this work we build upon the pre-existing work to extend the use of Deep Boltzmann Machines to the cutting edge algorithm Proximal Policy Optimisation in a Reinforcement Learning cyber defence environment. We show that this approach, when solved using a D-WAVE quantum annealer, can lead to a two-fold increase in data efficiency. We therefore expect it to be used by the machine learning and quantum communities who are hoping to capitalise on data-efficient Reinforcement Learning methods.
Continual learning with the neural tangent ensemble
Benjamin, Ari S., Pehle, Christian, Daruwalla, Kyle
A natural strategy for continual learning is to weigh a Bayesian ensemble of fixed functions. This suggests that if a (single) neural network could be interpreted as an ensemble, one could design effective algorithms that learn without forgetting. To realize this possibility, we observe that a neural network classifier with N parameters can be interpreted as a weighted ensemble of N classifiers, and that in the lazy regime limit these classifiers are fixed throughout learning. We term these classifiers the neural tangent experts and show they output valid probability distributions over the labels. We then derive the likelihood and posterior probability of each expert given past data. Surprisingly, we learn that the posterior updates for these experts are equivalent to a scaled and projected form of stochastic gradient descent (SGD) over the network weights. Away from the lazy regime, networks can be seen as ensembles of adaptive experts which improve over time. These results offer a new interpretation of neural networks as Bayesian ensembles of experts, providing a principled framework for understanding and mitigating catastrophic forgetting in continual learning settings.
Sequence to Sequence Reward Modeling: Improving RLHF by Language Feedback
Zhou, Jiayi, Ji, Jiaming, Dai, Juntao, Yang, Yaodong
Aligning the behavior of Large language models (LLMs) with human intentions and values remains a critical challenge. Reinforcement learning from human feedback (RLHF) aligns LLMs by training a reward model (RM) on human preferences and fine-tuning the LLMs to maximize RM feedback. Despite its effectiveness and popularity, RLHF is prone to biased local optimization. It means RM fails to provide feedback that accurately aligns with human preference, causing LLMs to explore unexpected generalizations, and failing to achieve alignment objectives. To mitigate this issue, we propose a novel \textit{sequence-to-sequence (seq2seq) reward modeling} method. Its key insight is that learning from language feedback rather than scalar feedback improves RLHF without additional annotations. We replaced the reward modeling target from binary maximum likelihood estimation (MLE) with sequence MLE. This method enables richer and fine-grained language feedback without additional annotations, models, or training stages. Our experiments demonstrated its effectiveness, specifically, reducing the refusal-to-response paradigm in single-turn safety dialogues and the long-response bias in text summarization tasks. We provide further analysis that seq2seq RM improves RLHF performance across 2B and 7B LLMs on 3 NLP tasks, achieving an average win rate of 76.9\%. We further show that seq2seq RM can still improve the performance of RLHF under out-of-distribution prompts.
Reframing Data Value for Large Language Models Through the Lens of Plausability
Rammal, Mohamad Rida, Zhou, Ruida, Diggavi, Suhas
Data valuation seeks to answer the important question, "How much is this data worth?" Existing data valuation methods have largely focused on discriminative models, primarily examining data value through the lens of its utility in training. However, with the push for ever-larger language models, relying on valuation methods that require training becomes increasingly expensive and dependent on specific techniques. We propose an alternative perspective on the data value problem for language models, centering around the plausibility of the data. We posit that data holds lesser value if it can be plausibly generated by the model itself. Starting from some intuitive criteria that align with our notions of valuable data, we develop a novel value function that is computationally tractable and derived from first principles with provable properties. We conduct a theoretical analysis of our value function and evaluate it across multiple scenarios and datasets.
Beyond Preferences in AI Alignment
Zhi-Xuan, Tan, Carroll, Micah, Franklin, Matija, Ashton, Hal
The dominant practice of AI alignment assumes (1) that preferences are an adequate representation of human values, (2) that human rationality can be understood in terms of maximizing the satisfaction of preferences, and (3) that AI systems should be aligned with the preferences of one or more humans to ensure that they behave safely and in accordance with our values. Whether implicitly followed or explicitly endorsed, these commitments constitute what we term a preferentist approach to AI alignment. In this paper, we characterize and challenge the preferentist approach, describing conceptual and technical alternatives that are ripe for further research. We first survey the limits of rational choice theory as a descriptive model, explaining how preferences fail to capture the thick semantic content of human values, and how utility representations neglect the possible incommensurability of those values. We then critique the normativity of expected utility theory (EUT) for humans and AI, drawing upon arguments showing how rational agents need not comply with EUT, while highlighting how EUT is silent on which preferences are normatively acceptable. Finally, we argue that these limitations motivate a reframing of the targets of AI alignment: Instead of alignment with the preferences of a human user, developer, or humanity-writ-large, AI systems should be aligned with normative standards appropriate to their social roles, such as the role of a general-purpose assistant. Furthermore, these standards should be negotiated and agreed upon by all relevant stakeholders. On this alternative conception of alignment, a multiplicity of AI systems will be able to serve diverse ends, aligned with normative standards that promote mutual benefit and limit harm despite our plural and divergent values.