Large Generative AI (GAI) models have the unparalleled ability to generate text, images, audio, and other forms of media that are increasingly indistinguishable from human-generated content. As these models often train on publicly available data, including copyrighted materials, art and other creative works, they inadvertently risk violating copyright and misappropriation of intellectual property (IP). Due to the rapid development of generative AI technology and pressing ethical considerations from stakeholders, protective mechanisms and techniques are emerging at a high pace but lack systematisation. In this paper, we study the concerns regarding the intellectual property rights of training data and specifically focus on the properties of generative models that enable misuse leading to potential IP violations. Then we propose a taxonomy that leads to a systematic review of technical solutions for safeguarding the data from intellectual property violations in GAI.

With the rapid development of underwater communication, sensing, automation, robot technologies, autonomous underwater vehicle (AUV) swarms are gradually becoming popular and have been widely promoted in ocean exploration and underwater tracking or surveillance, etc. However, the complex underwater environment poses significant challenges for AUV swarm-based accurate tracking for the underwater moving targets. In this paper, we aim at proposing a multi-AUV cooperative underwater multi-target tracking algorithm especially when the real underwater factors are taken into account.We first give normally modelling approach for the underwater sonar-based detection and the ocean current interference on the target tracking process.Then, we regard the AUV swarm as a underwater ad-hoc network and propose a novel Multi-Agent Reinforcement Learning (MARL) architecture towards the AUV swarm based on Software-Defined Networking (SDN).It enhances the flexibility and scalability of the AUV swarm through centralized management and distributed operations.Based on the proposed MARL architecture, we propose the "dynamic-attention switching" and "dynamic-resampling switching" mechanisms, to enhance the efficiency and accuracy of AUV swarm cooperation during task execution.Finally, based on a proposed AUV classification method, we propose an efficient cooperative tracking algorithm called ASMA.Evaluation results demonstrate that our proposed tracking algorithm can perform precise underwater multi-target tracking, comparing with many of recent research products in terms of convergence speed and tracking accuracy.

Recent years have witnessed significant progress in developing deep learning-based models for automated code completion. Although using source code in GitHub has been a common practice for training deep-learning-based models for code completion, it may induce some legal and ethical issues such as copyright infringement. In this paper, we investigate the legal and ethical issues of current neural code completion models by answering the following question: Is my code used to train your neural code completion model? To this end, we tailor a membership inference approach (termed CodeMI) that was originally crafted for classification tasks to a more challenging task of code completion. In particular, since the target code completion models perform as opaque black boxes, preventing access to their training data and parameters, we opt to train multiple shadow models to mimic their behavior. The acquired posteriors from these shadow models are subsequently employed to train a membership classifier. Subsequently, the membership classifier can be effectively employed to deduce the membership status of a given code sample based on the output of a target code completion model. We comprehensively evaluate the effectiveness of this adapted approach across a diverse array of neural code completion models, (i.e., LSTM-based, CodeGPT, CodeGen, and StarCoder). Experimental results reveal that the LSTM-based and CodeGPT models suffer the membership leakage issue, which can be easily detected by our proposed membership inference approach with an accuracy of 0.842, and 0.730, respectively. Interestingly, our experiments also show that the data membership of current large language models of code, e.g., CodeGen and StarCoder, is difficult to detect, leaving amper space for further improvement. Finally, we also try to explain the findings from the perspective of model memorization.

Public sector use of AI has been quietly on the rise for the past decade, but only recently have efforts to regulate it entered the cultural zeitgeist. While simple to articulate, promoting ethical and effective roll outs of AI systems in government is a notoriously elusive task. On the one hand there are hard-to-address pitfalls associated with AI-based tools, including concerns about bias towards marginalized communities, safety, and gameability. On the other, there is pressure not to make it too difficult to adopt AI, especially in the public sector which typically has fewer resources than the private sector$\unicode{x2014}$conserving scarce government resources is often the draw of using AI-based tools in the first place. These tensions create a real risk that procedures built to ensure marginalized groups are not hurt by government use of AI will, in practice, be performative and ineffective. To inform the latest wave of regulatory efforts in the United States, we look to jurisdictions with mature regulations around government AI use. We report on lessons learned by officials in Brazil, Singapore and Canada, who have collectively implemented risk categories, disclosure requirements and assessments into the way they procure AI tools. In particular, we investigate two implemented checklists: the Canadian Directive on Automated Decision-Making (CDADM) and the World Economic Forum's AI Procurement in a Box (WEF). We detail three key pitfalls around expertise, risk frameworks and transparency, that can decrease the efficacy of regulations aimed at government AI use and suggest avenues for improvement.

Emerging scholarship suggests that the EU legal concept of direct discrimination - where a person is given different treatment on grounds of a protected characteristic - may apply to various algorithmic decision-making contexts. This has important implications: unlike indirect discrimination, there is generally no 'objective justification' stage in the direct discrimination framework, which means that the deployment of directly discriminatory algorithms will usually be unlawful per se. In this paper, we focus on the most likely candidate for direct discrimination in the algorithmic context, termed inherent direct discrimination, where a proxy is inextricably linked to a protected characteristic. We draw on computer science literature to suggest that, in the algorithmic context, 'treatment on the grounds of' needs to be understood in terms of two steps: proxy capacity and proxy use. Only where both elements can be made out can direct discrimination be said to be `on grounds of' a protected characteristic. We analyse the legal conditions of our proposed proxy capacity and proxy use tests. Based on this analysis, we discuss technical approaches and metrics that could be developed or applied to identify inherent direct discrimination in algorithmic decision-making.

