Law
CMoralEval: A Moral Evaluation Benchmark for Chinese Large Language Models
Yu, Linhao, Leng, Yongqi, Huang, Yufei, Wu, Shang, Liu, Haixin, Ji, Xinmeng, Zhao, Jiahui, Song, Jinwang, Cui, Tingting, Cheng, Xiaoqing, Liu, Tao, Xiong, Deyi
What a large language model (LLM) would respond in ethically relevant context? In this paper, we curate a large benchmark CMoralEval for morality evaluation of Chinese LLMs. The data sources of CMoralEval are two-fold: 1) a Chinese TV program discussing Chinese moral norms with stories from the society and 2) a collection of Chinese moral anomies from various newspapers and academic papers on morality. With these sources, we aim to create a moral evaluation dataset characterized by diversity and authenticity. We develop a morality taxonomy and a set of fundamental moral principles that are not only rooted in traditional Chinese culture but also consistent with contemporary societal norms. To facilitate efficient construction and annotation of instances in CMoralEval, we establish a platform with AI-assisted instance generation to streamline the annotation process. These help us curate CMoralEval that encompasses both explicit moral scenarios (14,964 instances) and moral dilemma scenarios (15,424 instances), each with instances from different data sources. We conduct extensive experiments with CMoralEval to examine a variety of Chinese LLMs. Experiment results demonstrate that CMoralEval is a challenging benchmark for Chinese LLMs. The dataset is publicly available at \url{https://github.com/tjunlp-lab/CMoralEval}.
LegalBench-RAG: A Benchmark for Retrieval-Augmented Generation in the Legal Domain
Pipitone, Nicholas, Alami, Ghita Houir
Retrieval-Augmented Generation (RAG) systems are showing promising potential, and are becoming increasingly relevant in AI-powered legal applications. Existing benchmarks, such as LegalBench, assess the generative capabilities of Large Language Models (LLMs) in the legal domain, but there is a critical gap in evaluating the retrieval component of RAG systems. To address this, we introduce LegalBench-RAG, the first benchmark specifically designed to evaluate the retrieval step of RAG pipelines within the legal space. LegalBench-RAG emphasizes precise retrieval by focusing on extracting minimal, highly relevant text segments from legal documents. These highly relevant snippets are preferred over retrieving document IDs, or large sequences of imprecise chunks, both of which can exceed context window limitations. Long context windows cost more to process, induce higher latency, and lead LLMs to forget or hallucinate information. Additionally, precise results allow LLMs to generate citations for the end user. The LegalBench-RAG benchmark is constructed by retracing the context used in LegalBench queries back to their original locations within the legal corpus, resulting in a dataset of 6,858 query-answer pairs over a corpus of over 79M characters, entirely human-annotated by legal experts. We also introduce LegalBench-RAG-mini, a lightweight version for rapid iteration and experimentation. By providing a dedicated benchmark for legal retrieval, LegalBench-RAG serves as a critical tool for companies and researchers focused on enhancing the accuracy and performance of RAG systems in the legal domain. The LegalBench-RAG dataset is publicly available at https://github.com/zeroentropy-cc/legalbenchrag.
SEMDR: A Semantic-Aware Dual Encoder Model for Legal Judgment Prediction with Legal Clue Tracing
Liu, Pengjie, Zhang, Wang, Ding, Yulong, Zhang, Xuefeng, Yang, Shuang-Hua
Legal Judgment Prediction (LJP) aims to form legal judgments based on the criminal fact description. However, researchers struggle to classify confusing criminal cases, such as robbery and theft, which requires LJP models to distinguish the nuances between similar crimes. Existing methods usually design handcrafted features to pick up necessary semantic legal clues to make more accurate legal judgment predictions. In this paper, we propose a Semantic-Aware Dual Encoder Model (SEMDR), which designs a novel legal clue tracing mechanism to conduct fine-grained semantic reasoning between criminal facts and instruments. Our legal clue tracing mechanism is built from three reasoning levels: 1) Lexicon-Tracing, which aims to extract criminal facts from criminal descriptions; 2) Sentence Representation Learning, which contrastively trains language models to better represent confusing criminal facts; 3) Multi-Fact Reasoning, which builds a reasons graph to propagate semantic clues among fact nodes to capture the subtle difference among criminal facts. Our legal clue tracing mechanism helps SEMDR achieve state-of-the-art on the CAIL2018 dataset and shows its advance in few-shot scenarios. Our experiments show that SEMDR has a strong ability to learn more uniform and distinguished representations for criminal facts, which helps to make more accurate predictions on confusing criminal cases and reduces the model uncertainty during making judgments. All codes will be released via GitHub.
