Goto

Collaborating Authors

 Law


The Use of Readability Metrics in Legal Text: A Systematic Literature Review

arXiv.org Artificial Intelligence

Understanding the text in legal documents can be challenging due to their complex structure and the inclusion of domain-specific jargon. Laws and regulations are often crafted in such a manner that engagement with them requires formal training, potentially leading to vastly different interpretations of the same texts. Linguistic complexity is an important contributor to the difficulties experienced by readers. Simplifying texts could enhance comprehension across a broader audience, not just among trained professionals. Various metrics have been developed to measure document readability. Therefore, we adopted a systematic review approach to examine the linguistic and readability metrics currently employed for legal and regulatory texts. A total of 3566 initial papers were screened, with 34 relevant studies found and further assessed. Our primary objective was to identify which current metrics were applied for evaluating readability within the legal field. Sixteen different metrics were identified, with the Flesch-Kincaid Grade Level being the most frequently used method. The majority of studies (73.5%) were found in the domain of "informed consent forms". From the analysis, it is clear that not all legal domains are well represented in terms of readability metrics and that there is a further need to develop more consensus on which metrics should be applied for legal documents.


A taxonomy of explanations to support Explainability-by-Design

arXiv.org Artificial Intelligence

As automated decision-making solutions are increasingly applied to all aspects of everyday life, capabilities to generate meaningful explanations for a variety of stakeholders (i.e., decision-makers, recipients of decisions, auditors, regulators...) become crucial. In this paper, we present a taxonomy of explanations that was developed as part of a holistic 'Explainability-by-Design' approach for the purposes of the project PLEAD. The taxonomy was built with a view to produce explanations for a wide range of requirements stemming from a variety of regulatory frameworks or policies set at the organizational level either to translate high-level compliance requirements or to meet business needs. The taxonomy comprises nine dimensions. It is used as a stand-alone classifier of explanations conceived as detective controls, in order to aid supportive automated compliance strategies. A machinereadable format of the taxonomy is provided in the form of a light ontology and the benefits of starting the Explainability-by-Design journey with such a taxonomy are demonstrated through a series of examples.


The Femininomenon of Inequality: A Data-Driven Analysis and Cluster Profiling in Indonesia

arXiv.org Artificial Intelligence

This study addresses the persistent challenges of Workplace Gender Equality (WGE) in Indonesia, examining regional disparities in gender empowerment and inequality through the Gender Empowerment Index (IDG) and Gender Inequality Index (IKG). Despite Indonesia's economic growth and incremental progress in gender equality, as indicated by improvements in the IDG and IKG scores from 2018 to 2023, substantial regional differences remain. Utilizing k-means clustering, the study identifies two distinct clusters of regions with contrasting gender profiles. Cluster 0 includes regions like DKI Jakarta and Central Java, characterized by higher gender empowerment and lower inequality, while Cluster 1 comprises areas such as Papua and North Maluku, where gender disparities are more pronounced. The analysis reveals that local socio-economic conditions and governance frameworks play a critical role in shaping regional gender dynamics. Correlation analyses further demonstrate that higher empowerment is generally associated with lower inequality and greater female representation in professional roles. These findings underscore the importance of targeted, region-specific interventions to promote WGE, addressing both structural and cultural barriers. The insights provided by this study aim to guide policymakers in developing tailored strategies to foster gender equality and enhance women's participation in the workforce across Indonesia's diverse regions.


Hateful Meme Detection through Context-Sensitive Prompting and Fine-Grained Labeling

arXiv.org Artificial Intelligence

The prevalence of multi-modal content on social media complicates automated moderation strategies. This calls for an enhancement in multi-modal classification and a deeper understanding of understated meanings in images and memes. Although previous efforts have aimed at improving model performance through fine-tuning, few have explored an end-to-end optimization pipeline that accounts for modalities, prompting, labeling, and fine-tuning. In this study, we propose an end-to-end conceptual framework for model optimization in complex tasks. Experiments support the efficacy of this traditional yet novel framework, achieving the highest accuracy and AUROC. Ablation experiments demonstrate that isolated optimizations are not ineffective on their own.


Dynamic technology impact analysis: A multi-task learning approach to patent citation prediction

arXiv.org Artificial Intelligence

Machine learning (ML) models are valuable tools for analyzing the impact of technology using patent citation information. However, existing ML-based methods often struggle to account for the dynamic nature of the technology impact over time and the interdependencies of these impacts across different periods. This study proposes a multi-task learning (MTL) approach to enhance the prediction of technology impact across various time frames by leveraging knowledge sharing and simultaneously monitoring the evolution of technology impact. First, we quantify the technology impacts and identify patterns through citation analysis over distinct time periods. Next, we develop MTL models to predict citation counts using multiple patent indicators over time. Finally, we examine the changes in key input indicators and their patterns over different periods using the SHapley Additive exPlanation method. We also offer guidelines for validating and interpreting the results by employing statistical methods and natural language processing techniques. A case study on battery technologies demonstrates that our approach not only deepens the understanding of 1 technology impact, but also improves prediction accuracy, yielding valuable insights for both academia and industry.


