This paper offers a roadmap for the development of scalable aligned artificial intelligence (AI) from first principle descriptions of natural intelligence. In brief, a possible path toward scalable aligned AI rests upon enabling artificial agents to learn a good model of the world that includes a good model of our preferences. For this, the main objective is creating agents that learn to represent the world and other agents' world models; a problem that falls under structure learning (a.k.a. causal representation learning). We expose the structure learning and alignment problems with this goal in mind, as well as principles to guide us forward, synthesizing various ideas across mathematics, statistics, and cognitive science. 1) We discuss the essential role of core knowledge, information geometry and model reduction in structure learning, and suggest core structural modules to learn a wide range of naturalistic worlds. 2) We outline a way toward aligned agents through structure learning and theory of mind. As an illustrative example, we mathematically sketch Asimov's Laws of Robotics, which prescribe agents to act cautiously to minimize the ill-being of other agents. We supplement this example by proposing refined approaches to alignment. These observations may guide the development of artificial intelligence in helping to scale existing -- or design new -- aligned structure learning systems.

We study off-dynamics Reinforcement Learning (RL), where the policy training and deployment environments are different. To deal with this environmental perturbation, we focus on learning policies robust to uncertainties in transition dynamics under the framework of distributionally robust Markov decision processes (DRMDPs), where the nominal and perturbed dynamics are linear Markov Decision Processes. We propose a novel algorithm We-DRIVE-U that enjoys an average suboptimality $\widetilde{\mathcal{O}}\big({d H \cdot \min \{1/{\rho}, H\}/\sqrt{K} }\big)$, where $K$ is the number of episodes, $H$ is the horizon length, $d$ is the feature dimension and $\rho$ is the uncertainty level. This result improves the state-of-the-art by $\mathcal{O}(dH/\min\{1/\rho,H\})$. We also construct a novel hard instance and derive the first information-theoretic lower bound in this setting, which indicates our algorithm is near-optimal up to $\mathcal{O}(\sqrt{H})$ for any uncertainty level $\rho\in(0,1]$. Our algorithm also enjoys a 'rare-switching' design, and thus only requires $\mathcal{O}(dH\log(1+H^2K))$ policy switches and $\mathcal{O}(d^2H\log(1+H^2K))$ calls for oracle to solve dual optimization problems, which significantly improves the computational efficiency of existing algorithms for DRMDPs, whose policy switch and oracle complexities are both $\mathcal{O}(K)$.

The high cost of real-world data for robotics Reinforcement Learning (RL) leads to the wide usage of simulators. Despite extensive work on building better dynamics models for simulators to match with the real world, there is another, often-overlooked mismatch between simulations and the real world, namely the distribution of available training tasks. Such a mismatch is further exacerbated by existing curriculum learning techniques, which automatically vary the simulation task distribution without considering its relevance to the real world. Considering these challenges, we posit that curriculum learning for robotics RL needs to be grounded in real-world task distributions. To this end, we propose Grounded Curriculum Learning (GCL), which aligns the simulated task distribution in the curriculum with the real world, as well as explicitly considers what tasks have been given to the robot and how the robot has performed in the past. We validate GCL using the BARN dataset on complex navigation tasks, achieving a 6.8% and 6.5% higher success rate compared to a state-of-the-art CL method and a curriculum designed by human experts, respectively. These results show that GCL can enhance learning efficiency and navigation performance by grounding the simulation task distribution in the real world within an adaptive curriculum.

In this paper, we propose an adaptive event-triggered reinforcement learning control for continuous-time nonlinear systems, subject to bounded uncertainties, characterized by complex interactions. Specifically, the proposed method is capable of jointly learning both the control policy and the communication policy, thereby reducing the number of parameters and computational overhead when learning them separately or only one of them. By augmenting the state space with accrued rewards that represent the performance over the entire trajectory, we show that accurate and efficient determination of triggering conditions is possible without the need for explicit learning triggering conditions, thereby leading to an adaptive non-stationary policy. Finally, we provide several numerical examples to demonstrate the effectiveness of the proposed approach.

Quadrupedal robots hold promising potential for applications in navigating cluttered environments with resilience akin to their animal counterparts. However, their floating base configuration makes them vulnerable to real-world uncertainties, yielding substantial challenges in their locomotion control. Deep reinforcement learning has become one of the plausible alternatives for realizing a robust locomotion controller. However, the approaches that rely solely on proprioception sacrifice collision-free locomotion because they require front-feet contact to detect the presence of stairs to adapt the locomotion gait. Meanwhile, incorporating exteroception necessitates a precisely modeled map observed by exteroceptive sensors over a period of time. Therefore, this work proposes a novel method to fuse proprioception and exteroception featuring a resilient multi-modal reinforcement learning. The proposed method yields a controller that showcases agile locomotion performance on a quadrupedal robot over a myriad of real-world courses, including rough terrains, steep slopes, and high-rise stairs, while retaining its robustness against out-of-distribution situations.

