Law
GIEBench: Towards Holistic Evaluation of Group Identity-based Empathy for Large Language Models
Wang, Leyan, Jin, Yonggang, Shen, Tianhao, Zheng, Tianyu, Du, Xinrun, Zhang, Chenchen, Huang, Wenhao, Liu, Jiaheng, Wang, Shi, Zhang, Ge, Xiang, Liuyu, He, Zhaofeng
As large language models (LLMs) continue to develop and gain widespread application, the ability of LLMs to exhibit empathy towards diverse group identities and understand their perspectives is increasingly recognized as critical. Most existing benchmarks for empathy evaluation of LLMs focus primarily on universal human emotions, such as sadness and pain, often overlooking the context of individuals' group identities. To address this gap, we introduce GIEBench, a comprehensive benchmark that includes 11 identity dimensions, covering 97 group identities with a total of 999 single-choice questions related to specific group identities. GIEBench is designed to evaluate the empathy of LLMs when presented with specific group identities such as gender, age, occupation, and race, emphasizing their ability to respond from the standpoint of the identified group. This supports the ongoing development of empathetic LLM applications tailored to users with different identities. Our evaluation of 23 LLMs revealed that while these LLMs understand different identity standpoints, they fail to consistently exhibit equal empathy across these identities without explicit instructions to adopt those perspectives. This highlights the need for improved alignment of LLMs with diverse values to better accommodate the multifaceted nature of human identities. Our datasets are available at https://github.com/GIEBench/GIEBench.
SOUL: Unlocking the Power of Second-Order Optimization for LLM Unlearning
Jia, Jinghan, Zhang, Yihua, Zhang, Yimeng, Liu, Jiancheng, Runwal, Bharat, Diffenderfer, James, Kailkhura, Bhavya, Liu, Sijia
Large Language Models (LLMs) have highlighted the necessity of effective unlearning mechanisms to comply with data regulations and ethical AI practices. LLM unlearning aims at removing undesired data influences and associated model capabilities without compromising utility beyond the scope of unlearning. While interest in studying LLM unlearning is growing, the impact of the optimizer choice for LLM unlearning remains unexplored. In this work, we shed light on the significance of optimizer selection in LLM unlearning for the first time, establishing a clear connection between second-order optimization and influence unlearning (a classical approach using influence functions to update the model for data influence removal). This insight propels us to develop a second-order optimization-based LLM unlearning framework, termed Second-Order UnLearning (SOUL), which extends the static, one-shot model update using influence unlearning to a dynamic, iterative unlearning process. Our extensive experiments show that SOUL consistently outperforms conventional first-order methods across various unlearning tasks, models, and metrics, indicating that second-order optimization offers an effective and broadly applicable solution for LLM unlearning. Codes are available at https://github.com/OPTML-Group/SOUL.
Modeling the Sacred: Considerations when Using Religious Texts in Natural Language Processing
This position paper concerns the use of religious texts in Natural Language Processing (NLP), which is of special interest to the Ethics of NLP. Religious texts are expressions of culturally important values, and machine learned models have a propensity to reproduce cultural values encoded in their training data. Furthermore, translations of religious texts are frequently used by NLP researchers when language data is scarce. This repurposes the translations from their original uses and motivations, which often involve attracting new followers. This paper argues that NLP's use of such texts raises considerations that go beyond model biases, including data provenance, cultural contexts, and their use in proselytism. We argue for more consideration of researcher positionality, and of the perspectives of marginalized linguistic and religious communities.
eagerlearners at SemEval2024 Task 5: The Legal Argument Reasoning Task in Civil Procedure
Sabzevari, Hoorieh, Rostamkhani, Mohammadmostafa, Eetemadi, Sauleh
This study investigates the performance of the zero-shot method in classifying data using three large language models, alongside two models with large input token sizes and the two pre-trained models on legal data. Our main dataset comes from the domain of U.S. civil procedure. It includes summaries of legal cases, specific questions, potential answers, and detailed explanations for why each solution is relevant, all sourced from a book aimed at law students. By comparing different methods, we aimed to understand how effectively they handle the complexities found in legal datasets. Our findings show how well the zero-shot method of large language models can understand complicated data. We achieved our highest F1 score of 64% in these experiments.
