Law
Evolving Voices Based on Temporal Poisson Factorisation
Vávra, Jan, Grün, Bettina, Hofmarcher, Paul
The world is evolving and so is the vocabulary used to discuss topics in speech. Analysing political speech data from more than 30 years requires the use of flexible topic models to uncover the latent topics and their change in prevalence over time as well as the change in the vocabulary of the topics. We propose the temporal Poisson factorisation (TPF) model as an extension to the Poisson factorisation model to model sparse count data matrices obtained based on the bag-of-words assumption from text documents with time stamps. We discuss and empirically compare different model specifications for the time-varying latent variables consisting either of a flexible auto-regressive structure of order one or a random walk. Estimation is based on variational inference where we consider a combination of coordinate ascent updates with automatic differentiation using batching of documents. Suitable variational families are proposed to ease inference. We compare results obtained using independent univariate variational distributions for the time-varying latent variables to those obtained with a multivariate variant. We discuss in detail the results of the TPF model when analysing speeches from 18 sessions in the U.S. Senate (1981-2016).
Head-wise Shareable Attention for Large Language Models
Cao, Zouying, Yang, Yifei, Zhao, Hai
Large Language Models (LLMs) suffer from huge number of parameters, which restricts their deployment on edge devices. Weight sharing is one promising solution that encourages weight reuse, effectively reducing memory usage with less performance drop. However, current weight sharing techniques primarily focus on small-scale models like BERT and employ coarse-grained sharing rules, e.g., layer-wise. This becomes limiting given the prevalence of LLMs and sharing an entire layer or block obviously diminishes the flexibility of weight sharing. In this paper, we present a perspective on head-wise shareable attention for large language models. We further propose two memory-efficient methods that share parameters across attention heads, with a specific focus on LLMs. Both of them use the same dynamic strategy to select the shared weight matrices. The first method directly reuses the pre-trained weights without retraining, denoted as $\textbf{DirectShare}$. The second method first post-trains with constraint on weight matrix similarity and then shares, denoted as $\textbf{PostShare}$. Experimental results reveal our head-wise shared models still maintain satisfactory capabilities, demonstrating the feasibility of fine-grained weight sharing applied to LLMs.
Beyond Multiple-Choice Accuracy: Real-World Challenges of Implementing Large Language Models in Healthcare
Yang, Yifan, Jin, Qiao, Zhu, Qingqing, Wang, Zhizheng, Álvarez, Francisco Erramuspe, Wan, Nicholas, Hou, Benjamin, Lu, Zhiyong
Large Language Models (LLMs) have gained significant attention in the medical domain for their human-level capabilities, leading to increased efforts to explore their potential in various healthcare applications. However, despite such a promising future, there are multiple challenges and obstacles that remain for their real-world uses in practical settings. This work discusses key challenges for LLMs in medical applications from four unique aspects: operational vulnerabilities, ethical and social considerations, performance and assessment difficulties, and legal and regulatory compliance. Addressing these challenges is crucial for leveraging LLMs to their full potential and ensuring their responsible integration into healthcare.
ChineseSafe: A Chinese Benchmark for Evaluating Safety in Large Language Models
Zhang, Hengxiang, Gao, Hongfu, Hu, Qiang, Chen, Guanhua, Yang, Lili, Jing, Bingyi, Wei, Hongxin, Wang, Bing, Bai, Haifeng, Yang, Lei
With the rapid development of Large language models (LLMs), understanding the capabilities of LLMs in identifying unsafe content has become increasingly important. While previous works have introduced several benchmarks to evaluate the safety risk of LLMs, the community still has a limited understanding of current LLMs' capability to recognize illegal and unsafe content in Chinese contexts. In this work, we present a Chinese safety benchmark (ChineseSafe) to facilitate research on the content safety of large language models. To align with the regulations for Chinese Internet content moderation, our ChineseSafe contains 205,034 examples across 4 classes and 10 sub-classes of safety issues. For Chinese contexts, we add several special types of illegal content: political sensitivity, pornography, and variant/homophonic words. Moreover, we employ two methods to evaluate the legal risks of popular LLMs, including open-sourced models and APIs. The results reveal that many LLMs exhibit vulnerability to certain types of safety issues, leading to legal risks in China. Our work provides a guideline for developers and researchers to facilitate the safety of LLMs.