Optimisation Strategies for Ensuring Fairness in Machine Learning: With and Without Demographics

arXiv.org Artificial Intelligence

Ensuring fairness has emerged as one of the primary concerns in AI and its related algorithms. Over time, the field of machine learning fairness has evolved to address these issues. This paper provides an extensive overview of this field and introduces two formal frameworks to tackle open questions in machine learning fairness. In one framework, operator-valued optimisation and min-max objectives are employed to address unfairness in time-series problems. This approach showcases state-of-the-art performance on the notorious COMPAS benchmark dataset, demonstrating its effectiveness in real-world scenarios. In the second framework, the challenge of lacking sensitive attributes, such as gender and race, in commonly used datasets is addressed. This issue is particularly pressing because existing algorithms in this field predominantly rely on the availability or estimations of such attributes to assess and mitigate unfairness. Here, a framework for a group-blind bias-repair is introduced, aiming to mitigate bias without relying on sensitive attributes. The efficacy of this approach is showcased through analyses conducted on the Adult Census Income dataset. Additionally, detailed algorithmic analyses for both frameworks are provided, accompanied by convergence guarantees, ensuring the robustness and reliability of the proposed methodologies.


ClevrSkills: Compositional Language and Visual Reasoning in Robotics

arXiv.org Artificial Intelligence

Robotics tasks are highly compositional by nature. For example, to perform a high-level task like cleaning the table a robot must employ low-level capabilities of moving the effectors to the objects on the table, pick them up and then move them off the table one-by-one, while re-evaluating the consequently dynamic scenario in the process. Given that large vision language models (VLMs) have shown progress on many tasks that require high level, human-like reasoning, we ask the question: if the models are taught the requisite low-level capabilities, can they compose them in novel ways to achieve interesting high-level tasks like cleaning the table without having to be explicitly taught so? To this end, we present ClevrSkills - a benchmark suite for compositional reasoning in robotics. ClevrSkills is an environment suite developed on top of the ManiSkill2 simulator and an accompanying dataset. The dataset contains trajectories generated on a range of robotics tasks with language and visual annotations as well as multi-modal prompts as task specification. The suite includes a curriculum of tasks with three levels of compositional understanding, starting with simple tasks requiring basic motor skills. We benchmark multiple different VLM baselines on ClevrSkills and show that even after being pre-trained on large numbers of tasks, these models fail on compositional reasoning in robotics tasks.


Interaction Testing in Variation Analysis

arXiv.org Artificial Intelligence

Relationships of cause and effect are of prime importance for explaining scientific phenomena. Often, rather than just understanding the effects of causes, researchers also wish to understand how a cause $X$ affects an outcome $Y$ mechanistically -- i.e., what are the causal pathways that are activated between $X$ and $Y$. For analyzing such questions, a range of methods has been developed over decades under the rubric of causal mediation analysis. Traditional mediation analysis focuses on decomposing the average treatment effect (ATE) into direct and indirect effects, and therefore focuses on the ATE as the central quantity. This corresponds to providing explanations for associations in the interventional regime, such as when the treatment $X$ is randomized. Commonly, however, it is of interest to explain associations in the observational regime, and not just in the interventional regime. In this paper, we introduce \text{variation analysis}, an extension of mediation analysis that focuses on the total variation (TV) measure between $X$ and $Y$, written as $\mathrm{E}[Y \mid X=x_1] - \mathrm{E}[Y \mid X=x_0]$. The TV measure encompasses both causal and confounded effects, as opposed to the ATE which only encompasses causal (direct and mediated) variations. In this way, the TV measure is suitable for providing explanations in the natural regime and answering questions such as ``why is $X$ associated with $Y$?''. Our focus is on decomposing the TV measure, in a way that explicitly includes direct, indirect, and confounded variations. Furthermore, we also decompose the TV measure to include interaction terms between these different pathways. Subsequently, interaction testing is introduced, involving hypothesis tests to determine if interaction terms are significantly different from zero. If interactions are not significant, more parsimonious decompositions of the TV measure can be used.


Leveraging LLMs for Predictive Insights in Food Policy and Behavioral Interventions

arXiv.org Artificial Intelligence

Food consumption and production contribute significantly to global greenhouse gas emissions, making them crucial entry points for mitigating climate change and maintaining a liveable planet. Over the past two decades, food policy initiatives have explored interventions to reshape production and consumption patterns, focusing on reducing food waste and curbing ruminant meat consumption. While the evidence of "what works" improves, evaluating which policies are appropriate and effective in specific contexts remains difficult due to external validity challenges. This paper demonstrates that a fine-tuned large language model (LLM) can accurately predict the direction of outcomes in approximately 80\% of empirical studies measuring dietary-based impacts (e.g. food choices, sales, waste) resulting from behavioral interventions and policies. Approximately 75 prompts were required to achieve optimal results, with performance showing signs of catastrophic loss beyond this point. Our findings indicate that greater input detail enhances predictive accuracy, although the model still faces challenges with unseen studies, underscoring the importance of a representative training sample. As LLMs continue to improve and diversify, they hold promise for advancing data-driven, evidence-based policymaking.


CorrSynth -- A Correlated Sampling Method for Diverse Dataset Generation from LLMs

arXiv.org Artificial Intelligence

Large language models (LLMs) have demonstrated remarkable performance in diverse tasks using zero-shot and few-shot prompting. Even though their capabilities of data synthesis have been studied well in recent years, the generated data suffers from a lack of diversity, less adherence to the prompt, and potential biases that creep into the data from the generator model. In this work, we tackle the challenge of generating datasets with high diversity, upon which a student model is trained for downstream tasks. Taking the route of decoding-time guidance-based approaches, we propose CorrSynth, which generates data that is more diverse and faithful to the input prompt using a correlated sampling strategy. Further, our method overcomes the complexity drawbacks of some other guidance-based techniques like classifier-based guidance. With extensive experiments, we show the effectiveness of our approach and substantiate our claims. In particular, we perform intrinsic evaluation to show the improvements in diversity. Our experiments show that CorrSynth improves both student metrics and intrinsic metrics upon competitive baselines across four datasets, showing the innate advantage of our method.