Value Alignment from Unstructured Text
Padhi, Inkit, Ramamurthy, Karthikeyan Natesan, Sattigeri, Prasanna, Nagireddy, Manish, Dognin, Pierre, Varshney, Kush R.
Aligning large language models (LLMs) to value systems has emerged as a significant area of research within the fields of AI and NLP. Currently, this alignment process relies on the availability of high-quality supervised and preference data, which can be both time-consuming and expensive to curate or annotate. In this paper, we introduce a systematic end-to-end methodology for aligning LLMs to the implicit and explicit values represented in unstructured text data. Our proposed approach leverages the use of scalable synthetic data generation techniques to effectively align the model to the values present in the unstructured data. Through two distinct use-cases, we demonstrate the efficiency of our methodology on the Mistral-7B-Instruct model. Our approach credibly aligns LLMs to the values embedded within documents, and shows improved performance against other approaches, as quantified through the use of automatic metrics and win rates.
Auctioning Escape Permits for Multiple Correlated Pollutants Using CMRA
Goyal, Keshav, Sathish, Sooraj, Rao, Shrisha
In the context of increasingly complex environmental challenges, effective pollution control mechanisms are crucial. By extending the state of the art auction mechanisms, we aim to develop an efficient approach for allocating pollution abatement resources in a multi-pollutant setting with pollutants affecting each other's reduction costs. We modify the Combinatorial Multi-Round Ascending Auction for the auction of escape permits of pollutants with co-dependent reduction processes, specifically, greenhouse gas emissions and nutrient runoff in Finnish agriculture. We show the significant advantages of this mechanism in pollution control through experiments on the bid prices and amount of escape permits sold in multiple auction simulations.
Learning Brave Assumption-Based Argumentation Frameworks via ASP
De Angelis, Emanuele, Proietti, Maurizio, Toni, Francesca
Assumption-based Argumentation (ABA) is advocated as a unifying formalism for various forms of non-monotonic reasoning, including logic programming. It allows capturing defeasible knowledge, subject to argumentative debate. While, in much existing work, ABA frameworks are given up-front, in this paper we focus on the problem of automating their learning from background knowledge and positive/negative examples. Unlike prior work, we newly frame the problem in terms of brave reasoning under stable extensions for ABA. We present a novel algorithm based on transformation rules (such as Rote Learning, Folding, Assumption Introduction and Fact Subsumption) and an implementation thereof that makes use of Answer Set Programming. Finally, we compare our technique to state-of-the-art ILP systems that learn defeasible knowledge.
Distinguish Confusion in Legal Judgment Prediction via Revised Relation Knowledge
Xu, Nuo, Wang, Pinghui, Zhao, Junzhou, Sun, Feiyang, Lan, Lin, Tao, Jing, Pan, Li, Guan, Xiaohong
Legal Judgment Prediction (LJP) aims to automatically predict a law case's judgment results based on the text description of its facts. In practice, the confusing law articles (or charges) problem frequently occurs, reflecting that the law cases applicable to similar articles (or charges) tend to be misjudged. Although some recent works based on prior knowledge solve this issue well, they ignore that confusion also occurs between law articles with a high posterior semantic similarity due to the data imbalance problem instead of only between the prior highly similar ones, which is this work's further finding. This paper proposes an end-to-end model named \textit{D-LADAN} to solve the above challenges. On the one hand, D-LADAN constructs a graph among law articles based on their text definition and proposes a graph distillation operation (GDO) to distinguish the ones with a high prior semantic similarity. On the other hand, D-LADAN presents a novel momentum-updated memory mechanism to dynamically sense the posterior similarity between law articles (or charges) and a weighted GDO to adaptively capture the distinctions for revising the inductive bias caused by the data imbalance problem. We perform extensive experiments to demonstrate that D-LADAN significantly outperforms state-of-the-art methods in accuracy and robustness.
