Law
A Geometric Framework for Understanding Memorization in Generative Models
Ross, Brendan Leigh, Kamkari, Hamidreza, Wu, Tongzi, Hosseinzadeh, Rasa, Liu, Zhaoyan, Stein, George, Cresswell, Jesse C., Loaiza-Ganem, Gabriel
As deep generative models have progressed, recent work has shown them to be capable of memorizing and reproducing training datapoints when deployed. These findings call into question the usability of generative models, especially in light of the legal and privacy risks brought about by memorization. To better understand this phenomenon, we propose the manifold memorization hypothesis (MMH), a geometric framework which leverages the manifold hypothesis into a clear language in which to reason about memorization. We propose to analyze memorization in terms of the relationship between the dimensionalities of $(i)$ the ground truth data manifold and $(ii)$ the manifold learned by the model. This framework provides a formal standard for "how memorized" a datapoint is and systematically categorizes memorized data into two types: memorization driven by overfitting and memorization driven by the underlying data distribution. By analyzing prior work in the context of the MMH, we explain and unify assorted observations in the literature. We empirically validate the MMH using synthetic data and image datasets up to the scale of Stable Diffusion, developing new tools for detecting and preventing generation of memorized samples in the process.
Rethinking Scale: The Efficacy of Fine-Tuned Open-Source LLMs in Large-Scale Reproducible Social Science Research
Carammia, Marcello, Iacus, Stefano Maria, Porro, Giuseppe
Large Language Models (LLMs) are distinguished by their architecture, which dictates their parameter size and performance capabilities. Social scientists have increasingly adopted LLMs for text classification tasks, which are difficult to scale with human coders. While very large, closed-source models often deliver superior performance, their use presents significant risks. These include lack of transparency, potential exposure of sensitive data, challenges to replicability, and dependence on proprietary systems. Additionally, their high costs make them impractical for large-scale research projects. In contrast, open-source models, although available in various sizes, may underperform compared to commercial alternatives if used without further fine-tuning. However, open-source models offer distinct advantages: they can be run locally (ensuring data privacy), fine-tuned for specific tasks, shared within the research community, and integrated into reproducible workflows. This study demonstrates that small, fine-tuned open-source LLMs can achieve equal or superior performance to models such as ChatGPT-4. We further explore the relationship between training set size and fine-tuning efficacy in open-source models. Finally, we propose a hybrid workflow that leverages the strengths of both open and closed models, offering a balanced approach to performance, transparency, and reproducibility.
Meta-Sealing: A Revolutionizing Integrity Assurance Protocol for Transparent, Tamper-Proof, and Trustworthy AI System
Krishnamoorthy, Mahesh Vaijainthymala
However, this growth has also introduced new challenges in ensuring the integrity, traceability, and verifiability of AI systems throughout their lifecycle [1]. As AI increasingly influences critical decision-making processes, the need for robust mechanisms to guarantee the trustworthiness of these systems has become paramount. Traditional approaches to data integrity and system verification fall short when applied to the complex, often opaque nature of AI systems. The dynamic nature of AI models, the vast amounts of data they process, and the intricate relationships between different stages of their lifecycle demand a more comprehensive and AI-specific approach to integrity assurance. This paper introduces Meta-Sealing, a novel integrity protocol designed specifically for AI systems. Meta-Sealing provides a cryptographic framework for sealing and verifying each stage of the AI lifecycle, from data collection to model retirement. By doing so, it addresses critical needs in enterprise AI deployment, including: 1. Ensuring the integrity of training data and model artifacts 2. Creating verifiable audit trails of AI development and deployment processes 3. Enhancing the reproducibility of AI experiments and results 4. Facilitating compliance with emerging AI regulations and governance frameworks 5. Building trust in AI systems among stakeholders and end-users We present a detailed architecture for implementing Meta-Sealing, including core components, cryptographic operations, and integration strategies. Furthermore, we discuss performance optimizations and security considerations crucial for enterprise-grade deployments.
Whither Bias Goes, I Will Go: An Integrative, Systematic Review of Algorithmic Bias Mitigation
Hickman, Louis, Huynh, Christopher, Gass, Jessica, Booth, Brandon, Kuruzovich, Jason, Tay, Louis
Machine learning (ML) models are increasingly used for personnel assessment and selection (e.g., resume screeners, automatically scored interviews). However, concerns have been raised throughout society that ML assessments may be biased and perpetuate or exacerbate inequality. Although organizational researchers have begun investigating ML assessments from traditional psychometric and legal perspectives, there is a need to understand, clarify, and integrate fairness operationalizations and algorithmic bias mitigation methods from the computer science, data science, and organizational research literatures. We present a four-stage model of developing ML assessments and applying bias mitigation methods, including 1) generating the training data, 2) training the model, 3) testing the model, and 4) deploying the model. When introducing the four-stage model, we describe potential sources of bias and unfairness at each stage. Then, we systematically review definitions and operationalizations of algorithmic bias, legal requirements governing personnel selection from the United States and Europe, and research on algorithmic bias mitigation across multiple domains and integrate these findings into our framework. Our review provides insights for both research and practice by elucidating possible mechanisms of algorithmic bias while identifying which bias mitigation methods are legal and effective. This integrative framework also reveals gaps in the knowledge of algorithmic bias mitigation that should be addressed by future collaborative research between organizational researchers, computer scientists, and data scientists. We provide recommendations for developing and deploying ML assessments, as well as recommendations for future research into algorithmic bias and fairness.
