Law
PanoSent: A Panoptic Sextuple Extraction Benchmark for Multimodal Conversational Aspect-based Sentiment Analysis
Luo, Meng, Fei, Hao, Li, Bobo, Wu, Shengqiong, Liu, Qian, Poria, Soujanya, Cambria, Erik, Lee, Mong-Li, Hsu, Wynne
While existing Aspect-based Sentiment Analysis (ABSA) has received extensive effort and advancement, there are still gaps in defining a more holistic research target seamlessly integrating multimodality, conversation context, fine-granularity, and also covering the changing sentiment dynamics as well as cognitive causal rationales. This paper bridges the gaps by introducing a multimodal conversational ABSA, where two novel subtasks are proposed: 1) Panoptic Sentiment Sextuple Extraction, panoramically recognizing holder, target, aspect, opinion, sentiment, rationale from multi-turn multi-party multimodal dialogue. 2) Sentiment Flipping Analysis, detecting the dynamic sentiment transformation throughout the conversation with the causal reasons. To benchmark the tasks, we construct PanoSent, a dataset annotated both manually and automatically, featuring high quality, large scale, multimodality, multilingualism, multi-scenarios, and covering both implicit and explicit sentiment elements. To effectively address the tasks, we devise a novel Chain-of-Sentiment reasoning framework, together with a novel multimodal large language model (namely Sentica) and a paraphrase-based verification mechanism. Extensive evaluations demonstrate the superiority of our methods over strong baselines, validating the efficacy of all our proposed methods. The work is expected to open up a new era for the ABSA community, and thus all our codes and data are open at https://PanoSent.github.io/
FairHome: A Fair Housing and Fair Lending Dataset
Bagalkotkar, Anusha, Karmakar, Aveek, Arnson, Gabriel, Linda, Ondrej
We present a Fair Housing and Fair Lending dataset (FairHome): A dataset with around 75,000 examples across 9 protected categories. To the best of our knowledge, FairHome is the first publicly available dataset labeled with binary labels for compliance risk in the housing domain. We demonstrate the usefulness and effectiveness of such a dataset by training a classifier and using it to detect potential violations when using a large language model (LLM) in the context of real-estate transactions. We benchmark the trained classifier against state-of-the-art LLMs including GPT-3.5, GPT-4, LLaMA-3, and Mistral Large in both zero-shot and fewshot contexts. Our classifier outperformed with an F1-score of 0.91, underscoring the effectiveness of our dataset. WARNING: Some of the examples included in the paper are not polite, in so far as they reveal bias that might feel discriminatory to the readers.
Identifying the sources of ideological bias in GPT models through linguistic variation in output
Walker, Christina, Timoneda, Joan C.
Extant work shows that generative AI models such as GPT-3.5 and 4 perpetuate social stereotypes and biases. One concerning but less explored source of bias is ideology. Do GPT models take ideological stances on politically sensitive topics? In this article, we provide an original approach to identifying ideological bias in generative models, showing that bias can stem from both the training data and the filtering algorithm. We leverage linguistic variation in countries with contrasting political attitudes to evaluate bias in average GPT responses to sensitive political topics in those languages. First, we find that GPT output is more conservative in languages that map well onto conservative societies (i.e., Polish), and more liberal in languages used uniquely in liberal societies (i.e., Swedish). This result provides strong evidence of training data bias in GPT models. Second, differences across languages observed in GPT-3.5 persist in GPT-4, even though GPT-4 is significantly more liberal due to OpenAI's filtering policy. Our main takeaway is that generative model training must focus on high-quality, curated datasets to reduce bias, even if it entails a compromise in training data size. Filtering responses after training only introduces new biases and does not remove the underlying training biases.