The use of dynamic pricing by profit-maximizing firms gives rise to demand fairness concerns, measured by discrepancies in consumer groups' demand responses to a given pricing strategy. Notably, dynamic pricing may result in buyer distributions unreflective of those of the underlying population, which can be problematic in markets where fair representation is socially desirable. To address this, policy makers might leverage tools such as taxation and subsidy to adapt policy mechanisms dependent upon their social objective. In this paper, we explore the potential for AI methods to assist such intervention strategies. To this end, we design a basic simulated economy, wherein we introduce a dynamic social planner (SP) to generate corporate taxation schedules geared to incentivizing firms towards adopting fair pricing behaviours, and to use the collected tax budget to subsidize consumption among underrepresented groups. To cover a range of possible policy scenarios, we formulate our social planner's learning problem as a multi-armed bandit, a contextual bandit and finally as a full reinforcement learning (RL) problem, evaluating welfare outcomes from each case. To alleviate the difficulty in retaining meaningful tax rates that apply to less frequently occurring brackets, we introduce FairReplayBuffer, which ensures that our RL agent samples experiences uniformly across a discretized fairness space. We find that, upon deploying a learned tax and redistribution policy, social welfare improves on that of the fairness-agnostic baseline, and approaches that of the analytically optimal fairness-aware baseline for the multi-armed and contextual bandit settings, and surpassing it by 13.19% in the full RL setting.

Diffusion-based generative models' impressive ability to create convincing images has garnered global attention. However, their complex internal structures and operations often pose challenges for non-experts to grasp. We introduce Diffusion Explainer, the first interactive visualization tool designed to elucidate how Stable Diffusion transforms text prompts into images. It tightly integrates a visual overview of Stable Diffusion's complex components with detailed explanations of their underlying operations. This integration enables users to fluidly transition between multiple levels of abstraction through animations and interactive elements. Offering real-time hands-on experience, Diffusion Explainer allows users to adjust Stable Diffusion's hyperparameters and prompts without the need for installation or specialized hardware. Accessible via users' web browsers, Diffusion Explainer is making significant strides in democratizing AI education, fostering broader public access. More than 7,200 users spanning 113 countries have used our open-sourced tool at https://poloclub.github.io/diffusion-explainer/. A video demo is available at https://youtu.be/MbkIADZjPnA.

Model scaling is becoming the default choice for many language tasks due to the success of large language models (LLMs). However, it can fall short in specific scenarios where simple customized methods excel. In this paper, we delve into the patent approval pre-diction task and unveil that simple domain-specific graph methods outperform enlarging the model, using the intrinsic dependencies within the patent data. Specifically, we first extend the embedding-based state-of-the-art (SOTA) by scaling up its backbone model with various sizes of open-source LLMs, then explore prompt-based methods to harness proprietary LLMs' potential, but find the best results close to random guessing, underlining the ineffectiveness of model scaling-up. Hence, we propose a novel Fine-grained cLAim depeNdency (FLAN) Graph through meticulous patent data analyses, capturing the inherent dependencies across segments of the patent text. As it is model-agnostic, we apply cost-effective graph models to our FLAN Graph to obtain representations for approval prediction. Extensive experiments and detailed analyses prove that incorporating FLAN Graph via various graph models consistently outperforms all LLM baselines significantly. We hope that our observations and analyses in this paper can bring more attention to this challenging task and prompt further research into the limitations of LLMs. Our source code and dataset can be obtained from http://github.com/ShangDataLab/FLAN-Graph.

Large Language Models (LLMs) have emerged as potent tools for advancing the United Nations' Sustainable Development Goals (SDGs). However, the attitudinal disparities between LLMs and humans towards these goals can pose significant challenges. This study conducts a comprehensive review and analysis of the existing literature on the attitudes of LLMs towards the 17 SDGs, emphasizing the comparison between their attitudes and support for each goal and those of humans. We examine the potential disparities, primarily focusing on aspects such as understanding and emotions, cultural and regional differences, task objective variations, and factors considered in the decision-making process. These disparities arise from the underrepresentation and imbalance in LLM training data, historical biases, quality issues, lack of contextual understanding, and skewed ethical values reflected. The study also investigates the risks and harms that may arise from neglecting the attitudes of LLMs towards the SDGs, including the exacerbation of social inequalities, racial discrimination, environmental destruction, and resource wastage. To address these challenges, we propose strategies and recommendations to guide and regulate the application of LLMs, ensuring their alignment with the principles and goals of the SDGs, and therefore creating a more just, inclusive, and sustainable future.

Generative AI models can produce high-quality images based on text prompts. The generated images often appear indistinguishable from images generated by conventional optical photography devices or created by human artists (i.e., real images). While the outstanding performance of such generative models is generally well received, security concerns arise. For instance, such image generators could be used to facilitate fraud or scam schemes, generate and spread misinformation, or produce fabricated artworks. In this paper, we present a systematic attempt at understanding and detecting AI-generated images (AI-art) in adversarial scenarios. First, we collect and share a dataset of real images and their corresponding artificial counterparts generated by four popular AI image generators. The dataset, named ARIA, contains over 140K images in five categories: artworks (painting), social media images, news photos, disaster scenes, and anime pictures. This dataset can be used as a foundation to support future research on adversarial AI-art. Next, we present a user study that employs the ARIA dataset to evaluate if real-world users can distinguish with or without reference images. In a benchmarking study, we further evaluate if state-of-the-art open-source and commercial AI image detectors can effectively identify the images in the ARIA dataset. Finally, we present a ResNet-50 classifier and evaluate its accuracy and transferability on the ARIA dataset.