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 Markov Models


Provable Partially Observable Reinforcement Learning with Privileged Information

arXiv.org Artificial Intelligence

Partial observability of the underlying states generally presents significant challenges for reinforcement learning (RL). In practice, certain \emph{privileged information}, e.g., the access to states from simulators, has been exploited in training and has achieved prominent empirical successes. To better understand the benefits of privileged information, we revisit and examine several simple and practically used paradigms in this setting. Specifically, we first formalize the empirical paradigm of \emph{expert distillation} (also known as \emph{teacher-student} learning), demonstrating its pitfall in finding near-optimal policies. We then identify a condition of the partially observable environment, the \emph{deterministic filter condition}, under which expert distillation achieves sample and computational complexities that are \emph{both} polynomial. Furthermore, we investigate another useful empirical paradigm of \emph{asymmetric actor-critic}, and focus on the more challenging setting of observable partially observable Markov decision processes. We develop a belief-weighted asymmetric actor-critic algorithm with polynomial sample and quasi-polynomial computational complexities, in which one key component is a new provable oracle for learning belief states that preserve \emph{filter stability} under a misspecified model, which may be of independent interest. Finally, we also investigate the provable efficiency of partially observable multi-agent RL (MARL) with privileged information. We develop algorithms featuring \emph{centralized-training-with-decentralized-execution}, a popular framework in empirical MARL, with polynomial sample and (quasi-)polynomial computational complexities in both paradigms above. Compared with a few recent related theoretical studies, our focus is on understanding practically inspired algorithmic paradigms, without computationally intractable oracles.


Multi-Agent Deep Reinforcement Learning for Distributed and Autonomous Platoon Coordination via Speed-regulation over Large-scale Transportation Networks

arXiv.org Artificial Intelligence

Truck platooning technology enables a group of trucks to travel closely together, with which the platoon can save fuel, improve traffic flow efficiency, and improve safety. In this paper, we consider the platoon coordination problem in a large-scale transportation network, to promote cooperation among trucks and optimize the overall efficiency. Involving the regulation of both speed and departure times at hubs, we formulate the coordination problem as a complicated dynamic stochastic integer programming under network and information constraints. To get an autonomous, distributed, and robust platoon coordination policy, we formulate the problem into a model of the Decentralized-Partial Observable Markov Decision Process. Then, we propose a Multi-Agent Deep Reinforcement Learning framework named Trcuk Attention-QMIX (TA-QMIX) to train an efficient online decision policy. TA-QMIX utilizes the attention mechanism to enhance the representation of truck fuel gains and delay times, and provides explicit truck cooperation information during the training process, promoting trucks' willingness to cooperate. The training framework adopts centralized training and distributed execution, thus training a policy for trucks to make decisions online using only nearby information. Hence, the policy can be autonomously executed on a large-scale network. Finally, we perform comparison experiments and ablation experiments in the transportation network of the Yangtze River Delta region in China to verify the effectiveness of the proposed framework. In a repeated comparative experiment with 5,000 trucks, our method average saves 19.17\% of fuel with an average delay of only 9.57 minutes per truck and a decision time of 0.001 seconds.


A Survey on Human-Centric LLMs

arXiv.org Artificial Intelligence

The rapid evolution of large language models (LLMs) and their capacity to simulate human cognition and behavior has given rise to LLM-based frameworks and tools that are evaluated and applied based on their ability to perform tasks traditionally performed by humans, namely those involving cognition, decision-making, and social interaction. This survey provides a comprehensive examination of such human-centric LLM capabilities, focusing on their performance in both individual tasks (where an LLM acts as a stand-in for a single human) and collective tasks (where multiple LLMs coordinate to mimic group dynamics). We first evaluate LLM competencies across key areas including reasoning, perception, and social cognition, comparing their abilities to human-like skills. Then, we explore real-world applications of LLMs in human-centric domains such as behavioral science, political science, and sociology, assessing their effectiveness in replicating human behaviors and interactions. Finally, we identify challenges and future research directions, such as improving LLM adaptability, emotional intelligence, and cultural sensitivity, while addressing inherent biases and enhancing frameworks for human-AI collaboration. This survey aims to provide a foundational understanding of LLMs from a human-centric perspective, offering insights into their current capabilities and potential for future development.