SyROCCo: Enhancing Systematic Reviews using Machine Learning
Fang, Zheng, Arana-Catania, Miguel, van Lier, Felix-Anselm, Velarde, Juliana Outes, Bregazzi, Harry, Airoldi, Mara, Carter, Eleanor, Procter, Rob
The sheer number of research outputs published every year makes systematic reviewing increasingly time- and resource-intensive. This paper explores the use of machine learning techniques to help navigate the systematic review process. ML has previously been used to reliably 'screen' articles for review - that is, identify relevant articles based on reviewers' inclusion criteria. The application of ML techniques to subsequent stages of a review, however, such as data extraction and evidence mapping, is in its infancy. We therefore set out to develop a series of tools that would assist in the profiling and analysis of 1,952 publications on the theme of 'outcomes-based contracting'. Tools were developed for the following tasks: assign publications into 'policy area' categories; identify and extract key information for evidence mapping, such as organisations, laws, and geographical information; connect the evidence base to an existing dataset on the same topic; and identify subgroups of articles that may share thematic content. An interactive tool using these techniques and a public dataset with their outputs have been released. Our results demonstrate the utility of ML techniques to enhance evidence accessibility and analysis within the systematic review processes. These efforts show promise in potentially yielding substantial efficiencies for future systematic reviewing and for broadening their analytical scope. Our work suggests that there may be implications for the ease with which policymakers and practitioners can access evidence. While ML techniques seem poised to play a significant role in bridging the gap between research and policy by offering innovative ways of gathering, accessing, and analysing data from systematic reviews, we also highlight their current limitations and the need to exercise caution in their application, particularly given the potential for errors and biases.
Computational Approaches to the Detection of Lesser-Known Rhetorical Figures: A Systematic Survey and Research Challenges
Kรผhn, Ramona, Mitroviฤ, Jelena, Granitzer, Michael
Rhetorical figures play a major role in our everyday communication as they make text more interesting, more memorable, or more persuasive. Therefore, it is important to computationally detect rhetorical figures to fully understand the meaning of a text. We provide a comprehensive overview of computational approaches to lesser-known rhetorical figures. We explore the linguistic and computational perspectives on rhetorical figures, emphasizing their significance for the domain of Natural Language Processing. We present different figures in detail, delving into datasets, definitions, rhetorical functions, and detection approaches. We identified challenges such as dataset scarcity, language limitations, and reliance on rule-based methods.
From Perfect to Noisy World Simulation: Customizable Embodied Multi-modal Perturbations for SLAM Robustness Benchmarking
Xu, Xiaohao, Zhang, Tianyi, Wang, Sibo, Li, Xiang, Chen, Yongqi, Li, Ye, Raj, Bhiksha, Johnson-Roberson, Matthew, Huang, Xiaonan
Embodied agents require robust navigation systems to operate in unstructured environments, making the robustness of Simultaneous Localization and Mapping (SLAM) models critical to embodied agent autonomy. While real-world datasets are invaluable, simulation-based benchmarks offer a scalable approach for robustness evaluations. However, the creation of a challenging and controllable noisy world with diverse perturbations remains under-explored. To this end, we propose a novel, customizable pipeline for noisy data synthesis, aimed at assessing the resilience of multi-modal SLAM models against various perturbations. The pipeline comprises a comprehensive taxonomy of sensor and motion perturbations for embodied multi-modal (specifically RGB-D) sensing, categorized by their sources and propagation order, allowing for procedural composition. We also provide a toolbox for synthesizing these perturbations, enabling the transformation of clean environments into challenging noisy simulations. Utilizing the pipeline, we instantiate the large-scale Noisy-Replica benchmark, which includes diverse perturbation types, to evaluate the risk tolerance of existing advanced RGB-D SLAM models. Our extensive analysis uncovers the susceptibilities of both neural (NeRF and Gaussian Splatting -based) and non-neural SLAM models to disturbances, despite their demonstrated accuracy in standard benchmarks.
