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LeKUBE: A Legal Knowledge Update BEnchmark

arXiv.org Artificial Intelligence

Recent advances in Large Language Models (LLMs) have significantly shaped the applications of AI in multiple fields, including the studies of legal intelligence. Trained on extensive legal texts, including statutes and legal documents, the legal LLMs can capture important legal knowledge/concepts effectively and provide important support for downstream legal applications such as legal consultancy. Yet, the dynamic nature of legal statutes and interpretations also poses new challenges to the use of LLMs in legal applications. Particularly, how to update the legal knowledge of LLMs effectively and efficiently has become an important research problem in practice. Existing benchmarks for evaluating knowledge update methods are mostly designed for the open domain and cannot address the specific challenges of the legal domain, such as the nuanced application of new legal knowledge, the complexity and lengthiness of legal regulations, and the intricate nature of legal reasoning. To address this gap, we introduce the Legal Knowledge Update BEnchmark, i.e. LeKUBE, which evaluates knowledge update methods for legal LLMs across five dimensions. Specifically, we categorize the needs of knowledge updates in the legal domain with the help of legal professionals, and then hire annotators from law schools to create synthetic updates to the Chinese Criminal and Civil Code as well as sets of questions of which the answers would change after the updates. Through a comprehensive evaluation of state-of-the-art knowledge update methods, we reveal a notable gap between existing knowledge update methods and the unique needs of the legal domain, emphasizing the need for further research and development of knowledge update mechanisms tailored for legal LLMs.


AI for All: Identifying AI incidents Related to Diversity and Inclusion

arXiv.org Artificial Intelligence

The rapid expansion of Artificial Intelligence (AI) technologies has introduced both significant advancements and challenges, with diversity and inclusion (D&I) emerging as a critical concern. Addressing D&I in AI is essential to reduce biases and discrimination, enhance fairness, and prevent adverse societal impacts. Despite its importance, D&I considerations are often overlooked, resulting in incidents marked by built-in biases and ethical dilemmas. Analyzing AI incidents through a D&I lens is crucial for identifying causes of biases and developing strategies to mitigate them, ensuring fairer and more equitable AI technologies. However, systematic investigations of D&I-related AI incidents are scarce. This study addresses these challenges by identifying and understanding D&I issues within AI systems through a manual analysis of AI incident databases (AIID and AIAAIC). The research develops a decision tree to investigate D&I issues tied to AI incidents and populate a public repository of D&I-related AI incidents. The decision tree was validated through a card sorting exercise and focus group discussions. The research demonstrates that almost half of the analyzed AI incidents are related to D&I, with a notable predominance of racial, gender, and age discrimination. The decision tree and resulting public repository aim to foster further research and responsible AI practices, promoting the development of inclusive and equitable AI systems.


Enhancing Variable Importance in Random Forests: A Novel Application of Global Sensitivity Analysis

arXiv.org Machine Learning

The present work provides an application of Global Sensitivity Analysis to supervised machine learning methods such as Random Forests. These methods act as black boxes, selecting features in high--dimensional data sets as to provide accurate classifiers in terms of prediction when new data are fed into the system. In supervised machine learning, predictors are generally ranked by importance based on their contribution to the final prediction. Global Sensitivity Analysis is primarily used in mathematical modelling to investigate the effect of the uncertainties of the input variables on the output. We apply it here as a novel way to rank the input features by their importance to the explainability of the data generating process, shedding light on how the response is determined by the dependence structure of its predictors. A simulation study shows that our proposal can be used to explore what advances can be achieved either in terms of efficiency, explanatory ability, or simply by way of confirming existing results.


Explainable Post hoc Portfolio Management Financial Policy of a Deep Reinforcement Learning agent

arXiv.org Artificial Intelligence

Financial portfolio management investment policies computed quantitatively by modern portfolio theory techniques like the Markowitz model rely on a set on assumptions that are not supported by data in high volatility markets. Hence, quantitative researchers are looking for alternative models to tackle this problem. Concretely, portfolio management is a problem that has been successfully addressed recently by Deep Reinforcement Learning (DRL) approaches. In particular, DRL algorithms train an agent by estimating the distribution of the expected reward of every action performed by an agent given any financial state in a simulator. However, these methods rely on Deep Neural Networks model to represent such a distribution, that although they are universal approximator models, they cannot explain its behaviour, given by a set of parameters that are not interpretable. Critically, financial investors policies require predictions to be interpretable, so DRL agents are not suited to follow a particular policy or explain their actions. In this work, we developed a novel Explainable Deep Reinforcement Learning (XDRL) approach for portfolio management, integrating the Proximal Policy Optimization (PPO) with the model agnostic explainable techniques of feature importance, SHAP and LIME to enhance transparency in prediction time. By executing our methodology, we can interpret in prediction time the actions of the agent to assess whether they follow the requisites of an investment policy or to assess the risk of following the agent suggestions. To the best of our knowledge, our proposed approach is the first explainable post hoc portfolio management financial policy of a DRL agent. We empirically illustrate our methodology by successfully identifying key features influencing investment decisions, which demonstrate the ability to explain the agent actions in prediction time.


