Learning Graphical Models
Measuring and Mitigating Bias for Tabular Datasets with Multiple Protected Attributes
Duong, Manh Khoi, Conrad, Stefan
Motivated by the recital (67) of the current corrigendum of the AI Act in the European Union, we propose and present measures and mitigation strategies for discrimination in tabular datasets. We specifically focus on datasets that contain multiple protected attributes, such as nationality, age, and sex. This makes measuring and mitigating bias more challenging, as many existing methods are designed for a single protected attribute. This paper comes with a twofold contribution: Firstly, new discrimination measures are introduced. These measures are categorized in our framework along with existing ones, guiding researchers and practitioners in choosing the right measure to assess the fairness of the underlying dataset. Secondly, a novel application of an existing bias mitigation method, FairDo, is presented. We show that this strategy can mitigate any type of discrimination, including intersectional discrimination, by transforming the dataset. By conducting experiments on real-world datasets (Adult, Bank, Compas), we demonstrate that de-biasing datasets with multiple protected attributes is achievable. Further, the transformed fair datasets do not compromise any of the tested machine learning models' performances significantly when trained on these datasets compared to the original datasets. Discrimination was reduced by up to 83% in our experimentation. For most experiments, the disparity between protected groups was reduced by at least 7% and 27% on average. Generally, the findings show that the mitigation strategy used is effective, and this study contributes to the ongoing discussion on the implementation of the European Union's AI Act.
A Machine Learning Approach for Identifying Anatomical Biomarkers of Early Mild Cognitive Impairment
Ahmad, Alwani Liyana, Sanchez-Bornot, Jose, Sotero, Roberto C., Coyle, Damien, Idris, Zamzuri, Faye, Ibrahima
Alzheimer's Disease (AD) is a progressive neurodegenerative disorder that primarily affects the aging population by impairing cognitive and motor functions. Early detection of AD through accessible methodologies like magnetic resonance imaging (MRI) is vital for developing effective interventions to halt or slow the disease's progression. This study aims to perform a comprehensive analysis of machine learning techniques for selecting MRI-based biomarkers and classifying individuals into healthy controls (HC) and unstable controls (uHC) who later show mild cognitive impairment within five years. The research utilizes MRI data from the Alzheimer's Disease Neuroinformatics Initiative (ADNI) and the Open Access Series of Imaging Studies 3 (OASIS-3), focusing on both HC and uHC participants. The study addresses the challenges of imbalanced data by testing classification methods on balanced and unbalanced datasets, and harmonizes data using polynomial regression to mitigate nuisance variables like age, gender, and intracranial volume. Results indicate that Gaussian Naive Bayes and RusBoost classifiers shows an optimal performance, achieving accuracies of up to 76.46% and 72.48% respectively on the ADNI dataset. For the OASIS-3 dataset, Kernel Naive Bayes and RusBoost yield accuracies ranging from 64.66% to 75.71%, improving further in age-matched datasets. Brain regions like the entorhinal cortex, hippocampus, lateral ventricle, and lateral orbitofrontal cortex are identified as significantly impacted during early cognitive decline. Despite limitations such as small sample sizes, the study's harmonization approach enhances the robustness of biomarker selection, suggesting the potential of this semi-automatic machine learning pipeline for early AD detection using MRI.
Rotation Averaging: A Primal-Dual Method and Closed-Forms in Cycle Graphs
Moreira, Gabriel, Marques, Manuel, Costeira, João Paulo
A cornerstone of geometric reconstruction, rotation averaging seeks the set of absolute rotations that optimally explains a set of measured relative orientations between them. In addition to being an integral part of bundle adjustment and structure-from-motion, the problem of synchronizing rotations also finds applications in visual simultaneous localization and mapping, where it is used as an initialization for iterative solvers, and camera network calibration. Nevertheless, this optimization problem is both non-convex and high-dimensional. In this paper, we address it from a maximum likelihood estimation standpoint and make a twofold contribution. Firstly, we set forth a novel primal-dual method, motivated by the widely accepted spectral initialization. Further, we characterize stationary points of rotation averaging in cycle graphs topologies and contextualize this result within spectral graph theory. We benchmark the proposed method in multiple settings and certify our solution via duality theory, achieving a significant gain in precision and performance.
