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Methods for Legal Citation Prediction in the Age of LLMs: An Australian Law Case Study

arXiv.org Artificial Intelligence

In recent years, Large Language Models (LLMs) have shown great potential across a wide range of legal tasks. Despite these advances, mitigating hallucination remains a significant challenge, with state-of-the-art LLMs still frequently generating incorrect legal references. In this paper, we focus on the problem of legal citation prediction within the Australian law context, where correctly identifying and citing relevant legislations or precedents is critical. We compare several approaches: prompting general purpose and law-specialised LLMs, retrieval-only pipelines with both generic and domain-specific embeddings, task-specific instruction-tuning of LLMs, and hybrid strategies that combine LLMs with retrieval augmentation, query expansion, or voting ensembles. Our findings indicate that domain-specific pre-training alone is insufficient for achieving satisfactory citation accuracy even after law-specialised pre-training. In contrast, instruction tuning on our task-specific dataset dramatically boosts performance reaching the best results across all settings. We also highlight that database granularity along with the type of embeddings play a critical role in the performance of retrieval systems. Among retrieval-based approaches, hybrid methods consistently outperform retrieval-only setups, and among these, ensemble voting delivers the best result by combining the predictive quality of instruction-tuned LLMs with the retrieval system.


Creating a Cooperative AI Policymaking Platform through Open Source Collaboration

arXiv.org Artificial Intelligence

Advances in artificial intelligence (AI) present significant risks and opportunities, requiring improved governance to mitigate societal harms and promote equitable benefits. Current incentive structures and regulatory delays may hinder responsible AI development and deployment, particularly in light of the transformative potential of large language models (LLMs). To address these challenges, we propose developing the following three contributions: (1) a large multimodal text and economic-timeseries foundation model that integrates economic and natural language policy data for enhanced forecasting and decision-making, (2) algorithmic mechanisms for eliciting diverse and representative perspectives, enabling the creation of data-driven public policy recommendations, and (3) an AI-driven web platform for supporting transparent, inclusive, and data-driven policymaking.


I Don't Know: Explicit Modeling of Uncertainty with an [IDK] Token

arXiv.org Artificial Intelligence

Large Language Models are known to capture real-world knowledge, allowing them to excel in many downstream tasks. Despite recent advances, these models are still prone to what are commonly known as hallucinations, causing them to emit unwanted and factually incorrect text. In this work, we propose a novel calibration method that can be used to combat hallucinations. We add a special [IDK] ("I don't know") token to the model's vocabulary and introduce an objective function that shifts probability mass to the [IDK] token for incorrect predictions. This approach allows the model to express uncertainty in its output explicitly. We evaluate our proposed method across multiple model architectures and factual downstream tasks. We find that models trained with our method are able to express uncertainty in places where they would previously make mistakes while suffering only a small loss of encoded knowledge. We further perform extensive ablation studies of multiple variations of our approach and provide a detailed analysis of the precision-recall tradeoff of our method.


Exploring Memorization and Copyright Violation in Frontier LLMs: A Study of the New York Times v. OpenAI 2023 Lawsuit

arXiv.org Artificial Intelligence

Our work aims to measure the propensity of OpenAI's LLMs to exhibit verbatim memorization in its outputs relative to other LLMs, specifically focusing on news articles. We discover that both GPT and Claude models use refusal training and output filters to prevent verbatim output of the memorized articles. We apply a basic prompt template to bypass the refusal training and show that OpenAI models are currently less prone to memorization elicitation than models from Meta, Mistral, and Anthropic. We find that as models increase in size, especially beyond 100 billion parameters, they demonstrate significantly greater capacity for memorization. Our findings have practical implications for training: more attention must be placed on preventing verbatim memorization in very large models.


KaSA: Knowledge-Aware Singular-Value Adaptation of Large Language Models

arXiv.org Artificial Intelligence

The increasing sizes of large language models (LLMs) result in significant computational overhead and memory usage when adapting these models to specific tasks or domains. Various parameter-efficient fine-tuning (PEFT) methods have been devised to mitigate these challenges by training a small set of parameters for the task-specific updates of the model weights. Among PEFT methods, LoRA stands out for its simplicity and efficiency, inspiring the development of a series of variants. However, LoRA and its successors disregard the knowledge that is noisy or irrelevant to the targeted task, detrimentally impacting model performance and leading to suboptimality. To address this limitation, we introduce Knowledge-aware Singular-value Adaptation (KaSA), a PEFT method that leverages singular value decomposition (SVD) with knowledge-aware singular values to dynamically activate knowledge based on its relevance to the task at hand. We conduct extensive experiments across a range of LLMs on tasks spanning natural language understanding (NLU), generation (NLG), instruction following, and commonsense reasoning. The experimental results demonstrate that KaSA consistently outperforms FFT and 14 popular PEFT baselines across 16 benchmarks and 4 synthetic datasets, underscoring our method's efficacy and adaptability. The source code of our method is available at https://github.com/juyongjiang/KaSA.