Responsible Retrieval Augmented Generation for Climate Decision Making from Documents
Juhasz, Matyas, Dutia, Kalyan, Franks, Henry, Delahunty, Conor, Mills, Patrick Fawbert, Pim, Harrison
Climate decision making is constrained by the complexity and inaccessibility of key information within lengthy, technical, and multi-lingual documents. Generative AI technologies offer a promising route for improving the accessibility of information contained within these documents, but suffer from limitations. These include (1) a tendency to hallucinate or mis-represent information, (2) difficulty in steering or guaranteeing properties of generated output, and (3) reduced performance in specific technical domains. To address these challenges, we introduce a novel evaluation framework with domain-specific dimensions tailored for climate-related documents. We then apply this framework to evaluate Retrieval-Augmented Generation (RAG) approaches and assess retrieval- and generation-quality within a prototype tool that answers questions about individual climate law and policy documents. In addition, we publish a human-annotated dataset and scalable automated evaluation tools, with the aim of facilitating broader adoption and robust assessment of these systems in the climate domain. Our findings highlight the key components of responsible deployment of RAG to enhance decision-making, while also providing insights into user experience (UX) considerations for safely deploying such systems to build trust with users in high-risk domains.
AllClear: A Comprehensive Dataset and Benchmark for Cloud Removal in Satellite Imagery
Zhou, Hangyu, Kao, Chia-Hsiang, Phoo, Cheng Perng, Mall, Utkarsh, Hariharan, Bharath, Bala, Kavita
Clouds in satellite imagery pose a significant challenge for downstream applications. A major challenge in current cloud removal research is the absence of a comprehensive benchmark and a sufficiently large and diverse training dataset. To address this problem, we introduce the largest public dataset -- $\textit{AllClear}$ for cloud removal, featuring 23,742 globally distributed regions of interest (ROIs) with diverse land-use patterns, comprising 4 million images in total. Each ROI includes complete temporal captures from the year 2022, with (1) multi-spectral optical imagery from Sentinel-2 and Landsat 8/9, (2) synthetic aperture radar (SAR) imagery from Sentinel-1, and (3) auxiliary remote sensing products such as cloud masks and land cover maps. We validate the effectiveness of our dataset by benchmarking performance, demonstrating the scaling law -- the PSNR rises from $28.47$ to $33.87$ with $30\times$ more data, and conducting ablation studies on the temporal length and the importance of individual modalities. This dataset aims to provide comprehensive coverage of the Earth's surface and promote better cloud removal results.
Audio Is the Achilles' Heel: Red Teaming Audio Large Multimodal Models
Yang, Hao, Qu, Lizhen, Shareghi, Ehsan, Haffari, Gholamreza
Large Multimodal Models (LMMs) have demonstrated the ability to interact with humans under real-world conditions by combining Large Language Models (LLMs) and modality encoders to align multimodal information (visual and auditory) with text. However, such models raise new safety challenges of whether models that are safety-aligned on text also exhibit consistent safeguards for multimodal inputs. Despite recent safety-alignment research on vision LMMs, the safety of audio LMMs remains under-explored. In this work, we comprehensively red team the safety of five advanced audio LMMs under three settings: (i) harmful questions in both audio and text formats, (ii) harmful questions in text format accompanied by distracting non-speech audio, and (iii) speech-specific jailbreaks. Our results under these settings demonstrate that open-source audio LMMs suffer an average attack success rate of 69.14% on harmful audio questions, and exhibit safety vulnerabilities when distracted with non-speech audio noise. Our speech-specific jailbreaks on Gemini-1.5-Pro achieve an attack success rate of 70.67% on the harmful query benchmark. We provide insights on what could cause these reported safety-misalignments. Warning: this paper contains offensive examples.
GlotCC: An Open Broad-Coverage CommonCrawl Corpus and Pipeline for Minority Languages
Kargaran, Amir Hossein, Yvon, François, Schütze, Hinrich
The need for large text corpora has increased with the advent of pretrained language models and, in particular, the discovery of scaling laws for these models. Most available corpora have sufficient data only for languages with large dominant communities. However, there is no corpus available that (i) covers a wide range of minority languages; (ii) is generated by an open-source reproducible pipeline; and (iii) is rigorously cleaned from noise, making it trustworthy to use. We present GlotCC, a clean, document-level, 2TB general domain corpus derived from CommonCrawl, covering more than 1000 languages. We make GlotCC and the system used to generate it - including the pipeline, language identification model, and filters - available to the research community. Corpus v. 1.0 https://huggingface.co/datasets/cis-lmu/GlotCC-v1, Pipeline v. 3.0 https://github.com/cisnlp/GlotCC.
Meta rides AI boom to stellar quarterly earnings, but slightly less than expected
Meta's blowout year continues after the company reported another stellar financial quarter on Wednesday. But shares fell in after-hours trading after the company missed Wall Street expectations for daily active users. Wall Street analysts had high expectations for the Instagram and WhatsApp parent company, projecting an 18% jump in sales year over year. The company reported 40.6bn in sales, a 19% increase year over year that outpaced investor expectations of 40.19bn. Meta, which saw a 25% jump in its share price over the past two months, reported 6.03 in earnings per share (EPS), surpassing Wall Street's expectations of an EPS of 5.29.
Molly Russell and Brianna Ghey chatbots found on AI site
Chatbots are computer programme which can simulate human conversation. The recent rapid development in artificial intelligence (AI) have seen them become much more sophisticated and realistic, prompting more companies to set up platforms where users can create digital "people" to interact with. It has terms of service which ban using the platform to "impersonate any person or entity" and in its "safety centre" the company says its guiding principle is that its "product should never produce responses that are likely to harm users or others". It says it uses automated tools and user reports to identify uses that break its rules and is also building a "trust and safety" team. But it notes that "no AI is currently perfect" and safety in AI is an "evolving space". Character.ai is currently the subject of a lawsuit brought by Megan Garcia, a woman from Florida whose 14-year-old son, Sewell Setzer, took his own life after becoming obsessed with an AI avatar inspired by a Game of Thrones character.