Flow Priors for Linear Inverse Problems via Iterative Corrupted Trajectory Matching
Zhang, Yasi, Yu, Peiyu, Zhu, Yaxuan, Chang, Yingshan, Gao, Feng, Wu, Ying Nian, Leong, Oscar
Generative models based on flow matching have attracted significant attention for their simplicity and superior performance in high-resolution image synthesis. By leveraging the instantaneous change-of-variables formula, one can directly compute image likelihoods from a learned flow, making them enticing candidates as priors for downstream tasks such as inverse problems. In particular, a natural approach would be to incorporate such image probabilities in a maximum-a-posteriori (MAP) estimation problem. A major obstacle, however, lies in the slow computation of the log-likelihood, as it requires backpropagating through an ODE solver, which can be prohibitively slow for high-dimensional problems. In this work, we propose an iterative algorithm to approximate the MAP estimator efficiently to solve a variety of linear inverse problems. Our algorithm is mathematically justified by the observation that the MAP objective can be approximated by a sum of $N$ ``local MAP'' objectives, where $N$ is the number of function evaluations. By leveraging Tweedie's formula, we show that we can perform gradient steps to sequentially optimize these objectives. We validate our approach for various linear inverse problems, such as super-resolution, deblurring, inpainting, and compressed sensing, and demonstrate that we can outperform other methods based on flow matching.
Efficient Exploration in Average-Reward Constrained Reinforcement Learning: Achieving Near-Optimal Regret With Posterior Sampling
Provodin, Danil, Kaptein, Maurits, Pechenizkiy, Mykola
We present a new algorithm based on posterior sampling for learning in Constrained Markov Decision Processes (CMDP) in the infinite-horizon undiscounted setting. The algorithm achieves near-optimal regret bounds while being advantageous empirically compared to the existing algorithms. Our main theoretical result is a Bayesian regret bound for each cost component of $\tilde{O} (DS\sqrt{AT})$ for any communicating CMDP with $S$ states, $A$ actions, and diameter $D$. This regret bound matches the lower bound in order of time horizon $T$ and is the best-known regret bound for communicating CMDPs achieved by a computationally tractable algorithm. Empirical results show that our posterior sampling algorithm outperforms the existing algorithms for constrained reinforcement learning.
Using Contrastive Learning with Generative Similarity to Learn Spaces that Capture Human Inductive Biases
Marjieh, Raja, Kumar, Sreejan, Campbell, Declan, Zhang, Liyi, Bencomo, Gianluca, Snell, Jake, Griffiths, Thomas L.
Humans rely on strong inductive biases to learn from few examples and abstract useful information from sensory data. Instilling such biases in machine learning models has been shown to improve their performance on various benchmarks including few-shot learning, robustness, and alignment. However, finding effective training procedures to achieve that goal can be challenging as psychologically-rich training data such as human similarity judgments are expensive to scale, and Bayesian models of human inductive biases are often intractable for complex, realistic domains. Here, we address this challenge by introducing a Bayesian notion of generative similarity whereby two datapoints are considered similar if they are likely to have been sampled from the same distribution. This measure can be applied to complex generative processes, including probabilistic programs. We show that generative similarity can be used to define a contrastive learning objective even when its exact form is intractable, enabling learning of spatial embeddings that express specific inductive biases. We demonstrate the utility of our approach by showing how it can be used to capture human inductive biases for geometric shapes, and to better distinguish different abstract drawing styles that are parameterized by probabilistic programs.
Convergence Bounds for Sequential Monte Carlo on Multimodal Distributions using Soft Decomposition
Lee, Holden, Santana-Gijzen, Matheau
We prove bounds on the variance of a function $f$ under the empirical measure of the samples obtained by the Sequential Monte Carlo (SMC) algorithm, with time complexity depending on local rather than global Markov chain mixing dynamics. SMC is a Markov Chain Monte Carlo (MCMC) method, which starts by drawing $N$ particles from a known distribution, and then, through a sequence of distributions, re-weights and re-samples the particles, at each instance applying a Markov chain for smoothing. In principle, SMC tries to alleviate problems from multi-modality. However, most theoretical guarantees for SMC are obtained by assuming global mixing time bounds, which are only efficient in the uni-modal setting. We show that bounds can be obtained in the truly multi-modal setting, with mixing times that depend only on local MCMC dynamics.