Realizable Continuous-Space Shields for Safe Reinforcement Learning

arXiv.org Artificial Intelligence

While Deep Reinforcement Learning (DRL) has achieved remarkable success across various domains, it remains vulnerable to occasional catastrophic failures without additional safeguards. An effective solution to prevent these failures is to use a shield that validates and adjusts the agent's actions to ensure compliance with a provided set of safety specifications. For real-world robotic domains, it is essential to define safety specifications over continuous state and action spaces to accurately account for system dynamics and compute new actions that minimally deviate from the agent's original decision. In this paper, we present the first shielding approach specifically designed to ensure the satisfaction of safety requirements in continuous state and action spaces, making it suitable for practical robotic applications. Our method builds upon realizability, an essential property that confirms the shield will always be able to generate a safe action for any state in the environment. We formally prove that realizability can be verified for stateful shields, enabling the incorporation of non-Markovian safety requirements, such as loop avoidance. Finally, we demonstrate the effectiveness of our approach in ensuring safety without compromising the policy's success rate by applying it to a navigation problem and a multi-agent particle environment Keywords: Shielding, Reinforcement Learning, Safety, Robotics


Energy-Based Modelling for Discrete and Mixed Data via Heat Equations on Structured Spaces

arXiv.org Machine Learning

However, training EBMs on data in discrete or mixed state spaces poses significant challenges due to the lack of robust and fast sampling methods. In this work, we propose to train discrete EBMs with Energy Discrepancy, a loss function which only requires the evaluation of the energy function at data points and their perturbed counterparts, thus eliminating the need for Markov chain Monte Carlo. We introduce perturbations of the data distribution by simulating a diffusion process on the discrete state space endowed with a graph structure. This allows us to inform the choice of perturbation from the structure of the modelled discrete variable, while the continuous time parameter enables fine-grained control of the perturbation. Empirically, we demonstrate the efficacy of the proposed approaches in a wide range of applications, including the estimation of discrete densities with non-binary vocabulary and binary image modelling. Finally, we train EBMs on tabular data sets with applications in synthetic data generation and calibrated classification.


Neural-Symbolic Reasoning over Knowledge Graphs: A Survey from a Query Perspective

arXiv.org Artificial Intelligence

Knowledge graph reasoning is pivotal in various domains such as data mining, artificial intelligence, the Web, and social sciences. These knowledge graphs function as comprehensive repositories of human knowledge, facilitating the inference of new information. Traditional symbolic reasoning, despite its strengths, struggles with the challenges posed by incomplete and noisy data within these graphs. In contrast, the rise of Neural Symbolic AI marks a significant advancement, merging the robustness of deep learning with the precision of symbolic reasoning. This integration aims to develop AI systems that are not only highly interpretable and explainable but also versatile, effectively bridging the gap between symbolic and neural methodologies. Additionally, the advent of large language models (LLMs) has opened new frontiers in knowledge graph reasoning, enabling the extraction and synthesis of knowledge in unprecedented ways. This survey offers a thorough review of knowledge graph reasoning, focusing on various query types and the classification of neural symbolic reasoning. Furthermore, it explores the innovative integration of knowledge graph reasoning with large language models, highlighting the potential for groundbreaking advancements. This comprehensive overview is designed to support researchers and practitioners across multiple fields, including data mining, AI, the Web, and social sciences, by providing a detailed understanding of the current landscape and future directions in knowledge graph reasoning.


Learning Dynamic Weight Adjustment for Spatial-Temporal Trajectory Planning in Crowd Navigation

arXiv.org Artificial Intelligence

Robot navigation in dense human crowds poses a significant challenge due to the complexity of human behavior in dynamic and obstacle-rich environments. In this work, we propose a dynamic weight adjustment scheme using a neural network to predict the optimal weights of objectives in an optimization-based motion planner. We adopt a spatial-temporal trajectory planner and incorporate diverse objectives to achieve a balance among safety, efficiency, and goal achievement in complex and dynamic environments. We design the network structure, observation encoding, and reward function to effectively train the policy network using reinforcement learning, allowing the robot to adapt its behavior in real time based on environmental and pedestrian information. Simulation results show improved safety compared to the fixed-weight planner and the state-of-the-art learning-based methods, and verify the ability of the learned policy to adaptively adjust the weights based on the observed situations. The approach's feasibility is demonstrated in a navigation task using an autonomous delivery robot across a crowded corridor over a 300 m distance.