Say My Name: a Model's Bias Discovery Framework
Ciranni, Massimiliano, Molinaro, Luca, Barbano, Carlo Alberto, Fiandrotti, Attilio, Murino, Vittorio, Pastore, Vito Paolo, Tartaglione, Enzo
In the last few years, due to the broad applicability of deep learning to downstream tasks and end-to-end training capabilities, increasingly more concerns about potential biases to specific, non-representative patterns have been raised. Many works focusing on unsupervised debiasing usually leverage the tendency of deep models to learn ``easier'' samples, for example by clustering the latent space to obtain bias pseudo-labels. However, the interpretation of such pseudo-labels is not trivial, especially for a non-expert end user, as it does not provide semantic information about the bias features. To address this issue, we introduce ``Say My Name'' (SaMyNa), the first tool to identify biases within deep models semantically. Unlike existing methods, our approach focuses on biases learned by the model. Our text-based pipeline enhances explainability and supports debiasing efforts: applicable during either training or post-hoc validation, our method can disentangle task-related information and proposes itself as a tool to analyze biases. Evaluation on traditional benchmarks demonstrates its effectiveness in detecting biases and even disclaiming them, showcasing its broad applicability for model diagnosis.
Indoor Air Quality Dataset with Activities of Daily Living in Low to Middle-income Communities
Karmakar, Prasenjit, Pradhan, Swadhin, Chakraborty, Sandip
In recent years, indoor air pollution has posed a significant threat to our society, claiming over 3.2 million lives annually. Developing nations, such as India, are most affected since lack of knowledge, inadequate regulation, and outdoor air pollution lead to severe daily exposure to pollutants. However, only a limited number of studies have attempted to understand how indoor air pollution affects developing countries like India. To address this gap, we present spatiotemporal measurements of air quality from 30 indoor sites over six months during summer and winter seasons. The sites are geographically located across four regions of type: rural, suburban, and urban, covering the typical low to middle-income population in India. The dataset contains various types of indoor environments (e.g., studio apartments, classrooms, research laboratories, food canteens, and residential households), and can provide the basis for data-driven learning model research aimed at coping with unique pollution patterns in developing countries. This unique dataset demands advanced data cleaning and imputation techniques for handling missing data due to power failure or network outages during data collection. Furthermore, through a simple speech-to-text application, we provide real-time indoor activity labels annotated by occupants. Therefore, environmentalists and ML enthusiasts can utilize this dataset to understand the complex patterns of the pollutants under different indoor activities, identify recurring sources of pollution, forecast exposure, improve floor plans and room structures of modern indoor designs, develop pollution-aware recommender systems, etc.
Scalable and Certifiable Graph Unlearning via Lazy Local Propagation
With the recent adoption of laws supporting the ``right to be forgotten'' and the widespread use of Graph Neural Networks for modeling graph-structured data, graph unlearning has emerged as a crucial research area. Current studies focus on the efficient update of model parameters. However, they often overlook the time-consuming re-computation of graph propagation required for each removal, significantly limiting their scalability on large graphs. In this paper, we present ScaleGUN, the first certifiable graph unlearning mechanism that scales to billion-edge graphs. ScaleGUN employs a lazy local propagation method to facilitate efficient updates of the embedding matrix during data removal. Such lazy local propagation can be proven to ensure certified unlearning under all three graph unlearning scenarios, including node feature, edge, and node unlearning. Extensive experiments on real-world datasets demonstrate the efficiency and efficacy of ScaleGUN. Remarkably, ScaleGUN accomplishes $(\epsilon,\delta)=(1,10^{-4})$ certified unlearning on the billion-edge graph ogbn-papers100M in 20 seconds for a $5K$-random-edge removal request -- of which only 5 seconds are required for updating the embedding matrix -- compared to 1.91 hours for retraining and 1.89 hours for re-propagation. Our code is available online.