A Small Claims Court for the NLP: Judging Legal Text Classification Strategies With Small Datasets
Noguti, Mariana Yukari, Vellasques, Edduardo, Oliveira, Luiz Eduardo Soares
Recent advances in language modelling has significantly decreased the need of labelled data in text classification tasks. Transformer-based models, pre-trained on unlabeled data, can outmatch the performance of models trained from scratch for each task. However, the amount of labelled data need to fine-tune such type of model is still considerably high for domains requiring expert-level annotators, like the legal domain. This paper investigates the best strategies for optimizing the use of a small labeled dataset and large amounts of unlabeled data and perform a classification task in the legal area with 50 predefined topics. More specifically, we use the records of demands to a Brazilian Public Prosecutor's Office aiming to assign the descriptions in one of the subjects, which currently demands deep legal knowledge for manual filling. The task of optimizing the performance of classifiers in this scenario is especially challenging, given the low amount of resources available regarding the Portuguese language, especially in the legal domain. Our results demonstrate that classic supervised models such as logistic regression and SVM and the ensembles random forest and gradient boosting achieve better performance along with embeddings extracted with word2vec when compared to BERT language model. The latter demonstrates superior performance in association with the architecture of the model itself as a classifier, having surpassed all previous models in that regard. The best result was obtained with Unsupervised Data Augmentation (UDA), which jointly uses BERT, data augmentation, and strategies of semi-supervised learning, with an accuracy of 80.7% in the aforementioned task.
Instruct-SkillMix: A Powerful Pipeline for LLM Instruction Tuning
Kaur, Simran, Park, Simon, Goyal, Anirudh, Arora, Sanjeev
We introduce Instruct-SkillMix, an automated approach for creating diverse, high quality SFT data. The Instruct-SkillMix pipeline involves two stages, each leveraging an existing powerful LLM: (1) Skill extraction: uses the LLM to extract core "skills" for instruction-following, either from existing datasets, or by directly prompting the model; (2) Data generation: uses the powerful LLM to generate (instruction, response) data that exhibit a randomly chosen pair of these skills. Here, the use of random skill combinations promotes diversity and difficulty. Vanilla SFT (i.e., no PPO, DPO, or RL methods) on data generated from Instruct-SkillMix leads to strong gains on instruction following benchmarks such as AlpacaEval 2.0, MT-Bench, and WildBench. With just $4$K examples, LLaMA-3-8B-Base achieves 42.76% length-controlled win rate on AlpacaEval 2.0. To our knowledge, this achieves state-of-the-art performance among all models that have only undergone SFT (no RL methods) and competes with proprietary models such as Claude 3 Opus and LLaMA-3.1-405B-Instruct. Ablation studies also suggest plausible reasons for why creating open instruction-tuning datasets via naive crowd-sourcing has proved difficult. Introducing low quality answers ("shirkers") in $20\%$ of Instruct-SkillMix examples causes performance to plummet, sometimes catastrophically. The Instruct-SkillMix pipeline is flexible and is adaptable to other settings.
RegNLP in Action: Facilitating Compliance Through Automated Information Retrieval and Answer Generation
Gokhan, Tuba, Wang, Kexin, Gurevych, Iryna, Briscoe, Ted
Regulatory documents, issued by governmental regulatory bodies, establish rules, guidelines, and standards that organizations must adhere to for legal compliance. These documents, characterized by their length, complexity and frequent updates, are challenging to interpret, requiring significant allocation of time and expertise on the part of organizations to ensure ongoing compliance.Regulatory Natural Language Processing (RegNLP) is a multidisciplinary subfield aimed at simplifying access to and interpretation of regulatory rules and obligations. We define an Automated Question-Passage Generation task for RegNLP, create the ObliQA dataset containing 27,869 questions derived from the Abu Dhabi Global Markets (ADGM) financial regulation document collection, design a baseline Regulatory Information Retrieval and Answer Generation system, and evaluate it with RePASs, a novel evaluation metric that tests whether generated answers accurately capture all relevant obligations and avoid contradictions.
Categorical data clustering: 25 years beyond K-modes
Dinh, Tai, Hauchi, Wong, Fournier-Viger, Philippe, Lisik, Daniil, Ha, Minh-Quyet, Dam, Hieu-Chi, Huynh, Van-Nam
The clustering of categorical data is a common and important task in computer science, offering profound implications across a spectrum of applications. Unlike purely numerical data, categorical data often lack inherent ordering as in nominal data, or have varying levels of order as in ordinal data, thus requiring specialized methodologies for efficient organization and analysis. This review provides a comprehensive synthesis of categorical data clustering in the past twenty-five years, starting from the introduction of K-modes. It elucidates the pivotal role of categorical data clustering in diverse fields such as health sciences, natural sciences, social sciences, education, engineering and economics. Practical comparisons are conducted for algorithms having public implementations, highlighting distinguishing clustering methodologies and revealing the performance of recent algorithms on several benchmark categorical datasets. Finally, challenges and opportunities in the field are discussed.