Adversarial Multi-Agent Evaluation of Large Language Models through Iterative Debates
Bandi, Chaithanya, Harrasse, Abir
The rapid advancement of large language models (LLMs) has revolutionized the field of natural language processing, enabling the development of increasingly sophisticated AI systems capable of generating human-like text, engaging in dialogue, and performing complex language tasks [5]. As these models grow in size and capability, the challenge of accurately evaluating their performance and aligning their outputs with human preferences has become increasingly critical [3, 15, 49]. Traditional evaluation methods, such as human assessments and automated metrics, often struggle to capture the nuances and complexities of LLM outputs, leading to a gap between model performance and user expectations [7, 17, 24]. Human evaluations are time-consuming, expensive, and prone to inconsistency and bias [12, 27], while automated metrics frequently fail to align with human judgments, particularly in open-ended generation tasks [29, 13, 22]. To address these challenges, we propose a novel framework for evaluating LLM outputs using LLMs themselves as interacting agents in a courtroom-inspired, multi-agent system. Our approach draws inspiration from various fields, including decision theory, economics, psychology, legal theory, and voting theory, to develop a more dynamic, contextual, and comprehensive assessment process.
Natural Language Processing for the Legal Domain: A Survey of Tasks, Datasets, Models, and Challenges
Ariai, Farid, Demartini, Gianluca
Natural Language Processing is revolutionizing the way legal professionals and laypersons operate in the legal field. The considerable potential for Natural Language Processing in the legal sector, especially in developing computational tools for various legal processes, has captured the interest of researchers for years. This survey follows the Preferred Reporting Items for Systematic Reviews and Meta-Analyses framework, reviewing 148 studies, with a final selection of 127 after manual filtering. It explores foundational concepts related to Natural Language Processing in the legal domain, illustrating the unique aspects and challenges of processing legal texts, such as extensive document length, complex language, and limited open legal datasets. We provide an overview of Natural Language Processing tasks specific to legal text, such as Legal Document Summarization, legal Named Entity Recognition, Legal Question Answering, Legal Text Classification, and Legal Judgment Prediction. In the section on legal Language Models, we analyze both developed Language Models and approaches for adapting general Language Models to the legal domain. Additionally, we identify 15 Open Research Challenges, including bias in Artificial Intelligence applications, the need for more robust and interpretable models, and improving explainability to handle the complexities of legal language and reasoning.
RClicks: Realistic Click Simulation for Benchmarking Interactive Segmentation
Antonov, Anton, Moskalenko, Andrey, Shepelev, Denis, Krapukhin, Alexander, Soshin, Konstantin, Konushin, Anton, Shakhuro, Vlad
The emergence of Segment Anything (SAM) sparked research interest in the field of interactive segmentation, especially in the context of image editing tasks and speeding up data annotation. Unlike common semantic segmentation, interactive segmentation methods allow users to directly influence their output through prompts (e.g. clicks). However, click patterns in real-world interactive segmentation scenarios remain largely unexplored. Most methods rely on the assumption that users would click in the center of the largest erroneous area. Nevertheless, recent studies show that this is not always the case. Thus, methods may have poor performance in real-world deployment despite high metrics in a baseline benchmark. To accurately simulate real-user clicks, we conducted a large crowdsourcing study of click patterns in an interactive segmentation scenario and collected 475K real-user clicks. Drawing on ideas from saliency tasks, we develop a clickability model that enables sampling clicks, which closely resemble actual user inputs. Using our model and dataset, we propose RClicks benchmark for a comprehensive comparison of existing interactive segmentation methods on realistic clicks. Specifically, we evaluate not only the average quality of methods, but also the robustness w.r.t. click patterns. According to our benchmark, in real-world usage interactive segmentation models may perform worse than it has been reported in the baseline benchmark, and most of the methods are not robust. We believe that RClicks is a significant step towards creating interactive segmentation methods that provide the best user experience in real-world cases.