Humans can perform complex tasks with long-term objectives by planning, reasoning, and forecasting outcomes of actions. For embodied agents to achieve similar capabilities, they must gain knowledge of the environment transferable to novel scenarios with a limited budget of additional trial and error. Learning-based approaches, such as deep RL, can discover and take advantage of inherent regularities and characteristics of the application domain from data, and continuously improve their performances, however at a cost of large amounts of training data. This thesis explores the development of data-driven techniques for spatial reasoning and planning tasks, focusing on enhancing learning efficiency, interpretability, and transferability across novel scenarios. Four key contributions are made. 1) CALVIN, a differential planner that learns interpretable models of the world for long-term planning. It successfully navigated partially observable 3D environments, such as mazes and indoor rooms, by learning the rewards and state transitions from expert demonstrations. 2) SOAP, an RL algorithm that discovers options unsupervised for long-horizon tasks. Options segment a task into subtasks and enable consistent execution of the subtask. SOAP showed robust performances on history-conditional corridor tasks as well as classical benchmarks such as Atari. 3) LangProp, a code optimisation framework using LLMs to solve embodied agent problems that require reasoning by treating code as learnable policies. The framework successfully generated interpretable code with comparable or superior performance to human-written experts in the CARLA autonomous driving benchmark. 4) Voggite, an embodied agent with a vision-to-action transformer backend that solves complex tasks in Minecraft. It achieved third place in the MineRL BASALT Competition by identifying action triggers to segment tasks into multiple stages.

Deep Multi-agent Reinforcement Learning (MARL) relies on neural networks with numerous parameters in multi-agent scenarios, often incurring substantial computational overhead. Consequently, there is an urgent need to expedite training and enable model compression in MARL. This paper proposes the utilization of dynamic sparse training (DST), a technique proven effective in deep supervised learning tasks, to alleviate the computational burdens in MARL training. However, a direct adoption of DST fails to yield satisfactory MARL agents, leading to breakdowns in value learning within deep sparse value-based MARL models. Motivated by this challenge, we introduce an innovative Multi-Agent Sparse Training (MAST) framework aimed at simultaneously enhancing the reliability of learning targets and the rationality of sample distribution to improve value learning in sparse models. Specifically, MAST incorporates the Soft Mellowmax Operator with a hybrid TD-($\lambda$) schema to establish dependable learning targets. Additionally, it employs a dual replay buffer mechanism to enhance the distribution of training samples. Building upon these aspects, MAST utilizes gradient-based topology evolution to exclusively train multiple MARL agents using sparse networks. Our comprehensive experimental investigation across various value-based MARL algorithms on multiple benchmarks demonstrates, for the first time, significant reductions in redundancy of up to $20\times$ in Floating Point Operations (FLOPs) for both training and inference, with less than $3\%$ performance degradation.

A Markov decision process-based state switching is devised, implemented, and analyzed for proximity operations of various autonomous vehicles. The framework contains a pose estimator along with a multi-state guidance algorithm. The unified pose estimator leverages the extended Kalman filter for the fusion of measurements from rate gyroscopes, monocular vision, and ultra-wideband radar sensors. It is also equipped with Mahalonobis distance-based outlier rejection and under-weighting of measurements for robust performance. The use of probabilistic Markov models to transition between various guidance modes is proposed to enable robust and efficient proximity operations. Finally, the framework is validated through an experimental analysis of the docking of two small satellites and the precision landing of an aerial vehicle.

Goal-directed interactive agents, which autonomously complete tasks through interactions with their environment, can assist humans in various domains of their daily lives. Recent advances in large language models (LLMs) led to a surge of new, more and more challenging tasks to evaluate such agents. To properly contextualize performance across these tasks, it is imperative to understand the different challenges they pose to agents. To this end, this survey compiles relevant tasks and environments for evaluating goal-directed interactive agents, structuring them along dimensions relevant for understanding current obstacles. An up-to-date compilation of relevant resources can be found on our project website: https://coli-saar.github.io/interactive-agents.

Robots often face challenges in domestic environments where visual feedback is ineffective, such as retrieving objects obstructed by occlusions or finding a light switch in the dark. In these cases, utilizing contacts to localize the target object can be effective. We propose an online planning framework using binary contact signals for manipulation tasks with pose uncertainty, formulated as a Partially Observable Markov Decision Process (POMDP). Naively representing the belief as a particle set makes planning infeasible due to the large uncertainties in domestic settings, as identifying the best sequence of actions requires rolling out thousands of actions across millions of particles, taking significant compute time. To address this, we propose a hierarchical belief representation. Initially, we represent the uncertainty coarsely in a 3D volumetric space. Policies that refine uncertainty in this space are computed and executed, and once uncertainty is sufficiently reduced, the problem is translated back into the particle space for further refinement before task completion. We utilize a closed-loop planning and execution framework with a heuristic-search-based anytime solver that computes partial policies within a limited time budget. The performance of the framework is demonstrated both in real world and in simulation on the high-precision task of inserting a plug into a port using a UR10e manipulator, resolving positional uncertainties up to 50 centimeters and angular uncertainties close to $2\pi$. Experimental results highlight the framework's effectiveness, achieving a 93\% success rate in the real world and over 50\% improvement in solution quality compared to greedy baselines, significantly accelerating planning and enabling real-time solutions for complex problems.