Differentiable High-Order Markov Models for Spectrum Prediction

arXiv.org Artificial Intelligence

The advent of deep learning and recurrent neural networks revolutionized the field of time-series processing. Therefore, recent research on spectrum prediction has focused on the use of these tools. However, spectrum prediction, which involves forecasting wireless spectrum availability, is an older field where many "classical" tools were considered around the 2010s, such as Markov models. This work revisits high-order Markov models for spectrum prediction in dynamic wireless environments. We introduce a framework to address mismatches between sensing length and model order as well as state-space complexity arising with large order. Furthermore, we extend this Markov framework by enabling fine-tuning of the probability transition matrix through gradient-based supervised learning, offering a hybrid approach that bridges probabilistic modeling and modern machine learning. Simulations on real-world Wi-Fi traffic demonstrate the competitive performance of high-order Markov models compared to deep learning methods, particularly in scenarios with constrained datasets containing outliers.


Diffusion Models Meet Network Management: Improving Traffic Matrix Analysis with Diffusion-based Approach

arXiv.org Artificial Intelligence

Due to network operation and maintenance relying heavily on network traffic monitoring, traffic matrix analysis has been one of the most crucial issues for network management related tasks. However, it is challenging to reliably obtain the precise measurement in computer networks because of the high measurement cost, and the unavoidable transmission loss. Although some methods proposed in recent years allowed estimating network traffic from partial flow-level or link-level measurements, they often perform poorly for traffic matrix estimation nowadays. Despite strong assumptions like low-rank structure and the prior distribution, existing techniques are usually task-specific and tend to be significantly worse as modern network communication is extremely complicated and dynamic. To address the dilemma, this paper proposed a diffusion-based traffic matrix analysis framework named Diffusion-TM, which leverages problem-agnostic diffusion to notably elevate the estimation performance in both traffic distribution and accuracy. The novel framework not only takes advantage of the powerful generative ability of diffusion models to produce realistic network traffic, but also leverages the denoising process to unbiasedly estimate all end-to-end traffic in a plug-and-play manner under theoretical guarantee. Moreover, taking into account that compiling an intact traffic dataset is usually infeasible, we also propose a two-stage training scheme to make our framework be insensitive to missing values in the dataset. With extensive experiments with real-world datasets, we illustrate the effectiveness of Diffusion-TM on several tasks. Moreover, the results also demonstrate that our method can obtain promising results even with $5\%$ known values left in the datasets.


BOTS: Batch Bayesian Optimization of Extended Thompson Sampling for Severely Episode-Limited RL Settings

arXiv.org Machine Learning

In settings where the application of reinforcement learning (RL) requires running real-world trials, including the optimization of adaptive health interventions, the number of episodes available for learning can be severely limited due to cost or time constraints. In this setting, the bias-variance trade-off of contextual bandit methods can be significantly better than that of more complex full RL methods. However, Thompson sampling bandits are limited to selecting actions based on distributions of immediate rewards. In this paper, we extend the linear Thompson sampling bandit to select actions based on a state-action utility function consisting of the Thompson sampler's estimate of the expected immediate reward combined with an action bias term. We use batch Bayesian optimization over episodes to learn the action bias terms with the goal of maximizing the expected return of the extended Thompson sampler. The proposed approach is able to learn optimal policies for a strictly broader class of Markov decision processes (MDPs) than standard Thompson sampling. Using an adaptive intervention simulation environment that captures key aspects of behavioral dynamics, we show that the proposed method can significantly out-perform standard Thompson sampling in terms of total return, while requiring significantly fewer episodes than standard value function and policy gradient methods.