Rule-based Data Selection for Large Language Models

arXiv.org Artificial Intelligence

There are increasing studies using LLMs to rate and select data based on several human-crafted metrics (rules). However, these conventional rule-based approaches often depend too heavily on human heuristics, lack effective metrics for assessing rules, and exhibit limited adaptability to new tasks. In our study, we introduce an innovative rule-based framework that utilizes the orthogonality of score vectors associated with rules as a novel metric for rule evaluations. Our approach includes an automated pipeline that first uses LLMs to generate a diverse set of rules, encompassing various rating dimensions to evaluate data quality. Then it rates a batch of data based on these rules and uses the determinantal point process (DPP) from random matrix theory to select the most orthogonal score vectors, thereby identifying a set of independent rules. These rules are subsequently used to evaluate all data, selecting samples with the highest average scores for downstream tasks such as LLM training. We verify the effectiveness of our method through two experimental setups: 1) comparisons with ground truth ratings and 2) benchmarking LLMs trained with the chosen data. Our comprehensive experiments cover a range of scenarios, including general pre-training and domain-specific fine-tuning in areas such as IMDB, Medical, Math, and Code. The outcomes demonstrate that our DPP-based rule rating method consistently outperforms other approaches, including rule-free rating, uniform sampling, importance resampling, and QuRating, in terms of both rating precision and model performance.


Hate Speech According to the Law: An Analysis for Effective Detection

arXiv.org Artificial Intelligence

The issue of hate speech extends beyond the confines of the online realm. It is a problem with real-life repercussions, prompting most nations to formulate legal frameworks that classify hate speech as a punishable offence. These legal frameworks differ from one country to another, contributing to the big chaos that online platforms have to face when addressing reported instances of hate speech. With the definitions of hate speech falling short in introducing a robust framework, we turn our gaze onto hate speech laws. We consult the opinion of legal experts on a hate speech dataset and we experiment by employing various approaches such as pretrained models both on hate speech and legal data, as well as exploiting two large language models (Qwen2-7B-Instruct and Meta-Llama-3-70B). Due to the time-consuming nature of data acquisition for prosecutable hate speech, we use pseudo-labeling to improve our pretrained models. This study highlights the importance of amplifying research on prosecutable hate speech and provides insights into effective strategies for combating hate speech within the parameters of legal frameworks. Our findings show that legal knowledge in the form of annotations can be useful when classifying prosecutable hate speech, yet more focus should be paid on the differences between the laws.


DocETL: Agentic Query Rewriting and Evaluation for Complex Document Processing

arXiv.org Artificial Intelligence

Analyzing unstructured data has been a persistent challenge in data processing. Large Language Models (LLMs) have shown promise in this regard, leading to recent proposals for declarative frameworks for LLM-powered processing of unstructured data. However, these frameworks focus on reducing cost when executing user-specified operations using LLMs, rather than improving accuracy, executing most operations as-is (in a single LLM call). This is problematic for complex tasks and data, where LLM outputs for user-defined operations are often inaccurate, even with optimized prompts. For example, an LLM may struggle to identify {\em all} instances of specific clauses, like force majeure or indemnification, in lengthy legal documents, requiring decomposition of the data, the task, or both. We present DocETL, a system that optimizes complex document processing pipelines, while accounting for LLM shortcomings. DocETL offers a declarative interface for users to define such pipelines and uses an agent-based approach to automatically optimize them, leveraging novel agent-based rewrites (that we call rewrite directives), as well as an optimization and evaluation framework. We introduce (i) logical rewriting of pipelines, tailored for LLM-based tasks, (ii) an agent-guided plan evaluation mechanism that synthesizes and orchestrates task-specific validation prompts, and (iii) an optimization algorithm that efficiently finds promising plans, considering the latencies of agent-based plan generation and evaluation. Our evaluation on four different unstructured document analysis tasks demonstrates that DocETL finds plans with outputs that are 25 to 80% more accurate than well-engineered baselines, addressing a critical gap in unstructured data analysis. DocETL is open-source at docetl.org, and as of November 2024, has amassed over 1.3k GitHub Stars, with users spanning a variety of domains.


On Socially Fair Low-Rank Approximation and Column Subset Selection

arXiv.org Machine Learning

Low-rank approximation and column subset selection are two fundamental and related problems that are applied across a wealth of machine learning applications. In this paper, we study the question of socially fair low-rank approximation and socially fair column subset selection, where the goal is to minimize the loss over all sub-populations of the data. We show that surprisingly, even constant-factor approximation to fair low-rank approximation requires exponential time under certain standard complexity hypotheses. On the positive side, we give an algorithm for fair low-rank approximation that, for a constant number of groups and constant-factor accuracy, runs in $2^{\text{poly}(k)}$ time rather than the na\"{i}ve $n^{\text{poly}(k)}$, which is a substantial improvement when the dataset has a large number $n$ of observations. We then show that there exist bicriteria approximation algorithms for fair low-rank approximation and fair column subset selection that run in polynomial time.


A Comprehensive Survey and Guide to Multimodal Large Language Models in Vision-Language Tasks

arXiv.org Artificial Intelligence

This survey and application guide to multimodal large language models(MLLMs) explores the rapidly developing field of MLLMs, examining their architectures, applications, and impact on AI and Generative Models. Starting with foundational concepts, we delve into how MLLMs integrate various data types, including text, images, video and audio, to enable complex AI systems for cross-modal understanding and generation. It covers essential topics such as training methods, architectural components, and practical applications in various fields, from visual storytelling to enhanced accessibility. Through detailed case studies and technical analysis, the text examines prominent MLLM implementations while addressing key challenges in scalability, robustness, and cross-modal learning. Concluding with a discussion of ethical considerations, responsible AI development, and future directions, this authoritative resource provides both theoretical frameworks and practical insights. It offers a balanced perspective on the opportunities and challenges in the development and deployment of MLLMs, and is highly valuable for researchers, practitioners, and students interested in the intersection of natural language processing and computer vision.