VHELM: A Holistic Evaluation of Vision Language Models
Lee, Tony, Tu, Haoqin, Wong, Chi Heem, Zheng, Wenhao, Zhou, Yiyang, Mai, Yifan, Roberts, Josselin Somerville, Yasunaga, Michihiro, Yao, Huaxiu, Xie, Cihang, Liang, Percy
Current benchmarks for assessing vision-language models (VLMs) often focus on their perception or problem-solving capabilities and neglect other critical aspects such as fairness, multilinguality, or toxicity. Furthermore, they differ in their evaluation procedures and the scope of the evaluation, making it difficult to compare models. To address these issues, we extend the HELM framework to VLMs to present the Holistic Evaluation of Vision Language Models (VHELM). VHELM aggregates various datasets to cover one or more of the 9 aspects: visual perception, knowledge, reasoning, bias, fairness, multilinguality, robustness, toxicity, and safety. In doing so, we produce a comprehensive, multi-dimensional view of the capabilities of the VLMs across these important factors. In addition, we standardize the standard inference parameters, methods of prompting, and evaluation metrics to enable fair comparisons across models. Our framework is designed to be lightweight and automatic so that evaluation runs are cheap and fast. Our initial run evaluates 22 VLMs on 21 existing datasets to provide a holistic snapshot of the models. We uncover new key findings, such as the fact that efficiency-focused models (e.g., Claude 3 Haiku or Gemini 1.5 Flash) perform significantly worse than their full models (e.g., Claude 3 Opus or Gemini 1.5 Pro) on the bias benchmark but not when evaluated on the other aspects. For transparency, we release the raw model generations and complete results on our website (https://crfm.stanford.edu/helm/vhelm/v2.0.1). VHELM is intended to be a living benchmark, and we hope to continue adding new datasets and models over time.
Less Discriminatory Alternative and Interpretable XGBoost Framework for Binary Classification
Pangia, Andrew, Sudjianto, Agus, Zhang, Aijun, Khan, Taufiquar
Fair lending practices and model interpretability are crucial concerns in the financial industry, especially given the increasing use of complex machine learning models. In response to the Consumer Financial Protection Bureau's (CFPB) requirement to protect consumers against unlawful discrimination, we introduce LDA-XGB1, a novel less discriminatory alternative (LDA) machine learning model for fair and interpretable binary classification. LDA-XGB1 is developed through biobjective optimization that balances accuracy and fairness, with both objectives formulated using binning and information value. It leverages the predictive power and computational efficiency of XGBoost while ensuring inherent model interpretability, including the enforcement of monotonic constraints. We evaluate LDA-XGB1 on two datasets: SimuCredit, a simulated credit approval dataset, and COMPAS, a real-world recidivism prediction dataset. Our results demonstrate that LDA-XGB1 achieves an effective balance between predictive accuracy, fairness, and interpretability, often outperforming traditional fair lending models. This approach equips financial institutions with a powerful tool to meet regulatory requirements for fair lending while maintaining the advantages of advanced machine learning techniques.
Ali-AUG: Innovative Approaches to Labeled Data Augmentation using One-Step Diffusion Model
Hamza, Ali, Lojo, Aizea, Núñez-Marcos, Adrian, Atutxa, Aitziber
This paper introduces Ali-AUG, a novel single-step diffusion model for efficient labeled data augmentation in industrial applications. Our method addresses the challenge of limited labeled data by generating synthetic, labeled images with precise feature insertion. Ali-AUG utilizes a stable diffusion architecture enhanced with skip connections and LoRA modules to efficiently integrate masks and images, ensuring accurate feature placement without affecting unrelated image content. Experimental validation across various industrial datasets demonstrates Ali-AUG's superiority in generating high-quality, defect-enhanced images while maintaining rapid single-step inference. By offering precise control over feature insertion and minimizing required training steps, our technique significantly enhances data augmentation capabilities, providing a powerful tool for improving the performance of deep learning models in scenarios with limited labeled data. Ali-AUG is especially useful for use cases like defective product image generation to train AI-based models to improve their ability to detect defects in manufacturing processes. Using different data preparation strategies, including Classification Accuracy Score (CAS) and Naive Augmentation Score (NAS), we show that Ali-AUG improves model performance by 31% compared to other augmentation methods and by 45% compared to models without data augmentation. Notably, Ali-AUG reduces training time by 32% and supports both paired and unpaired datasets, enhancing flexibility in data preparation.