Machine learning based decision-support tools in criminal justice systems are subjects of intense discussions and academic research. There are important open questions about the utility and fairness of such tools. Academic researchers often rely on a few small datasets that are not sufficient to empirically study various real-world aspects of these questions. In this paper, we contribute WCLD, a curated large dataset of 1.5 million criminal cases from circuit courts in the U.S. state of Wisconsin. We used reliable public data from 1970 to 2020 to curate attributes like prior criminal counts and recidivism outcomes.

This paper considers doing quantile regression on censored data using neural networks (NNs). This adds to the survival analysis toolkit by allowing direct prediction of the target variable, along with a distribution-free characterisation of uncertainty, using a flexible function approximator. We begin by showing how an algorithm popular in linear models can be applied to NNs. However, the resulting procedure is inefficient, requiring sequential optimisation of an individual NN at each desired quantile. Our major contribution is a novel algorithm that simultaneously optimises a grid of quantiles output by a single NN.

In lifelong learning systems based on artificial neural networks, one of the biggest obstacles is the inability to retain old knowledge as new information is encountered. This phenomenon is known as catastrophic forgetting. In this paper, we propose a new kind of connectionist architecture, the Sequential Neural Coding Network, that is robust to forgetting when learning from streams of data points and, unlike networks of today, does not learn via the popular back-propagation of errors. Grounded in the neurocognitive theory of predictive coding, our model adapts its synapses in a biologically-plausible fashion while another neural system learns to direct and control this cortex-like structure, mimicking some of the task-executive control functionality of the basal ganglia. In our experiments, we demonstrate that our self-organizing system experiences significantly less forgetting compared to standard neural models, outperforming a swath of previously proposed methods, including rehearsal/data buffer-based methods, on both standard (SplitMNIST, Split Fashion MNIST, etc.) and custom benchmarks even though it is trained in a stream-like fashion.

In extreme classification settings, embedding-based neural network models are currently not competitive with sparse linear and tree-based methods in terms of accuracy. Most prior works attribute this poor performance to the low-dimensional bottleneck in embedding-based methods. In this paper, we demonstrate that theoretically there is no limitation to using low-dimensional embedding-based methods, and provide experimental evidence that overfitting is the root cause of the poor performance of embedding-based methods. These findings motivate us to investigate novel data augmentation and regularization techniques to mitigate overfitting. To this end, we propose GLaS, a new regularizer for embedding-based neural network approaches.

In this paper, we study both multi-armed and contextual bandit problems in censored environments. Our goal is to estimate the performance loss due to censorship in the context of classical algorithms designed for uncensored environments. Our main contributions include the introduction of a broad class of censorship models and their analysis in terms of the effective dimension of the problem -- a natural measure of its underlying statistical complexity and main driver of the regret bound. In particular, the effective dimension allows us to maintain the structure of the original problem at first order, while embedding it in a bigger space, and thus naturally leads to results analogous to uncensored settings. Our analysis involves a continuous generalization of the Elliptical Potential Inequality, which we believe is of independent interest.

Variational mutual information (MI) estimators are widely used in unsupervised representation learning methods such as contrastive predictive coding (CPC). A lower bound on MI can be obtained from a multi-class classification problem, where a critic attempts to distinguish a positive sample drawn from the underlying joint distribution from (m-1) negative samples drawn from a suitable proposal distribution. Using this approach, MI estimates are bounded above by \log m, and could thus severely underestimate unless m is very large. To overcome this limitation, we introduce a novel estimator based on a multi-label classification problem, where the critic needs to jointly identify \emph{multiple} positive samples at the same time. We show that using the same amount of negative samples, multi-label CPC is able to exceed the \log m bound, while still being a valid lower bound of mutual information.

Privacy in machine learning has been widely recognized as an essential ethical and legal issue, because the data used for machine learning may contain sensitive information. Homomorphic encryption has recently attracted attention as a key solution to preserve privacy in machine learning applications. However, current approaches on the training of encrypted machine learning have relied heavily on hyperparameter selection, which should be avoided owing to the extreme difficulty of conducting validation on encrypted data. In this study, we propose an effective privacy-preserving logistic regression method that is free from the approximation of the sigmoid function and hyperparameter selection. In our framework, a logistic regression model can be transformed into the corresponding ridge regression for the logit function. We provide a theoretical background for our framework by suggesting a new generalization error bound on the encrypted data.

Federated Edge Learning (FEL), an emerging distributed Machine Learning (ML) paradigm, enables model training in a distributed environment while ensuring user privacy by using physical separation for each user data. However, with the development of complex application scenarios such as the Internet of Things (IoT) and Smart Earth, the conventional resource allocation schemes can no longer effectively support these growing computational and communication demands. Therefore, joint resource optimization may be the key solution to the scaling problem. This paper simultaneously addresses the multifaceted challenges of computation and communication, with the growing multiple resource demands. We systematically review the joint allocation strategies for different resources (computation, data, communication, and network topology) in FEL, and summarize the advantages in improving system efficiency, reducing latency, enhancing resource utilization and enhancing robustness. In addition, we present the potential ability of joint optimization to enhance privacy preservation by reducing communication requirements, indirectly. This work not only provides theoretical support for resource management in federated learning (FL) systems, but also provides ideas for potential optimal deployment in multiple real-world scenarios. By thoroughly discussing the current challenges and future research directions, it also provides some important insights into multi-resource optimization in complex application environments.

The research was partially supported by the Paul and Marcia Wythes Center on Contemporary China and Office of Population Research at Princeton University. We are grateful to Wen Liu, Gou Wu, and Dean Minello for their excellent research assistance. The ideas expressed herein are those of the authors. Abstract Liking it or not, ready or not, we are likely to enter a new phase of human history in which Artificial Intelligence (AI) will dominate economic production and social life - the AI Revolution. Before the actual arrival of the AI Revolution, it is time for us to speculate on how AI will impact the social world. In this article, we focus on the social impact of generative LLMbased AI (GELLMAI), discussing societal factors that contribute to its technological development and its potential roles in enhancing both between-country and within-country social inequality. There are good indications that the US and China will lead the field and will be the main competitors for domination of AI in the world. We conjecture the AI Revolution will likely give rise to a post-knowledge society in which knowledge per se will become less important than in today's world. Instead, individual relationships and social identity will become more important. With the advent of Generative Large Language Model (LLM)-based Artificial Intelligence (AI) tools such as ChatGPT from OpenAI and Bard from Google, it is natural to wonder about the social impact of this technology. In the remainder of this paper, we will refer to generative LLMbased AI simply as GELLMAI. The main objective of this paper is to explore, tentatively, the social impact of GELLMAI. While the question about the social impact of GELLMAI is undoubtedly important, any answers must be tentative and speculative at this point. We are still in the early stages of GELLMAI and may need to wait years, perhaps even decades, to fully understand its social implications. However, drawing from our experiences with past technologies in history, our current understanding of GELLMAI, empirical knowledge about the social world, and sociological reasoning, we can engage in preliminary and speculative discussions. We offer our account below. We believe that the social impact of GELLMAI is enormous, with the potential to revolutionize not only the production of goods and services but also to fundamentally alter the organization of human societies and the nature of daily life.

This paper presents a systematic review of the literature on evaluation criteria for Trustworthy Artificial Intelligence (TAI), with a focus on the seven EU principles of TAI. This systematic literature review identifies and analyses current evaluation criteria, maps them to the EU TAI principles and proposes a new classification system for each principle. The findings reveal both a need for and significant barriers to standardising criteria for TAI evaluation. The proposed classification contributes to the development, selection and standardization of evaluation criteria for TAI governance.