AuditNet: A Conversational AI-based Security Assistant [DEMO]

arXiv.org Artificial Intelligence

In the age of information overload, professionals across various fields face the challenge of navigating vast amounts of documentation and ever-evolving standards. Ensuring compliance with standards, regulations, and contractual obligations is a critical yet complex task across various professional fields. We propose a versatile conversational AI assistant framework designed to facilitate compliance checking on the go, in diverse domains, including but not limited to network infrastructure, legal contracts, educational standards, environmental regulations, and government policies. By leveraging retrieval-augmented generation using large language models, our framework automates the review, indexing, and retrieval of relevant, context-aware information, streamlining the process of verifying adherence to established guidelines and requirements. This AI assistant not only reduces the manual effort involved in compliance checks but also enhances accuracy and efficiency, supporting professionals in maintaining high standards of practice and ensuring regulatory compliance in their respective fields. We propose and demonstrate AuditNet, the first conversational AI security assistant designed to assist IoT network security experts by providing instant access to security standards, policies, and regulations.


LLMs left, right, and center: Assessing GPT's capabilities to label political bias from web domains

arXiv.org Artificial Intelligence

This research investigates whether OpenAI's GPT-4, a state-of-the-art large language model, can accurately classify the political bias of news sources based solely on their URLs. Given the subjective nature of political labels, third-party bias ratings like those from Ad Fontes Media, AllSides, and Media Bias/Fact Check (MBFC) are often used in research to analyze news source diversity. This study aims to determine if GPT-4 can replicate these human ratings on a seven-degree scale ("far-left" to "far-right"). The analysis compares GPT-4's classifications against MBFC's, and controls for website popularity using Open PageRank scores. Findings reveal a high correlation ($\text{Spearman's } \rho = .89$, $n = 5,877$, $p < 0.001$) between GPT-4's and MBFC's ratings, indicating the model's potential reliability. However, GPT-4 abstained from classifying approximately $\frac{2}{3}$ of the dataset, particularly less popular and less biased sources. The study also identifies a slight leftward skew in GPT-4's classifications compared to MBFC's. The analysis suggests that while GPT-4 can be a scalable, cost-effective tool for political bias classification of news websites, but its use should complement human judgment to mitigate biases. Further research is recommended to explore the model's performance across different settings, languages, and additional datasets.


Open Artificial Knowledge

arXiv.org Artificial Intelligence

The tremendous success of chat-based AI systems like ChatGPT, Claude, and Gemini stems from Large Language Models (LLMs) trained on vast amount of datasets. However, acquiring high-quality, diverse, and ethically sourced training data remains a significant challenge. We introduce the Open Artificial Knowledge (OAK) dataset, a large-scale resource of over 500 million tokens (at the moment of writing) designed to address this issue. OAK leverages an ensemble of state-of-the-art LLMs, including GPT4o, LLaMa3-70B, LLaMa3-8B, Mixtral-8x7B, Gemma-7B, and Gemma-2-9B , to generate high-quality text across diverse domains, guided by Wikipedia's main categories. Our methodology ensures broad knowledge coverage while maintaining coherence and factual accuracy. The OAK dataset aims to foster the development of more capable and aligned language models while addressing critical issues of data scarcity and privacy in LLM training, and it is freely available on www.oakdataset.org.


Unlearning Concepts from Text-to-Video Diffusion Models

arXiv.org Artificial Intelligence

With the advancement of computer vision and natural language processing, text-to-video generation, enabled by text-to-video diffusion models, has become more prevalent. These models are trained using a large amount of data from the internet. However, the training data often contain copyrighted content, including cartoon character icons and artist styles, private portraits, and unsafe videos. Since filtering the data and retraining the model is challenging, methods for unlearning specific concepts from text-to-video diffusion models have been investigated. However, due to the high computational complexity and relative large optimization scale, there is little work on unlearning methods for text-to-video diffusion models. We propose a novel concept-unlearning method by transferring the unlearning capability of the text encoder of text-to-image diffusion models to text-to-video diffusion models. Specifically, the method optimizes the text encoder using few-shot unlearning, where several generated images are used. We then use the optimized text encoder in text-to-video diffusion models to generate videos. Our method costs low computation resources and has small optimization scale. We discuss the generated videos after unlearning a concept. The experiments demonstrates that our method can unlearn copyrighted cartoon characters, artist styles, objects and people's facial characteristics. Our method can unlearn a concept within about 100 seconds on an RTX 3070. Since there was no concept unlearning method for text-to-video diffusion models before, we make concept unlearning feasible and more accessible in the text-to-video domain.


AI is overpowering efforts to catch child predators, experts warn

The Guardian

The volume of sexually explicit images of children being generated by predators using artificial intelligence is overwhelming law enforcement's capabilities to identify and rescue real-life victims, child safety experts warn. Prosecutors and child safety groups working to combat crimes against children say AI-generated images have become so lifelike that in some cases it is difficult to determine whether real children have been subjected to real harms for their production. A single AI model can generate tens of thousands of new images in a short amount of time, and this content has begun to flood both the dark web and seep into the mainstream internet. "We are starting to see reports of images that are of a real child but have been AI-generated, but that child was not sexually abused. But now their face is on a child that was abused," said Kristina Korobov, senior attorney at the Zero Abuse Project, a Minnesota-based child safety non-profit.


Meta pulls plug on release of advanced AI model in EU

The Guardian

Mark Zuckerberg's Meta will not release an advanced version of its artificial intelligence model in the EU, blaming the decision on the "unpredictable" behaviour of regulators. The owner of Facebook, Instagram and WhatsApp is preparing to issue its Llama model in multimodal form, meaning it is able to work across text, video, images and audio instead of just one format. Llama is an open source model, allowing it to be freely downloaded and adapted by users. However, a Meta spokesperson confirmed the model would not be available in the EU. "We will release a multimodal Llama model over the coming months – but not in the EU due to the unpredictable nature of the European regulatory environment," the spokesperson said.