Machine Unlearning Fails to Remove Data Poisoning Attacks
Pawelczyk, Martin, Di, Jimmy Z., Lu, Yiwei, Kamath, Gautam, Sekhari, Ayush, Neel, Seth
We revisit the efficacy of several practical methods for approximate machine unlearning developed for large-scale deep learning. In addition to complying with data deletion requests, one often-cited potential application for unlearning methods is to remove the effects of training on poisoned data. We experimentally demonstrate that, while existing unlearning methods have been demonstrated to be effective in a number of evaluation settings (e.g., alleviating membership inference attacks), they fail to remove the effects of data poisoning, across a variety of types of poisoning attacks (indiscriminate, targeted, and a newly-introduced Gaussian poisoning attack) and models (image classifiers and LLMs); even when granted a relatively large compute budget. In order to precisely characterize unlearning efficacy, we introduce new evaluation metrics for unlearning based on data poisoning. Our results suggest that a broader perspective, including a wider variety of evaluations, is required to avoid a false sense of confidence in machine unlearning procedures for deep learning without provable guarantees. Moreover, while unlearning methods show some signs of being useful to efficiently remove poisoned datapoints without having to retrain, our work suggests that these methods are not yet "ready for prime time", and currently provide limited benefit over retraining.
Public Constitutional AI
We are increasingly subjected to the power of AI authorities. As AI decisions become inescapable, entering domains such as healthcare, education, and law, we must confront a vital question: how can we ensure AI systems have the legitimacy necessary for effective governance? This essay argues that to secure AI legitimacy, we need methods that engage the public in designing and constraining AI systems, ensuring these technologies reflect the community's shared values. Constitutional AI, proposed by Anthropic, represents a step towards this goal, offering a model for democratic control of AI. However, while Constitutional AI's commitment to hardcoding explicit principles into AI models enhances transparency and accountability, it falls short in two crucial aspects: addressing the opacity of individual AI decisions and fostering genuine democratic legitimacy. To overcome these limitations, this essay proposes "Public Constitutional AI." This approach envisions a participatory process where diverse stakeholders, including ordinary citizens, deliberate on the principles guiding AI development. The resulting "AI Constitution" would carry the legitimacy of popular authorship, grounding AI governance in the public will. Furthermore, the essay proposes "AI Courts" to develop "AI case law," providing concrete examples for operationalizing constitutional principles in AI training. This evolving combination of constitutional principles and case law aims to make AI governance more responsive to public values. By grounding AI governance in deliberative democratic processes, Public Constitutional AI offers a path to imbue automated authorities with genuine democratic legitimacy, addressing the unique challenges posed by increasingly powerful AI systems while ensuring their alignment with the public interest.
BEEAR: Embedding-based Adversarial Removal of Safety Backdoors in Instruction-tuned Language Models
Zeng, Yi, Sun, Weiyu, Huynh, Tran Ngoc, Song, Dawn, Li, Bo, Jia, Ruoxi
Safety backdoor attacks in large language models (LLMs) enable the stealthy triggering of unsafe behaviors while evading detection during normal interactions. The high dimensionality of potential triggers in the token space and the diverse range of malicious behaviors make this a critical challenge. We present BEEAR, a mitigation approach leveraging the insight that backdoor triggers induce relatively uniform drifts in the model's embedding space. Our bi-level optimization method identifies universal embedding perturbations that elicit unwanted behaviors and adjusts the model parameters to reinforce safe behaviors against these perturbations. Experiments show BEEAR reduces the success rate of RLHF time backdoor attacks from >95% to <1% and from 47% to 0% for instruction-tuning time backdoors targeting malicious code generation, without compromising model utility. Requiring only defender-defined safe and unwanted behaviors, BEEAR represents a step towards practical defenses against safety backdoors in LLMs, providing a foundation for further advancements in AI safety and security.