FedMAP: Unlocking Potential in Personalized Federated Learning through Bi-Level MAP Optimization
Zhang, Fan, Esteve-Yagüe, Carlos, Dittmer, Sören, Schönlieb, Carola-Bibiane, Roberts, Michael
Federated Learning (FL) enables collaborative training of machine learning models on decentralized data while preserving data privacy. However, data across clients often differs significantly due to class imbalance, feature distribution skew, sample size imbalance, and other phenomena. Leveraging information from these not identically distributed (non-IID) datasets poses substantial challenges. FL methods based on a single global model cannot effectively capture the variations in client data and underperform in non-IID settings. Consequently, Personalized FL (PFL) approaches that adapt to each client's data distribution but leverage other clients' data are essential but currently underexplored. We propose a novel Bayesian PFL framework using bi-level optimization to tackle the data heterogeneity challenges. Our proposed framework utilizes the global model as a prior distribution within a Maximum A Posteriori (MAP) estimation of personalized client models. This approach facilitates PFL by integrating shared knowledge from the prior, thereby enhancing local model performance, generalization ability, and communication efficiency. We extensively evaluated our bi-level optimization approach on real-world and synthetic datasets, demonstrating significant improvements in model accuracy compared to existing methods while reducing communication overhead. This study contributes to PFL by establishing a solid theoretical foundation for the proposed method and offering a robust, ready-to-use framework that effectively addresses the challenges posed by non-IID data in FL.
Language Generation with Strictly Proper Scoring Rules
Shao, Chenze, Meng, Fandong, Liu, Yijin, Zhou, Jie
Language generation based on maximum likelihood estimation (MLE) has become the fundamental approach for text generation. Maximum likelihood estimation is typically performed by minimizing the log-likelihood loss, also known as the logarithmic score in statistical decision theory. The logarithmic score is strictly proper in the sense that it encourages honest forecasts, where the expected score is maximized only when the model reports true probabilities. Although many strictly proper scoring rules exist, the logarithmic score is the only local scoring rule among them that depends exclusively on the probability of the observed sample, making it capable of handling the exponentially large sample space of natural text. In this work, we propose a straightforward strategy for adapting scoring rules to language generation, allowing for language modeling with any non-local scoring rules. Leveraging this strategy, we train language generation models using two classic strictly proper scoring rules, the Brier score and the Spherical score, as alternatives to the logarithmic score. Experimental results indicate that simply substituting the loss function, without adjusting other hyperparameters, can yield substantial improvements in model's generation capabilities. Moreover, these improvements can scale up to large language models (LLMs) such as LLaMA-7B and LLaMA-13B. Source code: \url{https://github.com/shaochenze/ScoringRulesLM}.
Hybrid Preference Optimization: Augmenting Direct Preference Optimization with Auxiliary Objectives
Badrinath, Anirudhan, Agarwal, Prabhat, Xu, Jiajing
For aligning large language models (LLMs), prior work has leveraged reinforcement learning via human feedback (RLHF) or variations of direct preference optimization (DPO). While DPO offers a simpler framework based on maximum likelihood estimation, it compromises on the ability to tune language models to easily maximize non-differentiable and non-binary objectives according to the LLM designer's preferences (e.g., using simpler language or minimizing specific kinds of harmful content). These may neither align with user preferences nor even be able to be captured tractably by binary preference data. To leverage the simplicity and performance of DPO with the generalizability of RL, we propose a hybrid approach between DPO and RLHF. With a simple augmentation to the implicit reward decomposition of DPO, we allow for tuning LLMs to maximize a set of arbitrary auxiliary rewards using offline RL. The proposed method, Hybrid Preference Optimization (HPO), shows the ability to effectively generalize to both user preferences and auxiliary designer objectives, while preserving alignment performance across a range of challenging benchmarks and model sizes.