Explainable AI: Definition and attributes of a good explanation for health AI
Kyrimi, Evangelia, McLachlan, Scott, Wohlgemut, Jared M, Perkins, Zane B, Lagnado, David A., Marsh, William, Group, the ExAIDSS Expert
Proposals of artificial intelligence (AI) solutions based on increasingly complex and accurate predictive models are becoming ubiquitous across many disciplines. As the complexity of these models grows, transparency and users' understanding often diminish. This suggests that accurate prediction alone is insufficient for making an AI-based solution truly useful. In the development of healthcare systems, this introduces new issues related to accountability and safety. Understanding how and why an AI system makes a recommendation may require complex explanations of its inner workings and reasoning processes. Although research on explainable AI (XAI) has significantly increased in recent years and there is high demand for XAI in medicine, defining what constitutes a good explanation remains ad hoc, and providing adequate explanations continues to be challenging. To fully realize the potential of AI, it is critical to address two fundamental questions about explanations for safety-critical AI applications, such as health-AI: (1) What is an explanation in health-AI? and (2) What are the attributes of a good explanation in health-AI? In this study, we examined published literature and gathered expert opinions through a two-round Delphi study. The research outputs include (1) a definition of what constitutes an explanation in health-AI and (2) a comprehensive list of attributes that characterize a good explanation in health-AI.
Identity-related Speech Suppression in Generative AI Content Moderation
Anigboro, Oghenefejiro Isaacs, Crawford, Charlie M., Metaxa, Danaë, Friedler, Sorelle A.
Automated content moderation systems have long been used to help reduce the occurrence of violent, hateful, sexual, or otherwise undesired user-generated content online, including in online comment sections and by social media platforms [7, 19, 24]. As content is generated by AI systems, automated content moderation techniques are being applied to the text generated by these systems to filter unwanted content before it is shown to users [21, 22]. However, content moderation is known to suffer from identity-related biases, such that speech by or about marginalized identities is more likely to be incorrectly flagged as inappropriate content [5, 10, 27]. In this paper, we conduct an audit of five content moderation systems to measure identity-related speech suppression, introducing benchmark datasets and definitions to quantify these biases in the context of generative AI systems. Previous assessments of content moderation systems have used benchmark datasets to measure effectiveness and bias. These include datasets composed of user-generated content, such as tweets or internet comments, that have been hand-labeled according to a content moderation rubric [2, 8]. However, most of these datasets are composed of short-form content and do not include the types of text involved in generative AI systems, be they user-generated prompts or system-provided responses. Automated content moderation systems applied in generative AI settings may have unexpected or undesired results, for example flagging PG-rated movie scripts as inappropriate content [21]. As generative AI is increasingly used for creative and expressive text generation from schools to Hollywood, this paper is motivated by this question: whose stories won't be told?
Socially Responsible Data for Large Multilingual Language Models
Smart, Andrew, Hutchinson, Ben, Amugongo, Lameck Mbangula, Dikker, Suzanne, Zito, Alex, Ebinama, Amber, Wudiri, Zara, Wang, Ding, van Liemt, Erin, Sedoc, João, Olojo, Seyi, Uwakwe, Stanley, Wornyo, Edem, Schmer-Galunder, Sonja, Smith-Loud, Jamila
Large Language Models (LLMs) have rapidly increased in size and apparent capabilities in the last three years, but their training data is largely English text. There is growing interest in multilingual LLMs, and various efforts are striving for models to accommodate languages of communities outside of the Global North, which include many languages that have been historically underrepresented in digital realms. These languages have been coined as "low resource languages" or "long-tail languages", and LLMs performance on these languages is generally poor. While expanding the use of LLMs to more languages may bring many potential benefits, such as assisting cross-community communication and language preservation, great care must be taken to ensure that data collection on these languages is not extractive and that it does not reproduce exploitative practices of the past. Collecting data from languages spoken by previously colonized people, indigenous people, and non-Western languages raises many complex sociopolitical and ethical questions, e.g., around consent, cultural safety, and data sovereignty. Furthermore, linguistic complexity and cultural nuances are often lost in LLMs. This position paper builds on recent scholarship, and our own work, and outlines several relevant social, cultural, and ethical considerations and potential ways to mitigate them through qualitative research, community partnerships, and participatory design approaches. We provide twelve recommendations for consideration when collecting language data on underrepresented language communities outside of the Global North.